SEC Acts definition

SEC Acts means, individually or collectively, as the context requires, the Securities Act of 1933, the Securities Exchange Act of 1934, or the Investment Company Act of 1940, each as amended from time to time.
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SEC Acts means, individually or collectively, as the context requires, the Securities Act of 1933, the Securities Exchange Act of 1934, or the Investment Company Act of 1940, each as amended from time to time. Who Should File this Form: This form is required of Project Sponsors. Reporting Companies may respond to certain questions, as designated by this form, by attaching responsive information from applicable SEC filings. However, for proposes of this form, a “Project Sponsor” shall not include: (a) multilateral development banks; (b) the United Nations or agencies thereof; (c) any international or regional organization whose members are exclusively governmental or quasi-governmental entities; (d) state-owned enterprises; or (e) any federal, state, regional or municipal government, or any department, agency or instrumentality thereof. When Should this Form Be Filed: This form must be received by OPIC before OPIC may consider a financing application. OPIC reserves the right to seek additional information from the provider of this form regarding the information contained herein or the submission of this form from other Persons in connection with the Project prior to considering any application for OPIC financing. Where to Send this Form: The completed original of this form may be delivered to OPIC via first-class mail, postage prepaid, or via overnight courier, or via messenger, at the following address: Overseas Private Investment Corporation, 1100 New York Avenue, N.W., Washington, D.C. 20527. When sending this form, please indicate on the outside of the envelope either “Attention: Vice President, Structured Finance” or “Attention: Vice President, Small and Medium Enterprise Finance” or “Attention: Vice President, Investment Funds”, as applicable. Things to Remember when Completing this Form: The original of this form, as submitted to OPIC, must be signed in blue ink. Please identify the Project Sponsor at the top of each sheet, and type or print clearly. All requested information must be provided completely and accurately in order to comply with requirements under the Foreign Assistance Act of 1961, Title IV, as amended. Please attach additional pages if additional space is required. If the answer to a question is “not applicable” or “none”, please so indicate by stating “N/A” or “NONE”, as the case may be, or as otherwise instructed for a specific question. When using an attachment to answer any of the questions in this form, please write: “See Attachment # __” ...
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Examples of SEC Acts in a sentence

  • To be sure, “the courts have repeatedly held that the fraud provisions in the SEC Acts .

  • The SEC Filings constitute all of the documents required to be filed by the Parent under the SEC Acts with the SEC since such date.

  • The SEC Filings constitute all of the documents required to be filed by CBC under the SEC Acts with the SEC.

  • ExecxXxxx xxx made all filings (collectively, the "Public Reports") with the Securities and Exchange Commission (the "SEC") that it has been required to make under the Securities Act of 1933 and the Securities Exchange Act of 1934 (the "SEC Acts").

  • Glover observed that looking at history, the major drivers of standard-setting have been focused on public companies, such as the SEC Acts of 1933 and 1934, the Trueblood Committee, and Sarbanes-Oxley Act.

  • Stephen Joyce, Refrain From Fiduciary Rulemaking Until SEC Acts on Unified Standard, SIFMA Says, 46 SEC REG.

  • Much of the regulation that was put in place in the 1930s and 1940s with the SEC Acts was similarly meant to protect consumers.

  • The SEC Filings constitute all of the documents required to be filed by the Parent under the SEC Acts with the SEC.

  • Formerly called the Capital Issues Commission, SEC was established by the SEC Acts of 27th September 1979, which was further strengthened by the SEC Decree of 1988.

  • Paper presented at the 43rd Annual IISS Conference, “The Strategic Implications of the New Economy” (Geneva, 12–15 September 2001), pp.

Related to SEC Acts

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering the offer of shares of NBT Common Stock to be offered to holders of CNB Common Stock in connection with the Merger.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Company Share Plans means, collectively, (i) the 2018 Share Incentive Plan of the Company, which replaced the Company’s 2010 Share Incentive Plan in its entirety, and (ii) the Post-IPO Share Incentive Plan of the Company.

  • Form 8-K Disclosure Information As defined in Section 11.07.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Blue Sky Filing shall have the meaning assigned to such term in Section 6(a).

  • Time of Sale Disclosure Package means the Prospectus most recently filed with the Commission before the time of this Agreement, including any preliminary prospectus supplement deemed to be a part thereof, each Issuer Free Writing Prospectus, and the description of the transaction provided by the Underwriters included on Schedule II.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • Form S-3 means such form under the Securities Act as in effect on the date hereof or any registration form under the Securities Act subsequently adopted by the SEC that permits incorporation of substantial information by reference to other documents filed by the Company with the SEC.

  • General Disclosure Package means any Issuer General Use Free Writing Prospectuses issued at or prior to the Applicable Time, the most recent preliminary prospectus that is distributed to investors prior to the Applicable Time and the information included on Schedule B-1 hereto, all considered together.

  • Registration Statements means the Initial Registration Statement and the additional registration statement as proposed to be filed or as proposed to be amended by the post-effective amendment to be filed shortly prior to its Effective Time, and (iii) "Prospectus" shall mean the prospectus included in the Registration Statements.

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the SEC to effect the registration of SpinCo Shares pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time prior to the Distribution.

  • Included Registrable Securities has the meaning specified therefor in Section 2.02(a) of this Agreement.

  • IPO Registration Statement means the Registration Statement on Form S-1 (File No. 333-196099), as amended, filed by the Partnership with the Commission under the Securities Act to register the offering and sale of the Common Units in the Partnership’s initial public offering of such Common Units to the public.

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • Disclosure Information As defined in the Pooling and Servicing Agreement.

  • Form S-1 shall have the meaning given in subsection 2.1.1.

  • New Registration Statement has the meaning set forth in Section 2(a).