Regulated Organization definition

Regulated Organization means an organization as referred to in sections A, B and C of the Application;
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Regulated Organization means an organization regulated by statute that requires its members to maintain practice insurance with fraud coverage unless exempted by the organization, or to maintain minimum levels of capital; and which has standards of practice, a code of ethics or a code of professional standards under which the member’s conduct is supervised, regulated and can be subject to disciplinary action;
Sample 1

Examples of Regulated Organization in a sentence

  • The only supervision AILIA is subjected to relates to the Anti Money Laundering Regulation through a Self Regulated Organization supervised by FINMA.

  • If a client is charged for or convicted for violation of any law, rule, regulation, guideline by any Exchange, Depository, Self- Regulated Organization, Regulator, Judicial body or Quasi-Judicial body.

Related to Regulated Organization

  • Related organization means an organization that controls, is controlled by, or is under common control with another organization with control existing if an organization:

  • Affiliated Organization means any organization which is not a political committee, but which directly or indirectly establishes, administers or financially supports a political committee.

  • Lead organization means a trade organization, labor organization or other incorporated entity representing a group of businesses that is the applicant for a business network project.

  • Qualified organization means any organization to which a valid permit has been issued by the

  • Converted organization means the organization into which a

  • Registered Organization is any “registered organization” as defined in the Code with such additions to such term as may hereafter be made.

  • Community-based organization means a public or private nonprofit organization that is representative of a community or a significant segment of a community, and is engaged in meeting human, educational, environmental, or public safety community needs.

  • Faith-based Organization means a religious organization that is or applies to be a contractor to provide goods or services for programs funded by the block grant provided pursuant to the Personal Responsibility and Work Opportunity Reconciliation Act of 1996, P.L. 104-193.

  • Foreign organization means an organization created under laws other than the laws of this state for a purpose for which an organization may be created under the laws of this state.

  • Financial organization means any bank, trust company, savings bank, industrial bank, land bank, safe deposit company, private banker, savings and loan association, credit union, cooperative bank, small loan company, sales finance company, investment company, or any type of insurance company.

  • Banking organization means a bank, trust company, savings bank, industrial bank, land bank, safe deposit company, private banker, or any organization defined by law as a bank or banking organization.

  • Educational organization means a nonprofit public or private elementary or secondary school, two-year or four-year college, or university.

  • Fraternal organization means an organization, except a school fraternity, which is a

  • international organization shall have the meanings set forth in Section 7701 of the Code or successor provisions.

  • Business organization means an individual, partnership, association, joint stock company, trust, corporation or other legal business entity or successor thereof.

  • Labor organization means any organization of any kind, or any agency or employee representation committee or plan, in which employees participate and that exists for the purpose, in whole or in part, of dealing with employers concerning grievances, labor disputes, wages, rates of pay, hours of employment, or conditions of work.

  • Political organization means a party, committee, association, fund, or other organization (whether or not incorporated) that is required to file a statement of organization with the State Board of Elections or a county clerk under Section 9-3 of the Election Code (10 ILCS 5/9-3), but only with regard to those activities that require filing with the State Board of Elections or a county clerk.

  • Religious organization means a church, ecclesiastical corporation, or group, not organized for pecuniary profit, that gathers for mutual support and edification in piety or worship of a supreme deity.