Examples of Proposed Securities in a sentence

Proposed Securities Transactions of the Preclearance Officer that require preclearance must be submitted to his designee.
Proposed Securities transactions must be pre-cleared by all Employees with the Central Compliance Department (and approved by a Supervisor) in accordance with the Compliance Manual -- Employee/Employee-Related Trading Policy via the intranet based Employee Trade Request ("ETR") system prior to their being placed with the broker.
Costs of entertainment, amusement, diversion and social activities (such as tickets to shows or sporting events, meals, lodging, rentals, transportation and gratuities) are unallowable and may not be requested.
Proposed Securities and closed-end Mutual Fund transactions must be pre-cleared by all Employees with the Central Compliance Department (and approved by a Supervisor) in accordance with the Deutsche Bank Employee/Employee-Related Trading Policy via the intranet based Employee Trade Request ("ETR") system prior to their being placed with the broker.
Proposed Securities and closed-end mutual fund transactions must be pre-cleared by all Employees with the Central Compliance Department (and approved by a Supervisor) in accordance with the Compliance Manual -- Employee/Employee-Related Trading Policy via the intranet based Employee Trade Request ("ETR") system prior to their being placed with the broker.

More Definitions of Proposed Securities

Proposed Securities has the meaning set forth in Section 5.8(a)(i) herein.

Proposed Securities shall have the meaning ascribed thereto in Section 6.11.

Proposed Securities has the meaning set forth in Section 3(a)(1).

Proposed Securities has the meaning assigned to such term in Section 9.3(a)(i).

Proposed Securities shall have the meaning set forth in Section 3.04.

Proposed Securities has the meaning specified in Section 8.20(a).

Proposed Securities shall have the meaning set forth in Section 6.13(a).