Regulation A Reporting Company definition

Regulation A Reporting Company means a Company subject to the reporting obligations under Tier 2 of Regulation A under the Securities Act.
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Regulation A Reporting Company means a Company incorporated in the U.S. or Canada, subject to the reporting obligations under Tier 2 of Regulation A under the Securities Act.
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Examples of Regulation A Reporting Company in a sentence

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, through the OTC Disclosure & News Service, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • If the Company is an SEC Reporting Company or a Regulation A Reporting Company, the Company shall publish, on EDGAR through SEC Form DEF 14A or Form 1-U respectively, copies of all proxies, proxy statements and all other material mailed by the Company to its shareholders with respect thereto, within 15 days of the mailing of such material.

  • If the Company is a Regulation A Reporting Company, the Company must file, on an ongoing basis, all annual, semi-annual and other interim reports required to be filed on EDGAR under Regulation A, and within 45 days of the end of the first and third fiscal quarters where the company is not already required to file an annual or semiannual report must publish on EDGAR through Form 1-U quarterly disclosure including all information required in the Company’s semi-annual report.

  • If a Company that is not an SEC Reporting Company or a Regulation A Reporting Company fails to post, on a timely basis, any annual, semi-annual, quarterly or interim report within the timeframe specified in Section 2.2(2), such Company must file through the OTC Disclosure & News Service, no later than one business day after the due date for such report, a notice containing the following requirements:a.

  • If the Company was an SEC Reporting Company immediately prior to joining OTCQX and has a current 10-K on file with the SEC, or was a Regulation A Reporting Company immediately prior to joining OTCQX and has a current 1-K on file with the SEC, the Company is not required to post an information statement through the OTC Disclosure & News Service, but subsequent to joining OTCQX must post all annual, quarterly, interim and current reports required pursuant to the Disclosure Guidelines.

  • She wielded no political power but her example inspired a whole new political system and brought an end to the kings of Rome.In contrast with Tanaquil and Tullia, Lucretia is drawn as a chaste and modest wife, whose first appearance is at the loom in her home.110.

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company must post, through the OTC Disclosure & News Service, an information statement prepared in accordance with the OTCQX U.S. Disclosure Guidelines (“ Disclosure Guidelines”), including the financial statements required therein.

  • A Company that is not an SEC Reporting Company or a Regulation A Reporting Company must comply, on an ongoing basis, with the annual, quarterly and current reporting obligations contained in the OTCQX U.S. Disclosure Guidelines, including but not limited to the financial report requirements contained therein.

  • A Company that is not an SEC Reporting Company or a Regulation A Reporting Company must comply, on an ongoing basis, with the annual, quarterly and current reporting obligations contained in the Disclosure Guidelines, including but not limited to the financial report requirements contained therein.

  • If the Company is not an SEC Reporting Company or a Regulation A Reporting Company, the Company must post, through the OTC Disclosure & News Service, an information statement prepared in accordance with the OTCQX U.S. and OTCQB Disclosure Guidelines (“ Disclosure Guidelines”), including the financial statements required therein.

Related to Regulation A Reporting Company

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • Rapid(ly) report(ing means within 72 hours of discovery of any cyber incident.

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Common Reporting Standard means the standard for automatic exchange of financial account information in tax matters (which includes the Commentaries), developed by the OECD, with G20 countries;

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Internal control over financial reporting means a process effected by an insurer’s board of directors, management and other personnel designed to provide reasonable assurance regarding the reliability of the financial statements, i.e., those items specified in Section 5(B)(2) through 5(B)(7) of this regulation and includes those policies and procedures that:

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Common Reporting Standard (CRS) means the Standard for Automatic Exchange of Financial Account Information (“AEOFAI”) in Tax Matters and was developed in response to the G20 request and approved by the Organisation for Economic Co-operation and Development (OECD) Council on 15 July 2014, calls on jurisdictions to obtain information from their financial institutions and automatically exchange that information with other jurisdictions on an annual basis. It sets out the financial account information to be exchanged, the financial institutions required to report, the different types of accounts and taxpayers covered, as well as common due diligence procedures to be followed by financial institutions.

  • Reporting Financial Institution means a Reporting Finnish Financial Institution or a Reporting U.S. Financial Institution, as the context requires.

  • Reporting Requirements As defined in Section 11.12.

  • Day reporting means a program of enhanced supervision

  • Reporting Requirement By January 31, 2017, the District will provide for OCR’s review and approval the Web Accessibility Policy drafted consistent with Item 1.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • NZOC Nomination and Selection Regulation means the regulation of NZOC relation to the nomination and selection Process for all Olympic and Commonwealth games, including the Games.

  • National Ambient Air Quality Standards or “NAAQS” means national ambient air quality standards that are promulgated pursuant to Section 109 of the Act, 42 U.S.C. § 7409.

  • Electronic Subcontracting Reporting System (eSRS) means the Governmentwide, electronic, web-based system for small business subcontracting program reporting. The eSRS is located at http://www.esrs.gov.

  • Credit reporting agency means a corporation that carries on a credit reporting business.

  • Monitoring and reporting requirements means one or more of

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • Regulation RR means Regulation RR under the Exchange Act (17 C.F.R. §246.1, et seq.).

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • State Fiscal Rules means that fiscal rules promulgated by the Colorado State Controller pursuant to §24-30-202(13)(a), C.R.S.

  • Monthly Reporting Date means the 25th day of each month after the date of this Agreement (or if any such day is not a Business Day, the next succeeding Business Day thereafter).