SEC Office definition

SEC Office means the Office of the Securities and Exchange Commission.
SEC Office means the Office of the Securities and Exchange Commission under the Securities and Exchange Act.
SEC Office means the Office of the Securities and Exchange Commission of Thailand; Successor Debentureholders’ Representative has the meaning given to it in Clause 6.3; and Transaction Documents means the Debentures, the Conditions, the CGIF Guarantee and this Agreement.

Examples of SEC Office in a sentence

  • Risk Alert, SEC Office of Compliance Inspections and Examinations, June 23, 2020, pg.

  • In case there are ordinary shares remaining from the exercise of Warrants, the Board of Directors shall propose that the shareholders’ meeting considers the reduction of the registered capital of the Company in the part of the remaining shares from the exercise of Warrants pursuant to the criteria, conditions and procedures prescribed in the Public Limited Companies Act, B.E. 2535 (1992) (as amended), the relevant notifications of the SET and the SEC Office.

  • The SEC Office has approved the offering of the newly issued ordinary shares to CPRH which is an offering to a specific person (Private Placement).

  • In this regard, The Company has appointed Grant Thornton Services Co., Ltd., an IFA whose name appears on the list approved by the SEC Office, to be the IFA for the entry into this Transaction.

  • For such a case, the Warrant Holders can submit the intentions to obtain the amended version of the Terms and Conditions to the Issuer at the address indicated in Clause 2.3.5. Besides, the Company will deliver the amended version of the Terms and Conditions to the Warrant Registrar and the SEC Office within 15 days from the date of adjustment.

  • Such consideration by the Company shall be deemed final and shall be notified to the SEC Office within 15 days from the date on which the event causing the adjustment of rights occurs.

  • The Company must disclose information in relation to entering into a transaction having conflict of interest, connected transaction or related transaction according to the rules prescribed by SEC Office and SET in the annual registration statements and annual report or other reports as the case may be and disclose information on a connected transaction to SET according to the rules prescribed by SET as well as a related transaction with the Company according to the accounting standard.

  • Brian Scholl, et al., SEC Office of the Investor Advocate and RAND Corporation, The Retail Market for Investment Advice (2018), available at https://www.sec.gov/comments/s7-07-18/s70718-4513005-176009.pdf (“OIAD/RAND”).

  • The SEC Office shall complete the consideration of the application for an exemption within the same period as the application for approval under Paragraph 1.

  • The community Preston Beach Road is a major access route to Weymouth from the east (the Purbeck coast, Poole and Bournemouth) and an important link to the town from the coastal communities of Preston and Bowleaze Cove.


More Definitions of SEC Office

SEC Office means the Office of the Securities and Exchange Commission of Thailand.
SEC Office means the office of Securities and Exchange Commission“Rights in convertible debentures”means all rights in convertible debentures including (but not limited to) the right to receive principal and interest payments, the right to convert, the right to attend and vote at the convertible debentureholders' meetings, and the right to vote in writing instead of holding a meeting of convertible debentureholders."Money debt "means any debt (whether it is principal debt or equipment debt arising from Guarantee) which is a debt related to a loan (Whether it is incurred in present or in the future. Whether it is an actual debt or uncertain debt that may be incurred in the future (Contingent) including, but is not limited to, debts arising from the issuance of bills, debentures, government bonds, certificates of deposit, or other types of securities. Debts under loan agreements or credit agreements or under other transactions that have the same commercial effect as a loan, except the debts under the convertible debentures as specified inthis Terms of Rights."Convertible debenture"means “Convertible Debentures of Chewathai Public Company Limited No. 1/2023, matured in the year 2025, in which the convertible debenture issuer has the right to redeem the convertible debentures before the maturity date".“Events that may become cause of default”means an event that will become an event of default, if the convertible debenture issuer fails to rectify the incident within the period specified under Clause 10.1"Cause of default"means any event as specified in Clause 10.1"Convertible debentureinterest rate"means the interest rate of convertible debentures as specified in Clause 2.1"Default interest rate"means the interest rate of convertible debentures plus a rate of 2.00 (two) per annum. However, If the default interest rate is higher than the maximum default interest rate permitted by relevant law, the default interest rate shall be charged at the maximum default rate permitted by relevant law.“Closed Period”means the date of determining the list of shareholders of the convertible debenture issuer No. 1/2023 (Record Date) to entitle the right to attend the shareholders' meeting of the convertible debenture issuer and the date of determining the list of shareholders of the convertible debenture issuer (Record Date) to entitle the right to receive dividends, or any rights andbenefits as a shareholder of the convertible debenture issuer.

