Section 16 Rules definition

Section 16 Rules means the rules promulgated by the Securities and Exchange Commission with respect to Section 16 of the 1934 Act or any successor rules.
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Examples of Section 16 Rules in a sentence

  • Terms used in the preceding sentence shall, for the purposes of such sentence only, have the meanings, if any, assigned or attributed to them under Section 16 Rules.

  • Further, to the extent any provision of the 2004 Plan or this Agreement, or any action by the Committee (or its designee) fails to comply with any rules promulgated pursuant to Section 16 (“Section 16 Rules”), it shall be deemed null and void to the extent required for the 2004 Plan or the Options granted under this Agreement to comply with the Section 16 Rules.

  • To the extent required in order to otherwise satisfy the requirements for exemption under the Section 16 Rules only, any derivative or equity security offered pursuant to the Plan may not be sold for at least six months after acquisition or grant (or such other period as may be required by the Section 16 Rules), except in the case of death.

  • Moreover, if this Agreement does not include a provision required by the Section 16 Rules to be stated herein, such provision shall be deemed automatically incorporated by reference into the Agreement insofar as may be required.

  • Its decision shall be final with respect to all matters arising in relation to Section 16, Rules of Conduct/Offences/Discipline (pg 14) against an individual member.

  • Heinz covenants and agrees that he will notify Huntco if he effects any transactions involving Huntco Securities or if transactions in Huntco Securities in which he is deemed to have a pecuniary interest are effected by others, if and to the extent Heinz has an obligation to report such transactions to the Commission and the NYSE pursuant to the Section 16 Rules.

  • Heinz further covenants and agrees that he will provide Huntco with a copy of all reports which he files or causes to be filed with the SEC and the NYSE pursuant to the Section 16 Rules with respect to the foregoing.

  • To the extent required ------------------------------------- in order to otherwise satisfy the requirements for exemption under the Section 16 Rules only, any derivative or equity security offered pursuant to the Plan may not be sold for at least six months after acquisition or grant (or such other period as may be required by the Section 16 Rules), except in the case of death.

  • Mr. Knapp has not and, to his knowledge, none of his associates has beneficially owned, purchased or sold (for purposes of Section 16 and the Section 16 Rules) any Company Securities or any interest therein within the past two years.

  • The Board shall have the right to amend the Plan at any time to cause the Plan to comply with the rules of the Securities and Exchange Commission under Section 16(b) of the Securities Exchange Act of 1934 (the "Section 16 Rules") or with the shareholder approval requirements of the NYSE, if applicable, or in any other manner, subject to applicable law, that does not cause the Plan to cease to comply with the Section 16 Rules.

Related to Section 16 Rules

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • Section 162(m) of the Code means the exception for performance-based compensation under Section 162(m) of the Code and any applicable treasury regulations thereunder.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • Section 162(m) Award means a Performance Award granted under Section 6(k)(i) to a Covered Employee that is intended to satisfy the requirements for “performance-based compensation” within the meaning of Section 162(m).

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Board Rules means the administrative rules and regulations promulgated by the

  • Scheme Rules means the applicable SEPA direct debit or credit transfer scheme rules of the European Payments Council as amended from time to time.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • Section 162(m means Section 162(m) of the Code.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • Park Rules means the rules of conduct and practice issued by us from time to time and applicable to the use of the Caravan and other facilities at the Park. A copy of the Park Rules in force at the date of this Licence Agreement is attached.

  • Market Rules means the rules, regulations, customs and practices from time to time of any exchange, clearing house or other organization or market involved in the conclusion, execution or settlement of a Contract any exercise by any such exchange, clearing house or other organization or market of any power or authority conferred on it.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • 16 Change of Control Payment"........................................

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.