Regulated Market or Exchange definition

Regulated Market or Exchange means a market or exchange that is regulated and/or supervised by a governmental or statutory regulatory authority.

Examples of Regulated Market or Exchange in a sentence

  • Plum Creek claimed that it was covered under the Policy issued by American to Garage Doors, and under the Liability Plus Endorsement (Endorsement) subsequently issued under Garage Doors’ Policy.

  • The Customer understands and recognises that the transactions to be conducted pursuant to this Customer Agreement are NOT conducted ona Regulated Market or Exchange.

  • The Customer understands and recogn�ses that the transact�ons to be conducted pursuant to th�s Customer Agreement are NOT conducted on a Regulated Market or Exchange.

  • Take reasonable steps, including contingency plans, to avoid undue operational risk related to the participation of third parties in the Benchmark determination process.This Principle does not apply in relation to a third party from whom an Administrator sources data if that third party is a Regulated Market or Exchange.

  • Therefore, the current contract amount of $97,843.00 would be increased for a revised contract amount of $100,748.09.

  • Any queries and responses relating to data inputs.If these records are held by a Regulated Market or Exchange the Administrator may rely on these records for compliance with this Principle, subject to appropriate written record sharing agreements.

  • Clearing ImplicationsThe clearing eligibility of an instrument will itself not be a determinant of which numbering agency allocates the ISIN - as both listed and OTC derivatives are potentially eligible for clearing.Instruments made available to trade by a Regulated Market or Exchange are considered ETD and will be assigned ISINs by the respective NNA according to the ANNA ISIN Guidelines.

  • There are other Benchmarks to which Lloyds Bank is not a Submitter but where the Administrator of the Benchmark may make its determinations taking into account: exchange traded or over-the-counter transactions in which Lloyds Bank has entered into; or prices quoted or published or unfilled orders by Lloyds Bank on a Regulated Market or Exchange.

  • There are other Benchmarks to which Lloyds Bank is not a Submitter but where the Administrator of the Benchmark may make its determinations taking into account: exchange traded or over-the-counter transactions which Lloyds Bank has entered into; and/or prices quoted or published or unfilled orders by Lloyds Bank on a Regulated Market or Exchange.

  • This shall not apply in relation to a third party from whom an Index Provider sources data if that third party is a Regulated Market or Exchange.

Related to Regulated Market or Exchange

  • Regulated Market means any regulated market (as defined in Directive 2004/39/EC on markets in financial instruments).

  • EEA Regulated Market means a market as defined by Article 4.1(14) of Directive 2004/39/EC of the European Parliament and of the Council on markets on financial instruments;

  • National Exchange means the Nasdaq National Market or any other national exchange on which the Common Stock of the Corporation is listed.

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • New York Stock Exchange means the New York Stock Exchange, Inc.

  • Irish Stock Exchange means the Irish Stock Exchange Limited.

  • London Stock Exchange means London Stock Exchange plc;

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • the London Stock Exchange means London Stock Exchange plc;

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • Flea market means a market place, other than a dealer's location licensed under this chapter, where a space or location is provided for a fee or compensation to a seller to exhibit and offer for sale or trade, motor vehicles to the general public.

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act (or any successor to such Section).

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Recognized Stock Exchange means any stock exchange agreed upon by the competent authorities of the Contracting Parties;

  • NYSE means the New York Stock Exchange.

  • Main Market means the Main Market of the London Stock Exchange plc;

  • Alternative Stock Exchange means at any time, in the case of the Ordinary Shares, if they are not at that time listed and traded on the ASX, the principal stock exchange or securities market on which the Ordinary Shares are then listed or quoted or dealt in;

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;