Related to SEC Office

  • Public office means the office of governor, lieutenant governor, state

  • Domestic Office means, relative to any Lender, the office of such Lender designated as such below its signature hereto or designated in the Lender Assignment Agreement or such other office of a Lender (or any successor or assign of such Lender) within the United States as may be designated from time to time by notice from such Lender, as the case may be, to each other Person party hereto. A Lender may have separate Domestic Offices for purposes of making, maintaining or continuing, as the case may be, Base Rate Loans.

  • Post Office means the South African Post Office, a public company with limited liability duly incorporated in accordance with company laws of the Republic of South Africa with registration number 1991/005477/06.

  • Bank Office means the designated office for payment of the Bank as indicated on the signature page hereof. The Bank will notify the Issuer in writing of any change in location of the Bank Office.

  • Business Office means the primary business office of the Administrative Agent, as communicated to the Trustee from time to time.

  • Applicable public official means a person elected to an office or a person appointed to complete a term of an elected office, who has the authority to award or influence the award of the contract for which the prospective contractor is submitting a competitive sealed proposal or who has the authority to negotiate a sole source or small purchase contract that may be awarded without submission of a sealed competitive proposal.

  • Michigan film office means the office created under chapter 2A of the Michigan strategic fund act, 1984 PA 270, MCL 125.2029 to 125.2029g.

  • Eurodollar Office means, relative to any Lender, the office of such Lender designated as such on Schedule 1.01(a) or designated in the Lender Assignment Agreement pursuant to which such Lender became a Lender hereunder or such other office of a Lender as designated from time to time by notice from such Lender to the Borrowers’ Agent and the Administrative Agent pursuant to Section 4.04 (Obligation to Mitigate) that shall be making or maintaining Eurodollar Loans of such Lender hereunder.

  • LIBOR Office means, relative to any Lender, the office of such Lender designated as such below its signature hereto or designated in the Lender Assignment Agreement or such other office of a Lender as designated from time to time by notice from such Lender to the Borrower and the Agent, whether or not outside the United States, which shall be making or maintaining LIBO Rate Loans of such Lender hereunder.

  • sales office means a building, structure, facility or trailer on the lot used for the purpose of the sale of dwelling units to be erected on the lot;

  • Administrative Office means Liberty Life Assurance Company of Boston, 9 Riverside Road, Weston, MA 02493.

  • Public Official means any executive, official, or employee of a Governmental Authority, political party or member of a political party, political candidate; executive, employee or officer of a public international organization; or director, officer or employee or agent of a wholly owned or partially state-owned or controlled enterprise, including a PRC state-owned or controlled enterprise.

  • Control Office is an exchange carrier center or office designated as the Party’s single point of contact for the provisioning and maintenance of its portion of local interconnection arrangements.

  • Main office means the place of business specified in the articles of association, certificate of authority or similar document, where the business of the institution is carried on and which is not a branch;

  • Registration Office means in respect of any class of share capital, such place or places in the Relevant Territory or elsewhere where the Directors from time to time determine to keep a branch register of shareholders of the Company in respect of that class of share capital and where (except in cases where the Directors otherwise agree) transfers of other documents of title for such class of share capital are to be lodged for registration and are to be registered;

  • Corporate Office means the office of the Depositary in , at which at any particular time its business in respect of matters governed by this Deposit Agreement shall be administered, which at the date of this Deposit Agreement is located at .

  • Depositary’s Office means the principal office of the Depositary at which at any particular time its depositary receipt business shall be administered.

  • Foreign public official means any person holding a legislative, executive, administrative or judicial office of a foreign country, whether appointed or elected; and any person exercising a public function for a foreign country, including for a public agency or public enterprise;

  • Board office means the office of the administrative staff of each professional licensing board.

  • Branch office , in relation to a company, means any establishment described as such by the company;

  • Municipal office means an elective office in a municipality.

  • Public officials means business managers; human resource directors; athletic directors whose duties include at least 50 percent of their time spent in administration, personnel, supervision, and evaluation; chief financial officers; directors; and individuals defined as superintendents and principals.

  • public officer means a person holding or acting in any public office;

  • elected Office means the national Office of or acting for the State elected by the applicant under Chapter II of this Treaty;

  • Local public official means a member of the governing body or another officer, whether elected, appointed, paid, or unpaid, of any district (including a school district), central appraisal district, or other local governmental entity who exercises responsibilities be- yond those that are advisory in nature. Local Gov’t Code 171.001(1)

  • Applicable Public Official or State Employee means any public official or state employee described in