Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround.
Expedited Advertising Compliance Review. $[ ] for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter, [ ] hour initial turnaround. · $[ ] FINRA filing fee per communication piece for the first [ ] pages (minutes if audio or video); $[ ] /page (minute if audio or video) thereafter. [FINRA filing fee subject to change.] ([ ] day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces) Fund Fact Sheets Design- $[ ]per fact sheet, includes first production Production- $[ ] per fact sheet per production period All printing costs are out of pocket expenses, and in addition to the deign fee and production fee FINRA Licensing of Investment Advisor’s Staff (if desired) as broker-dealer representatives · $[ ] per year per registered representative (“RR”) · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus all associated FINRA and State fees for RRs, including license and renewal fees. · $[ ] / if FINRA designated branch location Out-of-Pocket Expenses (if applicable)* Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of Shares, including, without limitation: · typesetting, printing and distribution of Prospectuses and shareholder reports · production, printing, distribution and placement of advertising and sales literature and materials · engagement of designers, free-lxxxx writers and public relations firms · long-distance telephone lines, services and charges · postage · overnight delivery charges · FINRA registration and filing fees, to include late U5 charges (if applicable) (FINRA advertising filing fees are included in Advertising Compliance Review section above) · travel, lodging and meals Fees are billed monthly. *Subject to CPI Increase, Milwaukee MSA
Expedited Advertising Compliance Review. ◾ $600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)
Expedited Advertising Compliance Review. ■ $600 for the first 10 pages (minutes if audio or video); $25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. ■ $600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) ■ $2,800 per year per registered representative ■ Quasar sponsors the following licenses: Series 6, 0, 00, 00, 00, 00, 00 ■ All associated FINRA and state fees for registered representatives, including license and renewal fees ■ Fund Fact Sheets Design – $1,000 per fact sheet, includes first production – Production – $500 per fact sheet per each production period ■ Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal
Expedited Advertising Compliance Review. $600 for the first 10 pages (minutes if audio or video): $25 per page (minute if audio or video) thereafter, 24 hour initial turnaround. · $600 FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $50 per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communications pieces.) · $2,800 per year per registered representative · Quasar sponsors the following licenses: Series 6, 7,24, 26, 27,63, 66 · All associated FINRA and state fees for registered representatives, including license and renewal fees · Fund Fact Sheets -Design-$1,000 per fact sheet, includes first production -Production-$500 per fact sheet per each production period · $3,000 per year per fund complex
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including, but not limited to: § Typesetting, printing and distribution of prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees/other costs to fulfill regulatory requirements. § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals § Website Hosting- third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal § $[ ]per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $[ ] per FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees § Design - $[ ] per fact sheet, includes first production § Production - $[ ] per fact sheet per each production period
Expedited Advertising Compliance Review. $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) § $[ ] per year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § All associated FINRA and state fees for registered representatives, including license and renewal fees § Fund Fact Sheets − Design – $[ ] per fact sheet, includes first production − Production – $[ ] per fact sheet per each production period § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal
Expedited Advertising Compliance Review. $ XXX for the first 10 pages (minutes if audio or video); $ XXX /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $ XXX FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $ XXX /page (minute if audio or video) thereafter. [FINRA filing fee subject to change.] (3 day turnaround IF accepted by FINRA, FINRA filing fee may not apply to all communication pieces) · Quasar Expedited Service – Available upon request; ask for quote Licensing of Investment Advisor’s Staff (if required) · $ XXX per year per registered representative · Quasar is limited to these licenses for sponsorship: Series, 6, 7, 24, 26, 27, 63, 66 · Plus any FINRA and state fees for registered representatives, including license and renewal fees. Fund Fact Sheets · Design - $ XXX per fact sheet, includes first production · Production - $ XXX per fact sheet per production period · All printing costs are out-of-pocket expenses, and in addition to the design fee and production fee.
Expedited Advertising Compliance Review. $--- for the first 10 pages (minutes if audio or video); $--- /page (minute if audio or video) thereafter, 24 hour initial turnaround. § $--- FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $---/page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.) Reasonable out-of-pocket expenses incurred by the Distributor in connection with activities primarily intended to result in the sale of shares, including, but not limited to: § Typesetting, printing and distribution of prospectuses and shareholder reports § Production, printing, distribution, and placement of advertising, sales literature, and materials § Engagement of designers, free-lxxxx writers, and public relations firms § Postage, overnight delivery charges § FINRA registration fees (Including late U5 charge if applicable) § Record retention (Including RR email correspondence if applicable) § Travel, lodging, and meals § $--- /year per registered representative § Quasar sponsors the following licenses: Series 6, 7, 24, 26, 27, 63, 66 § $--- /FINRA designated branch location § All associated FINRA and state fees for registered representatives, including license and renewal fees § Design - $--- /fact sheet, includes first production § Production - $--- /fact sheet per production period § All printing costs are out-of-pocket expenses in addition to the design and production fees § Web sites, third-party data provider costs, brochures, and other sales support materials – Project priced via Quasar proposal Fees are calculated pro rata and billed monthly.
