SEC Office definition

SEC Office means the Office of the Securities and Exchange Commission.
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SEC Office means the Office of the Securities and Exchange Commission under the Securities and Exchange Act.
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SEC Office means the Office of the Securities and Exchange Commission of Thailand; Successor Debentureholders’ Representative has the meaning given to it in Clause 6.3; and Transaction Documents means the Debentures, the Conditions, the CGIF Guarantee and this Agreement.
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Examples of SEC Office in a sentence

  • In case there are ordinary shares remaining from the exercise of Warrants, the Board of Directors shall propose that the shareholders’ meeting considers the reduction of the registered capital of the Company in the part of the remaining shares from the exercise of Warrants pursuant to the criteria, conditions and procedures prescribed in the Public Limited Companies Act, B.E. 2535 (1992) (as amended), the relevant notifications of the SET and the SEC Office.

  • For such a case, the Warrant Holders can submit the intentions to obtain the amended version of the Terms and Conditions to the Issuer at the address indicated in Clause 2.3.5. Besides, the Company will deliver the amended version of the Terms and Conditions to the Warrant Registrar and the SEC Office within 15 days from the date of adjustment.

  • The director, executive and employee are required to comply with the related laws and regulations, as well as the requirements of the Stock Exchange of Thailand, the SEC Office and other related supervisory authority.

  • The offering price will be determined as soon as practicable after the SEC Office approves the IPO and the registration statement for securities offering (Form 69-1) and draft prospectus become effective.

  • Any amendment of the Terms and Conditions other than those specified in Clause 15.1 requires consent from the Company and a meeting of the Warrant Holders, as the case may be, and prior notification to the SEC Office.

  • The execution of the Investment in Oxygen Transaction must be approved by Shareholders’ Meeting to approve the entering into the Transaction with affirmative votes of not less than three-fourths of the total number of votes of the shareholders who attend the meeting and are entitled to vote, discarding the interested persons, including appoint an independent financial advisor (IFA) who is a financial advisor approved by SEC Office.

  • Besides, the Company will deliver the amended version of the Terms and Conditions to the Warrant Registrar and the SEC Office within 15 days from the date of adjustment.

  • In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business.

  • SEC, Office of Compliance Inspections and Examinations, 2015 Examination Priorities for 2015, available at https://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2015.pdf.

  • This valuation approach uses the weighted average market price of the trading value of securities of the Company through the SET (IFA refers to the “market price” as defined by the SEC Office, namely, the weighted average closing price of ordinary shares in the SET not less than 7 consecutive days but not more than 15 consecutive days) over the past period.


More Definitions of SEC Office

SEC Office means the Office of the Securities and Exchange Commission of Thailand.
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SEC Office means the office of Securities and Exchange Commission“Rights in convertible debentures”means all rights in convertible debentures including (but not limited to) the right to receive principal and interest payments, the right to convert, the right to attend and vote at the convertible debentureholders' meetings, and the right to vote in writing instead of holding a meeting of convertible debentureholders."Money debt "means any debt (whether it is principal debt or equipment debt arising from Guarantee) which is a debt related to a loan (Whether it is incurred in present or in the future. Whether it is an actual debt or uncertain debt that may be incurred in the future (Contingent) including, but is not limited to, debts arising from the issuance of bills, debentures, government bonds, certificates of deposit, or other types of securities. Debts under loan agreements or credit agreements or under other transactions that have the same commercial effect as a loan, except the debts under the convertible debentures as specified inthis Terms of Rights."Convertible debenture"means “Convertible Debentures of Chewathai Public Company Limited No. 1/2023, matured in the year 2025, in which the convertible debenture issuer has the right to redeem the convertible debentures before the maturity date".“Events that may become cause of default”means an event that will become an event of default, if the convertible debenture issuer fails to rectify the incident within the period specified under Clause 10.1"Cause of default"means any event as specified in Clause 10.1"Convertible debentureinterest rate"means the interest rate of convertible debentures as specified in Clause 2.1"Default interest rate"means the interest rate of convertible debentures plus a rate of 2.00 (two) per annum. However, If the default interest rate is higher than the maximum default interest rate permitted by relevant law, the default interest rate shall be charged at the maximum default rate permitted by relevant law.“Closed Period”means the date of determining the list of shareholders of the convertible debenture issuer No. 1/2023 (Record Date) to entitle the right to attend the shareholders' meeting of the convertible debenture issuer and the date of determining the list of shareholders of the convertible debenture issuer (Record Date) to entitle the right to receive dividends, or any rights andbenefits as a shareholder of the convertible debenture issuer.
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Related to SEC Office

  • Public office means the office of governor, lieutenant governor, state

  • Domestic Office means, relative to any Lender, the office of such Lender designated as such below its signature hereto or designated in the Lender Assignment Agreement or such other office of a Lender (or any successor or assign of such Lender) within the United States as may be designated from time to time by notice from such Lender, as the case may be, to each other Person party hereto.

