SEC Office definition

SEC Office means the Office of the Securities and Exchange Commission.

SEC Office means the Office of the Securities and Exchange Commission under the Securities and Exchange Act.

SEC Office means the Office of the Securities and Exchange Commission of Thailand.

Examples of SEC Office in a sentence

• In case there are ordinary shares remaining from the exercise of Warrants, the Board of Directors shall propose that the shareholders’ meeting considers the reduction of the registered capital of the Company in the part of the remaining shares from the exercise of Warrants pursuant to the criteria, conditions and procedures prescribed in the Public Limited Companies Act, B.E. 2535 (1992) (as amended), the relevant notifications of the SET and the SEC Office.

• For such a case, the Warrant Holders can submit the intentions to obtain the amended version of the Terms and Conditions to the Issuer at the address indicated in Clause 2.3.5. Besides, the Company will deliver the amended version of the Terms and Conditions to the Warrant Registrar and the SEC Office within 15 days from the date of adjustment.

• The director, executive and employee are required to comply with the related laws and regulations, as well as the requirements of the Stock Exchange of Thailand, the SEC Office and other related supervisory authority.

• The offering price will be determined as soon as practicable after the SEC Office approves the IPO and the registration statement for securities offering (Form 69-1) and draft prospectus become effective.

• Any amendment of the Terms and Conditions other than those specified in Clause 15.1 requires consent from the Company and a meeting of the Warrant Holders, as the case may be, and prior notification to the SEC Office.

• The execution of the Investment in Oxygen Transaction must be approved by Shareholders’ Meeting to approve the entering into the Transaction with affirmative votes of not less than three-fourths of the total number of votes of the shareholders who attend the meeting and are entitled to vote, discarding the interested persons, including appoint an independent financial advisor (IFA) who is a financial advisor approved by SEC Office.

• Besides, the Company will deliver the amended version of the Terms and Conditions to the Warrant Registrar and the SEC Office within 15 days from the date of adjustment.

• In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who has obtained an approval from the SEC Office in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business.

• SEC, Office of Compliance Inspections and Examinations, 2015 Examination Priorities for 2015, available at https://www.sec.gov/about/offices/ocie/national-examination-program-priorities-2015.pdf.

• This valuation approach uses the weighted average market price of the trading value of securities of the Company through the SET (IFA refers to the “market price” as defined by the SEC Office, namely, the weighted average closing price of ordinary shares in the SET not less than 7 consecutive days but not more than 15 consecutive days) over the past period.

More Definitions of SEC Office

SEC Office means the Office of the Securities and Exchange Commission of Thailand; Successor Debentureholders’ Representative has the meaning given to it in Clause 6.3; and Transaction Documents means the Debentures, the Conditions, the CGIF Guarantee and this Agreement.

SEC Office means the office of Securities and Exchange Commission“Rights in convertible debentures”means all rights in convertible debentures including (but not limited to) the right to receive principal and interest payments, the right to convert, the right to attend and vote at the convertible debentureholders' meetings, and the right to vote in writing instead of holding a meeting of convertible debentureholders."Money debt "means any debt (whether it is principal debt or equipment debt arising from Guarantee) which is a debt related to a loan (Whether it is incurred in present or in the future. Whether it is an actual debt or uncertain debt that may be incurred in the future (Contingent) including, but is not limited to, debts arising from the issuance of bills, debentures, government bonds, certificates of deposit, or other types of securities. Debts under loan agreements or credit agreements or under other transactions that have the same commercial effect as a loan, except the debts under the convertible debentures as specified inthis Terms of Rights."Convertible debenture"means “Convertible Debentures of Chewathai Public Company Limited No. 1/2023, matured in the year 2025, in which the convertible debenture issuer has the right to redeem the convertible debentures before the maturity date".“Events that may become cause of default”means an event that will become an event of default, if the convertible debenture issuer fails to rectify the incident within the period specified under Clause 10.1"Cause of default"means any event as specified in Clause 10.1"Convertible debentureinterest rate"means the interest rate of convertible debentures as specified in Clause 2.1"Default interest rate"means the interest rate of convertible debentures plus a rate of 2.00 (two) per annum. However, If the default interest rate is higher than the maximum default interest rate permitted by relevant law, the default interest rate shall be charged at the maximum default rate permitted by relevant law.“Closed Period”means the date of determining the list of shareholders of the convertible debenture issuer No. 1/2023 (Record Date) to entitle the right to attend the shareholders' meeting of the convertible debenture issuer and the date of determining the list of shareholders of the convertible debenture issuer (Record Date) to entitle the right to receive dividends, or any rights andbenefits as a shareholder of the convertible debenture issuer.