Securities Dealing Services definition

Securities Dealing Services means services provided by CLSA in connection with purchasing, investing in, selling, exchanging or otherwise disposing of and generally dealing in and with any and all kinds of Securities.
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Securities Dealing Services means services provided by CLSA in connection with purchasing, investing in, selling, exchanging or otherwise disposing of and generally dealing in and with any and all kinds of Securities other than in respect of the Thailand Market where such term shall have the meaning set out in the “Securities Dealing Services: Thailand Market Annex”.
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Securities Dealing Services means services provided by Sheng Yuan Securities in connection with purchasing, executing, investing in, selling, exchanging, clearing for sale and purchase, or otherwise disposing of and generally dealing in and with any and all kinds of Securities;
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Examples of Securities Dealing Services in a sentence

  • You agree that you undertake to indemnify us in respect of any liabilities, costs, damages and losses incurred by us due to any transaction effected by you or by your omission or failure to undertake any action required of you under this Annex, the Terms of Business, the Securities Dealing Services Annex, applicable laws, Market Requirements and legal process.

  • In relation to all Market Transactions, we may enter into any Market Transaction on your behalf where we are also acting as principal on the other side of the transaction and by using the Securities Dealing Services or the Direct Market Access Services you consent to us doing so and authorise us to charge you brokerage, commission or any other fees in the amount disclosed to you from time to time in respect of such transactions.

  • Securities Dealing Services: Singapore Market Annex Disclosure Statement Schedule This Disclosure Statement Schedule does not disclose all of the risks and other significant aspects of dealing in Securities.

  • Clause 10.2 of the Terms of Business shall not apply in respect of Securities Dealing Services in the Thailand Market and the benefits derived from the deposit of any cash balances in any of your Account(s) shall belong to you.

  • In relation to each of your Transactions under this Securities Dealing Services, the Company will act as the intermediary counterparty and shall bear the responsibility to properly transmit the order to the Prime Broker for execution.

  • In relation to all Market Transactions, we may enter into any Market Transaction on your behalf where we are also acting as principal on the other side of the transaction and by using the Securities Dealing Services or the DMA Services you consent to us doing so and authorise us to charge you brokerage in the amount disclosed to you from time to time in respect of such transactions.

  • You further attest that I/we (event coordinator, group organizer, wedding couple), have read and understand the Terms & Conditions and Privacy Policy and fully agree with this contract and proposal for event services.

  • Definitions and Interpretation 1.1 In this Securities Dealing Services: Japan Market Annex, including the Schedule, capitalised terms have the meaning given to them in the “General Terms and Conditions of Business” (the “General Terms”).

  • In this Securities Dealing Services: Bond Annex, including the Schedule, capitalised terms have the meaning given to them in the “CLSA Asia-Pacific Terms of Business” (the “Terms of Business”), the “CLSA Asia-Pacific Securities Dealing Services Annex” and the "CLSA Securities Dealing Services: Hong Kong Market Annex" (together referred to herein as the “Existing Terms”).

  • In Canada, the Investment Banking Services Price Index is calculated independently of the Securities Dealing Services Price Index, or other financial services price indexes.

Related to Securities Dealing Services

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Portal Market means The Portal Market operated by the National Association of Securities Dealers, Inc. or any successor thereto.

  • Information Services means the Municipal Securities Rulemaking Board’s Electronic Municipal Market Access System; or, such other services providing information with respect to called municipal obligations as the District may specify in writing to the Paying Agent or as the Paying Agent may select.

  • Commercial Services means any waste management service, relating or connected to accumulating, collecting, managing, recycling, sorting, storing, treating, transporting, disposing, buying or selling of waste or any other manner of handling waste excluding services rendered by the municipality;

  • Financial Services Provider means any Lender and any other provider of financial services or products;

  • Financial Services means any service of a financial nature, including (but not limited to) —

  • Data Services The Customer will receive a discount equal to 25% for the following Data Services: Access: Standard VBS2 Guide local loop charges for DS-1 Access and DS-3 Access Service.

  • Beta Services means Xxxxxx services or functionality that may be made available to Customer to try at its option at no additional charge which is clearly designated as beta, pilot, limited release, developer preview, non-production, evaluation, or by a similar description.

  • Extra Services means those services set forth in Schedule “B” that are requested by the Municipality for itself or on behalf of its citizens and provided by the Company in accordance with paragraph 7 of this Agreement;

  • Pricing Services shall have the meaning set forth in Paragraph 7 of this Agreement.

  • Special Services means all forms of services pertaining

  • Pharmacist services means products, goods, and services, or any combination of products, goods, and services, provided as a part of the practice of pharmacy.

  • link services means all new services necessary to connect the internal services to the bulk services; and

  • Direct Marketing ’ means to approach a data subject, either in person or by mail or electronic communication, for the direct or indirect purpose of—

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Portal has the meaning set forth in Section 3.6(b)(iii).

  • Core Services means the services described in the Main Agreement that BNYM is obligated to perform for Company (for clarification: excluding the products and services provided pursuant to this Schedule C).

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Conferencing Services In lieu of any other rates and discounts, the Customer will receive a discount equal to 30% for the following Conferencing Services: US Dial Out International Audio Conferencing. The current standard rates in the Guide (which includes both transport and bridging) for domestically bridged International Dial-Out Audio Conferencing, International Audio Conferencing (dial out from a US bridge).

  • Hosting Services means the provision, administration, and maintenance of servers and related equipment, the provision of bandwidth at the hosting facility, and the operation of the Application for access by Customer Users to be provided by the relevant hosting service provider.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Administration Services means the services required for the effective and efficient administration of Bonitas and includes, but are not necessarily limited to, member record management, contribution management, benefit option management, claims processing and management, management of members’ personal, claims and financial information and any other services that are required for the administration of Bonitas;

  • Financial Services Business for purposes of this Unit Agreement shall mean the business of banking, including deposit, credit, trust and investment services, mortgage banking, asset management, and brokerage and investment banking services.

  • Hospice services means palliative and supportive care and other services provided by an interdisciplinary team under the direction of an identifiable hospice administration to terminally ill hospice patients and their families to meet the physical, nutritional, emotional, social, spiritual, and special needs experienced during the final stages of illness, dying, and bereavement, as defined in Minnesota Statutes, § 144A.75, subd. 8, and includes the set of services as determined by the Medicare program under §1861(dd) of the Social Security Act and defined in 42 CFR § 418.3.

  • NYSE American means the NYSE American LLC;