Section 16 Rules definition

Section 16 Rules means the rules promulgated by the Securities and Exchange Commission with respect to Section 16 of the 1934 Act or any successor rules.
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Examples of Section 16 Rules in a sentence

  • Section 1.6 Rules and Procedure All meetings of the Planning Board shall be conducted in accordance with Robert’s Rules of Order.

  • Its decision shall be final with respect to all matters arising in relation to Section 16, Rules of Conduct/Offences/Discipline (pg 14) against an individual member.

  • However, in a release regarding the then-proposed 1991 Amendments to the Section 16 Rules, the SEC stated: "[a] grant of an option may be viewed as a sale of the derivative security by the writer of the option, if consideration is received for the option." Ownership Reports and Trading by Officers, Directors and Principal Stockholders, Exchange Act Release No. 34-26333, 53 Fed.

  • Particular note should be taken of the corresponding Department of Finance FOI Section 16 Rules and Practices Reference Book.

  • Service under this schedule is governed by tariff provisions contained in Section 16- Rules for Responding to Inquiries from Qualifying Facilities Greater than 100 kW.

Related to Section 16 Rules

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Section 162(m) of the Code means the exception for performance-based compensation under Section 162(m) of the Code and any applicable treasury regulations thereunder.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Section 162(m) Award means a Performance Award granted under Section 6(k)(i) to a Covered Employee that is intended to satisfy the requirements for “performance-based compensation” within the meaning of Section 162(m).

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Board Rules means the administrative rules and regulations promulgated by the

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • Section 162(m means Section 162(m) of the Code.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • House Rules means written and posted rules governing house activities in the AFH-DD. These rules may not conflict with the AFH Bill of Rights.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • 16 Independent Director"..................................................................... 16 "Insurance Proceeds"....................................................................... 16 "Intercreditor Collateral Account"......................................................... 16 "Interest Payment Date".................................................................... 16 "Investment"............................................................................... 16 "judgment currency"........................................................................ 16 "Lenders".................................................................................. 16 "Lien"..................................................................................... 16 "Loan Documents"........................................................................... 17 "Material Adverse Effect".................................................................. 17 "Maturity"................................................................................. 17 "MEIP"..................................................................................... 17 "Moody's".................................................................................. 17 "Mortgage"................................................................................. 17 "Mortgaged Property"....................................................................... 17 "Net Award"................................................................................ 17 "Net Income"............................................................................... 18 "Net Proceeds"............................................................................. 18 "New Common Stock"......................................................................... 18 "New Debt"................................................................................. 18 "New Other Secured Notes".................................................................. 18 "New Other Secured Notes And Claims"....................................................... 18 "New Tranche A Term Notes"................................................................. 18 "Obligor".................................................................................. 18 "Obligor Subsidiary"....................................................................... 18 "Officers' Certificate".................................................................... 18 "

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.