Company Securities definition
Examples of Company Securities in a sentence
Each Lock-Up Party is entering into this Agreement solely in his, her or its capacity as the anticipated owner of Company Securities following the consummation of the Merger.
Effective as of one (1) Business Day prior to soliciting the Company Stockholder Approval pursuant to Section 6.22, the Company will not record or recognize any transfers of Company Securities on the record books of the Company, other than transfers as to which the Company has been notified of, in writing, prior to such Business Day.
If to the Representative: ▇▇▇▇▇ & Company Capital Markets, a division of ▇▇▇▇▇ & Company Securities, LLC ▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇ Attn: General Counsel Email: ▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ Copy (which copy shall not constitute notice) to: Loeb & Loeb, LLP ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ New York, NY 10154 Attn: ▇▇▇▇▇▇▇▇ ▇.
Other than ▇▇▇▇▇ & Company Securities, LLC, acting through its ▇▇▇▇▇ & Company Capital Markets division, no broker, finder, investment banker or other Person is entitled to, nor will be entitled to, either directly or indirectly, any brokerage fee, finders’ fee or other similar commission, including any deferred underwriting commissions, in connection with the Transactions based upon arrangements made by the Purchaser, Merger Sub or any of their Affiliates.
Except as set forth on Section 4.03(b)(ii) of the Company Disclosure Letter or in the Company’s Organizational Documents, there are no preemptive rights or rights of first refusal or first offer, nor are there any Contracts, commitments, arrangements or restrictions to which the Company or, to the Knowledge of the Company, any of its security holders is a party or bound relating to any Company Securities, whether or not outstanding.