Recent SEC Filings definition

Recent SEC Filings the 1995 10-K and 1996-10-Qs.
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Recent SEC Filings means collectively (i) the Company's annual report on Form 10-K for the year ended December 31, 1995 and (ii) the Company's quarterly reports on Forms 10-Q for the calendar quarters ending March 31, 1996 and June 30, 1996.
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Examples of Recent SEC Filings in a sentence

  • Except as disclosed in the Recent SEC Filings, there are no pending or (to the best of Borrower's knowledge after due inquiry) threatened actions or proceedings before any court or administrative agency which may be expected to have a materially adverse effect on Borrower's business or financial condition or which seek to question or set aside any of the transactions herein contemplated.

  • The Company has no contingent liabilities except as disclosed under the Recent SEC Filings.

  • The Company has no indebtedness for money borrowed except as disclosed under the Recent SEC Filings.

  • Except as disclosed in the Recent SEC Filings and other than the Purchasers, no person has any right to cause the Company or any of its subsidiaries to effect the registration under the Securities Act of any securities of the Company or any of its subsidiaries.

  • All issued and outstanding shares of the Company’s capital stock (i) have been duly authorized and validly issued, (ii) are fully paid and nonassessable, (iii) except as set forth in the Recent SEC Filings, are free from any preemptive and cumulative voting rights and (iv) were issued pursuant to valid registrations, qualifications or exemptions under federal and state securities laws.

  • The interactive data in eXtensible Business Reporting Language included or incorporated by reference in the Recent SEC Filings fairly presents the information called for in all material respects and has been prepared in accordance with the Commission’s rules and guidelines applicable thereto.

  • Since the Latest Statement Date, and except as disclosed on Schedule 3.8 or in the Recent SEC Filings, there has not been, to the Company’s knowledge, any event or condition of any character that, either individually or cumulatively, has materially and adversely affected the business, assets, liabilities, financial condition, operations or prospects of the Company.

  • Except as disclosed on Schedule 3.14 or in the Recent SEC Filings, the Company is not a party to or bound by any currently effective employment contract, deferred compensation arrangement, bonus plan, incentive plan, profit sharing or defined benefit plan, retirement agreement or other employee compensation plan or agreement.

  • Except as specified in the Recent SEC Filings, the Company has not, in the two years preceding the date hereof, received notice from any Trading Market to the effect that the Company is not in compliance with the listing or maintenance requirements thereof.

  • Except as disclosed on Schedule 3.25 or in the Recent SEC Filings, or as required pursuant to the Registration Rights Agreement, the Company is presently not under any obligation, and has not granted any rights, to register (as defined in the Registration Rights Agreement) any of the Company’s presently outstanding securities or any of its securities that may hereafter be issued.

Related to Recent SEC Filings

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Parent SEC Documents has the meaning set forth in Section 4.6(a).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Most Recent Financial Statements has the meaning set forth in Section 4(g) below.

  • Parent Disclosure Schedule means the disclosure schedule dated the date hereof regarding this Agreement that has been provided by Parent to the Company.

  • Disclosure Letters means the Seller Disclosure Letter and the Buyer Disclosure Letter.

  • Disclosure Schedule means the Disclosure Schedule, dated as of the date hereof, delivered to the Buyer by the Seller concurrently with the execution of this Agreement.

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • Parent Disclosure Letter means the disclosure letter delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • Disclosure Letter means the disclosure letter, dated the Effective Date, delivered by the Credit Parties to the Collateral Agent, as may be updated on the Tranche A Closing Date (if required and as permitted hereunder).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Disclosure Schedules means the Disclosure Schedules of the Company delivered concurrently herewith.

  • Company 10-K means the Company’s annual report on Form 10-K for the fiscal year ended December 31, 2015.

  • Company Financial Statements has the meaning set forth in Section 3.6(a).

  • Public Filings has the meaning set forth in Section 6.1(c).

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Company Financial Information As defined in Section 2(a)(ii).

  • Company Financials means the Audited Financial Statements and the Interim Financial Statements.

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Unaudited Financial Statements has the meaning set forth in Section 3.4(a).

  • Statutory Financial Statements means, with respect to any Party, the annual and quarterly statutory financial statements of such Party filed with the Governmental Authority charged with supervision of insurance companies in the jurisdiction of domicile of such Party to the extent such Party is required by Applicable Law to prepare and file such financial statements.

  • Interim Financial Statements has the meaning set forth in Section 3.06.

  • Parent Financial Statements has the meaning set forth in Section 4.6(a).

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).