Library
English
Browse
Resources
About
Pricing
Contracts
Clauses
Dictionary
Resources
About
Pricing
Sign In
Sign Up
Regulatory Compliance Program of the Sub-Adviser
Sample Clauses
Open Split View
Download
Share
Cite
Regulatory Compliance Program of the Sub-Adviser
.
The Sub
-Adviser hereby represents and warrants that:
Sample 1
Sample 2
Sample 3
See All (141)
Save
Copy
Related Clauses
Compliance Program of the Sub-Adviser
Regulatory Compliance Cooperation
Regulatory Compliance
Information for Regulatory Compliance
Clinical Data and Regulatory Compliance
Compliance Program
Regulatory Cooperation
Sub-Advisor Compliance Policies and Procedures
Compliance Program and Ongoing Certification(s)
Expedited Advertising Compliance Review
Related to
Regulatory Compliance Program of the Sub-Adviser
Regulatory Compliance
a. Monitor compliance with the 1940 Act requirements, including: