Examples of Regulation Department in a sentence
In addition, trading of the new contracts will be monitored by the Market Regulation Department.
A Person seeking an exemption from position limits for bona fide commercial purposes shall apply to the Market Regulation Department on forms provided by the Exchange, and the Market Regulation Department may grant qualified exemptions in its sole discretion.
A Person seeking an exemption from position limits must apply to the Market Regulation Department in the form and manner required by the Company.
The Market Regulation Department will maintain a log of all investigations and their disposition.
Parties to a disciplinary proceeding include each respondent and the Market Regulation Department.
A Person subject to a disciplinary proceeding or an appeal from a disciplinary proceeding (and any counsel or representative of such Person) and the Market Regulation Department (and any counsel or representative of the Market Regulation Department) shall not knowingly make or cause to be made an ex parte communication relevant to the merits of a disciplinary proceeding or an appeal from a disciplinary proceeding to any member of the Disciplinary Panel or the Appeal Panel hearing such proceeding.
The Market Regulation Department has the authority to exercise its investigatory and enforcement power where potential rule violations are identified.
In addition, trading of the contracts is subject to all relevant Exchange rules which are enforced by the Market Regulation Department.
Any such agreement shall be in writing, a copy of which shall be provided to the Market Regulation Department.
Such records must be provided to the Market Regulation Department upon request.