  • Post Office means the South African Post Office, a public company with limited liability duly incorporated in accordance with company laws of the Republic of South Africa with registration number 1991/005477/06.

  • Bank Office means the designated office for payment of the Bank as indicated on the signature page hereof. The Bank will notify the Issuer in writing of any change in location of the Bank Office.

  • Business Office means the primary business office of the Administrative Agent, as communicated to the Trustee from time to time.

  • Applicable public official means a person elected to an office or a person appointed to complete a term of an elected office, who has the authority to award or influence the award of the contract for which the prospective contractor is submitting a competitive sealed proposal or who has the authority to negotiate a sole source or small purchase contract that may be awarded without submission of a sealed competitive proposal.

  • Michigan film office means the office created under chapter 2A of the Michigan strategic fund act, 1984 PA 270, MCL 125.2029 to 125.2029g.

  • Eurodollar Office means with respect to any Bank the office or offices of such Bank which shall be making or maintaining the Eurodollar Loans of such Bank hereunder or, if applicable, such other office or offices through which such Bank determines the Eurodollar Rate. A Eurodollar Office of any Bank may be, at the option of such Bank, either a domestic or foreign office.

  • LIBOR Office means the office of a Lender designated as its “LIBOR Office” on Schedule II hereto or in a Lender Assignment Agreement, or such other office designated from time to time by notice from such Lender to the Borrower and the Administrative Agent, whether or not outside the United States, which shall be making or maintaining the LIBO Rate Loans of such Lender.

  • sales office means an office, or sales trailer, used exclusively for the initial sale and/or initial leasing of dwelling units or the non-residential uses to be erected on the site;

  • Administrative Office means Liberty Life Assurance Company of Boston, 9 Riverside Road, Weston, MA 02493.

  • Public Official means an employee of a Governmental Authority, a member of a political party, a political candidate, an officer of a public international organization, or an officer or employee of a state-owned enterprise, including a PRC state-owned enterprise.

  • Control Office is an exchange carrier center or office designated as the Party’s single point of contact for the provisioning and maintenance of its portion of local interconnection arrangements.

  • Main office means the place of business specified in the articles of association, certificate of authority or similar document, where the business of the institution is carried on and which is not a branch;

  • Registration Office means in respect of any class of share capital, such place or places in the Relevant Territory or elsewhere where the Directors from time to time determine to keep a branch register of shareholders of the Company in respect of that class of share capital and where (except in cases where the Directors otherwise agree) transfers of other documents of title for such class of share capital are to be lodged for registration and are to be registered;

  • Corporate Office means the office of the Warrant Agent (or its successor) at which at any particular time its principal business shall be administered, which office is located at the date hereof at 00 Xxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000.

  • Banking office means a principal office or authorized branch of a bank, out-of-state bank, national bank, association, or savings bank.

  • Depositary’s Office means the principal office of the Depositary at which at any particular time its depositary receipt business shall be administered.

  • foreign public official means any person holding a legislative, executive, administrative or judicial office of a foreign country, whether appointed or elected; and any person exercising a public function for a foreign country, including for a public agency or public enterprise;

  • Board office means the office of the administrative staff of each professional licensing board.

  • Branch office , in relation to a company, means any establishment described as such by the company;

  • Municipal office means an elective office in a municipality.

  • Public officials means business managers; human resource directors; athletic directors whose duties include at least 50 percent of their time spent in administration, personnel, supervision, and evaluation; chief financial officers; directors; and individuals defined as superintendents and principals.

  • public officer means a person holding or acting in any public office;

  • Local public official means a member of the governing body or another officer, whether elected, appointed, paid, or unpaid, of any district (including a school district), central appraisal district, or other local governmental entity who exercises responsibilities be- yond those that are advisory in nature. Local Gov’t Code 171.001(1)

  • Applicable Public Official or State Employee means any public official or state employee described in