Regulation M definition

Regulation M means Regulation M under the Exchange Act.

Regulation M has the meaning set forth in Section 2(rr).

Regulation M has the meaning given to it in Section 8(xx);

Examples of Regulation M in a sentence

• Under applicable rules and regulations under the Exchange Act, any person engaged in the distribution of the resale securities may not simultaneously engage in market making activities with respect to the common stock for the applicable restricted period, as defined in Regulation M, prior to the commencement of the distribution.

• Neither the Company nor, to its knowledge, any of its employees, directors or shareholders (without the consent of the Representative) has taken or shall take, directly or indirectly, ​ ​ any action designed to or that has constituted or that might reasonably be expected to cause or result in, under Regulation M of the Exchange Act, or otherwise, stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Public Securities.

• Counterparty is not on the Trade Date and agrees and covenants that it will not be on any date Seller is purchasing shares that may be included in a Pricing Date Notice, engaged or engaging in a distribution, as such term is used in Regulation M under the Exchange Act, of any securities of Counterparty, other than a distribution meeting the requirements of the exception set forth in Rules 101(b)(10) and 102(b)(7) of Regulation M.

• The Company will not take any action prohibited by Regulation M under the 1934 Act, in connection with the distribution of the Securities contemplated hereby.

• Neither the Company nor, to its knowledge, any of its employees, directors or stockholders (without the consent of the Representative) has taken or shall take, directly or indirectly, any action designed to or that has constituted or that might reasonably be expected to cause or result in, under Regulation M of the Exchange Act, or otherwise, stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Public Securities.

More Definitions of Regulation M

Regulation M means Regulation M adopted by the SEC under the U.S. Securities Act;

Regulation M means Regulation M promulgated under the 1934 Act;

Regulation M has the meaning ascribed thereto in Section 3.1(tt) hereof;

Regulation M has the meaning set forth in Section 3.23.

Regulation M has the meaning set forth in Section 2(z).

Regulation M means Regulation M under the Securities Act and the Exchange Act as in effect on the date hereof and such rule as from time to time amended and any successor rule or regulation under the Securities Act or Exchange Act.

Regulation M has the meaning given thereto in Section 7(ccc) hereof;