Regulated Organization definition

Regulated Organization means an organization as referred to in sections A, B and C of the Application;
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Regulated Organization means an organization regulated by statute that requires its members to maintain practice insurance with fraud coverage unless exempted by the organization, or to maintain minimum levels of capital; and which has standards of practice, a code of ethics or a code of professional standards under which the member’s conduct is supervised, regulated and can be subject to disciplinary action;
Sample 1

Examples of Regulated Organization in a sentence

  • If a client is charged for or convicted for violation of any law, rule, regulation, guideline by any Exchange, Depository, Self Regulated Organization, Regulator, Judicial body or Quasi Judicial body.

  • More recently, with a focus on culture and other forces at work in determining responses to legal demands, see Ruthanne Huising & Susan Silbey, From Nudge to Culture and Back Again: Coalface Governance in the Regulated Organization, 14 Ann.

  • If a client is charged for or convicted for violation of any law, rule, regulation, guideline by any Exchange, Depository, Self- Regulated Organization, Regulator, Judicial body or Quasi-Judicial body.

  • The only supervision AILIA is subjected to relates to the Anti Money Laundering Regulation through a Self Regulated Organization supervised by FINMA.

Related to Regulated Organization

  • Related organization means an organization that controls, is controlled by, or is under common control with another organization with control existing if an organization:

  • Affiliated Organization means any organization which is not a political committee, but which directly or indirectly establishes, administers or financially supports a political committee.

  • Lead organization means a trade organization, labor organization or other incorporated entity representing a group of businesses that is the applicant for a business network project.

  • Qualified organization means any organization to which a valid permit has been issued by the

  • Converted organization means the organization into which a

  • Disqualified Organization Any of the following: (i) the United States, any State or political subdivision thereof, any possession of the United States, or any agency or instrumentality of any of the foregoing (other than an instrumentality which is a corporation if all of its activities are subject to tax and, except for Xxxxxxx Mac, a majority of its board of directors is not selected by such governmental unit), (ii) any foreign government, any international organization, or any agency or instrumentality of any of the foregoing, (iii) any organization (other than certain farmers’ cooperatives described in Section 521 of the Code) which is exempt from the tax imposed by Chapter 1 of the Code (including the tax imposed by Section 511 of the Code on unrelated business taxable income), (iv) rural electric and telephone cooperatives described in Section 1381(a)(2)(C) of the Code, (v) an “electing large partnership” and (vi) any other Person so designated by the Trustee based upon an Opinion of Counsel that the holding of an Ownership Interest in a Residual Certificate by such Person may cause any Trust REMIC or any Person having an Ownership Interest in any Class of Certificates (other than such Person) to incur a liability for any federal tax imposed under the Code that would not otherwise be imposed but for the Transfer of an Ownership Interest in a Residual Certificate to such Person. The terms “United States,” “State” and “international organization” shall have the meanings set forth in Section 7701 of the Code or successor provisions.

  • Registered Organization is any “registered organization” as defined in the Code with such additions to such term as may hereafter be made.

  • Community-based organization means a public or private nonprofit organization that is representative of a community or a significant segment of a community, and is engaged in meeting human, educational, environmental, or public safety community needs.

  • Faith-based Organization means a religious organization that is or applies to be a contractor to provide goods or services for programs funded by the block grant provided pursuant to the Personal Responsibility and Work Opportunity Reconciliation Act of 1996, P.L. 104-193.

  • Domestic organization means an organization created under the laws of this state.

  • Foreign organization means an organization created under laws other than the laws of this state for a purpose for which an organization may be created under the laws of this state.

  • recognised organisation means an organisation recognised in accordance with Regulation (EC) No 391/2009 of the European Parliament and of the Council (1);

  • Indian organization means the governing body of any Indian tribe or entity established or recognized by the governing body of an Indian tribe for the purposes of 25 U.S.C., chapter 17.

  • Financial organization means any bank, trust company, savings bank, industrial bank, land bank, safe deposit company, private banker, savings and loan association, credit union, cooperative bank, small loan company, sales finance company, investment company, or any type of insurance company.

  • Tribal organization means the elected governing body of any Indian tribe or any legally established organization of Indians that is controlled by one or more such bodies or by a board of directors elected or selected by one or more such bodies (or elected by the Indian population to be served by such organization) and that includes the maximum participation of Indians in all phases of its activities; and

  • Supervised financial organization means a person, other than an insurance company or other organization primarily engaged in an insurance business:

  • Banking organization means a bank, trust company, savings bank, industrial bank, land bank, safe deposit company, private banker, or any organization defined by law as a bank or banking organization.

  • Member organization means any individual, corporation, limited liability company, partnership, or association that belongs to an association.

  • Educational organization means a nonprofit public or private elementary or

  • Fraternal organization means an organization, except a school fraternity, which is a

  • international organization shall have the meanings set forth in Section 7701 of the Code or successor provisions.

  • Review organization means a disability insurer regulated

  • ADR Organization means The American Arbitration Association or, if The American Arbitration Association no longer exists or if its ADR Rules would no longer permit mediation or arbitration, as applicable, of the dispute, another nationally recognized mediation or arbitration organization selected by the Sponsor.

  • Business organization means an individual, partnership, association, joint stock company, trust, corporation or other legal business entity or successor thereof.

  • Labor organization means any organization of any kind, or any agency or employee representation committee or plan, in which employees participate and that exists for the purpose, in whole or in part, of dealing with employers concerning grievances, labor disputes, wages, rates of pay, hours of employment, or conditions of work.

  • Political organization means a party, committee, association, fund, or other organization (whether or not incorporated) that is required to file a statement of organization with the State Board of Elections or a county clerk under Section 9-3 of the Election Code (10 ILCS 5/9-3), but only with regard to those activities that require filing with the State Board of Elections or a county clerk.