Examples of Plan of compliance in a sentence
The Code should be read in conjunction with the Company’s other policy statements, including, without limitation, the Company’s Whistleblower Hotline Policy and Procedures, Disclosure Controls and Procedures, Xxxxxxx Xxxxxxx Policy, Conflicts of Interest Policy and Plan of Compliance Review and Reporting System and Establishment of Compliance Committee.
The Company submitted a Plan of Compliance to the Nasdaq Listing Qualifications Panel ahead of the hearing, in which it informed the Panel that at the extraordinary meeting of the Company's shareholders that was scheduled for and held on October 16, 2008, the Company's shareholders would be asked to approve a reverse stock split which would enable the Company's shares to trade above $1.00 per share, resulting gin the Company regaining compliance with the minimum bid price requirement.
We remain ready and willing to provide the staff of the American Stock Exchange with our internal financial information concerning the results of our recent operations indicating the progress we have made under the Plan of Compliance previously provided to, and accepted by, the Exchange.
Norton Street· Newark, NY 14513 · Ph: (315) 331-7742 · Fax: (315) 331-3547 · www.iec-electronics.com IEC Announces Acceptance of its Plan of Compliance by NYSE MKT Newark, NY – June 17, 2013 – IEC Electronics Corp.
AFP has complied with, and is current with respect to, such Plan of Compliance in all material respects.
Set forth on Schedule 3.1(bb) is AFP's year 2000 Plan of Compliance with respect to the computer hardware, software, programs and similar systems set forth on Schedule 3.1(bb).
The Compliance Officer will act in a manner that is consistent with the requirements and spirit of the Code.The Code should be read in conjunction with the Company’s other policy statements, including, without limitation, the Company’s Whistleblower Hotline Policy and Procedures, Disclosure Controls and Procedures, Insider Trading Policy, Conflicts of Interest Policy and Plan of Compliance Review and Reporting System and Establishment of Compliance Committee.