Registered Financial Advisor Trainee definition

Registered Financial Advisor Trainee means a person employed by MS-GWMG as a registered financial advisor trainee who has not yet become a Financial Advisor.
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Registered Financial Advisor Trainee means a person employed by MS-GWMG as a registered financial advisor xxxxxxx who has not yet become a Financial Advisor.
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Examples of Registered Financial Advisor Trainee in a sentence

  • The parties agree that if at any time during the term of this Settlement Agreement a dispute shall arise between MS-GWMG and a Financial Advisor or a Registered Financial Advisor Trainee concerning any account distribution, such dispute shall initially go through the MS-GWMG’s internal complaint process which includes access to mediation under MS-GWG’s alternative dispute resolution mechanism (“CARE”).

  • They are asking for changes, ameliorations and to be involved in teaching some courses in the curricula10.

  • MS-GWMG shall report to the Diversity Monitor on an annual basis the efforts made to recruit African American and Latino candidates to the Registered Financial Advisor Trainee and Financial Advisor positions including its sourcing and recruiting strategies, including but not limited to, targeted marketing and recruiting efforts, relationship/networking building with diverse organizations and schools, diversity career nights, internships and other sponsorships and scholarship programs.

  • The start time for delivery of the online CPD Activity is an estimate only and may vary due to technical issues or other factors outside STEM Learning’s control.

  • She was a Registered Financial Advisor Trainee for only seven months, from February 2004 until September 2004.

  • Xxxxxx Xxxxxxx also maintains that opportunities for movement from Registered Financial Advisor Trainee into Financial Advisor positions, and movement from Financial Advisor into branch management positions, were equally available to all employees, and that African Americans and Latinos were not denied equal terms and conditions of employment or terminated on the basis of their race or color.

  • More significantly, the Settlement Agreement provides for the joint appointment of Industrial Psychologists who shall work with Morgan Stanley to develop innovative, meaningful, novel, state-of-the-art programs; monitor the implementation of the policies and initiatives that Morgan Stanley is obligated to undertake; and, on an annual basis, monitor the representation rates of African Americans and Latinos in the Registered Financial Advisor Trainee and Financial *26 Advisor positions.

  • The parties will also jointly appoint Industrial Psychologists Xx. Xxxxxxxx Xxxxxxxxx and Xx. Xxxxx Xxxxxxxxx to work with MS-GWMG and Class Counsel to improve the representation and success rates of African Americans and Latinos in the Financial Advisor and Registered Financial Advisor Trainee positions.

  • The set of 7-mers uses 49 nucleotides to represent the same information as in the unitig.

  • The sounds and images themselves form graphics and characters whether they are interactive or not and the broadcast televisions will broadcast them(Küng-Shankleman, 2012).

Related to Registered Financial Advisor Trainee

  • registered firm means a registered dealer, a registered adviser, or a registered investment fund manager;

  • Registered Fund means an investment company registered under the Investment Company Act.

  • registered dentist means a fully registered person within the meaning of the Dentists Act 1984 who holds a license to practice under that Act;

  • Registered Clubs Act means the Registered Clubs Act 1976 and any regulation made under the Registered Clubs Act 1976. Any reference to a provision of the Registered Clubs Act includes a reference to the same or similar provision in any legislation replacing, amending or modifying the Registered Clubs Act however that provision may be amended in that legislation.

  • Registered nurse means a person who has been issued a certificate of registration as a registered nurse pursuant to the Health Professions Act and Regulations, and who holds an annual certificate.

  • Significant Financial Interest means anything of monetary value, including but not limited to, salary or other payments for services (e.g., consulting fees or honoraria); equity interests (e.g., stocks, stock options or other ownership interests); and intellectual property rights (e.g., patents, copyrights, license agreements, and royalties from such rights). The term does not include:

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • Registered family day home means any family day home that has met the standards for voluntary registration for such homes pursuant to regulations adopted by the Board and that has obtained a certificate of registration from the Commissioner.

  • Registered Nurse (RN) means an individual licensed pursuant to Iowa Code chapter 152.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • person with a 0.25 per cent. interest means a person who holds, or is shown in any register or record kept by the company under the Companies Acts as having an interest in, shares in the company which comprise in total at least 0.25 per cent. in number or nominal value of the shares of the company (calculated exclusive of any shares held as treasury shares), or of any class of such shares (calculated exclusive of any shares of that class held as treasury shares), in issue at the date of service of the restriction notice;

  • Regulation S Global Securities Appendix A

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • 144A Global Security means a permanent Global Security in the form of the Security attached hereto as Exhibit A-1, and that is deposited with and registered in the name of the Depositary, representing Securities sold in reliance on Rule 144A under the Securities Act.

  • Registered Certificate Any Certificate that has been the subject of registration under the Securities Act. As of the Closing Date, the Class A-1, Class A-2, Class A-3, Class A-4, Class A-5, Class A-SB, Class X-A, Class X-B, Class A-S, Class B, Class C and Class PEX Certificates constitute Registered Certificates.

  • registered valuer means a person registered as such in accordance with the Companies Act, 2013 (18 of 2013) and rules made thereunder;

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Children of other Christian denominations means children who belong to other churches and ecclesial communities which, acknowledging God’s revelation in Christ, confess the Lord Jesus Christ as God and Saviour according to the Scriptures, and, in obedience to God’s will and in the power of the Holy Spirit commit themselves: to seek a deepening of their communion with Christ and with one another in the Church, which is his body; and to fulfil their mission to proclaim the Gospel by common witness and service in the world to the glory of the one God, Father, Son and Holy Spirit. An ecclesial community which on principle has no credal statements in its tradition, is included if it manifests faith in Christ as witnessed to in the Scriptures and is committed to working in the spirit of the above.All members of Churches Together in England and of Churches Together in Wales are deemed to be included in the above definition, as are all other churches and ecclesial communities that are in membership of any local Churches Together Group (by whatever title) on the above basis.

  • Global Registered Certificate means a global certificate representing ETP Securities in registered form.

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Definitive Capital Securities means any Capital Securities in definitive form issued by the Trust.

  • Registered lobbyist means a person registered under Title 36, Chapter 11,

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • SONIAi means the SONIA Reference Rate for:

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.

  • Registered professional nurse means that term as defined in section 17201 of the public health code, 1978 PA 368, MCL 333.17201.