Securities Designation definition

Securities Designation means any instrument, designation, supplement, statement of preferences or other document pursuant to which securities contemplated by Article V, Section 7 hereof are issued, and a Securities Designation adopted on or after the date hereof shall be part of the “governing instrument” (within the meaning of the Delaware Act) of the Trust to the extent that such Securities Designation expressly provides that it shall constitute part of the “governing instrument” (within the meaning of the Delaware Act) of the Trust.
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Examples of Securities Designation in a sentence

  • For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

  • To the extent the provisions set forth in such supplement or amendment (including without limitation any Securities Designation) conflict with the provisions of this Declaration with respect to any such rights, powers and privileges of the preferred shares, such amendment or supplement (including without limitation any Securities Designation) shall control.

  • Any such supplement or amendment (including without limitation any Securities Designation) shall be filed as is necessary.

  • In addition, any such supplement or amendment (including without limitation any Securities Designation) may set forth the rights, powers, preferences and privileges of such preferred shares (including without limitation Preferred Securities) and any such supplement or amendment (including without limitation any Securities Designation) shall operate either as additions to or modifications of the rights, powers, preferences and privileges of any such preferred shares under this Declaration.

  • To the extent that the Trustees authorize and issue preferred shares (including without limitation Preferred Securities) of any Class or Series, they are hereby authorized and empowered to amend or supplement this Declaration (including without limitation with any Securities Designation) as they deem necessary or appropriate, including to comply with the requirements of the 1940 Act or requirements imposed by the rating agencies or other Persons, all without the approval of Shareholders.

  • To the extent that the Trustees authorize and issue preferred shares (including without limitation Preferred Securities) of any Class or Series, they are hereby authorized and empowered to amend or supplement 12966669/2 this Declaration (including without limitation with any Securities Designation) as they deem necessary or appropriate, including to comply with the requirements of the 1940 Act or requirements imposed by the rating agencies or other Persons, all without the approval of Shareholders.

  • Except as otherwise provided herein or in the Preferred Securities Designation for any series of Preferred Securities and except as otherwise required by the Delaware Act, all voting rights of the Company shall be vested exclusively in the Common Member.

  • SCHEDULE I Underwriting Agreement dated Registration Statement No. 333- Representatives and Addresses: Debt Securities: Designation: Principal Amount: $ Supplemental Indenture dated as of Date of Maturity: Interest Rate: % per annum, payable and of each year, commencing Purchase Price: % of the principal amount thereof, plus accrued interest from to the date of payment and delivery.

  • Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to such terms in the Amended and Restated of Limited Liability Company Agreement of the Issuer dated as of May __, 1998 (as amended, restated, supplemented or otherwise modified from time to time, the "LLC Agreement") or, if not therein defined, in the Preferred Securities Designation.

  • ITEM 8: ESCROWED SECURITIES 8.1 Escrowed Securities Escrowed Securities Designation of class Common shares without par value Number of securities held in escrow 93,750 Percentage of class 0.21% (as of March 23, 2007) As at April 24, 2006, the Company has a total of 93,750 common shares held in escrow, the release of which is subject to regulatory approval.

Related to Securities Designation

  • Series Designation has the meaning assigned to such term in Section 3.03(a).

  • Share Designation has the meaning assigned to such term in ‎Section 3.2(b).

  • Securities Depository Nominee means, as to any Securities Depository, such Securities Depository or the nominee of such Securities Depository in whose name there shall be registered on the registration books maintained by any Registrar the Bond certificates to be delivered to and immobilized at such Securities Depository during the continuation with such Securities Depository of participation in its book-entry system.

  • Securities Depository means The Depository Trust Company and any other clearing agency registered with the SEC under Section 17A of the Securities Exchange Act of 1934, as amended (the “1934 Act”), which acts as a system for the central handling of Securities where all Securities of any particular class or series of an issuer deposited within the system are treated as fungible and may be transferred or pledged by bookkeeping entry without physical delivery of the Securities.

  • Securities System means the Federal Reserve Book-Entry System, a clearing agency which acts as a Securities Depository, or another book entry system for the central handling of securities (including an Eligible Securities Depository).

  • Securities Depositories means DTC; and, in accordance with then current guidelines of the Securities and Exchange Commission, such other addresses and/or such other securities depositories as the District may designate in a Written Request of the District delivered to the Paying Agent.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.

  • Certificate of Designations means the Certificate of Designations or comparable instrument relating to the Designated Preferred Stock, of which these Standard Provisions form a part, as it may be amended from time to time.

  • Mandatory Securities Depository means a foreign securities depository or clearing agency that, either as a legal or practical matter, must be used if the Fund determines to place Foreign Assets in a country outside the United States (i) because required by law or regulation; (ii) because securities cannot be withdrawn from such foreign securities depository or clearing agency; or (iii) because maintaining or effecting trades in securities outside the foreign securities depository or clearing agency is not consistent with prevailing or developing custodial or market practices.

  • Series B Certificate of Designations has the meaning set forth in the recitals hereto.

  • Series B Certificate of Designation means the Certificate of Designation of the Powers, Preferences and Relative, Participating, Optional and Other Special Rights of 8% Series B Convertible Redeemable Preferred Stock and Qualifications, Limitations and Restrictions Thereof.

  • central securities depository or ‘CSD’ means a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014.

  • Eligible Securities Depository has the meaning set forth in section (b)(1) of Rule 17f-7.

  • eligible foreign securities depository means a securities depository or clearing agency, incorporated or organized under the laws of a country other than the United States, which operates (i) the central system for handling securities or equivalent book-entries in that country, or (ii) a transnational system for the central handling of securities or equivalent book-entries. The Customer represents that its Board of Directors has approved each of the Subcustodians listed in Schedule B to this Agreement and the terms of the subcustody agreements between the Bank and each Subcustodian, which are attached as Exhibits I through of Schedule B, and further represents that its Board has determined that the use of each Subcustodian and the terms of each subcustody agreement are consistent with the best interests of the Fund(s) and its (their) shareholders. The Bank will supply the Customer with any amendment to Schedule B for approval. As requested by the Bank, the Customer will supply the Bank with certified copies of its Board of Directors resolution(s) with respect to the foregoing prior to placing Assets with any Subcustodian so approved.

  • Series A Certificate of Designations means the Certificate of Designations with respect to the Series A Preferred Stock adopted by the Board of Directors and duly filed with the Secretary of State of the State of Delaware on or before the Payment Date substantially in the form attached hereto as Exhibit C.

  • Foreign Securities Depository means a foreign securities clearing system qualifying as an Eligible Securities Depository (as defined in Section (b)(1) of Rule 17f-7 under the 0000 Xxx) that is listed on Schedule B annexed hereto, as amended from time to time pursuant to Section 4.5 hereof.

  • Restated Certificate means the Company’s Amended and Restated Certificate of Incorporation, as amended and/or restated from time to time.

  • Board Certificate means the certificate dated the date of this opinion attached to this opinion as Annex 2.

  • Series A Certificate of Designation means the Certificate of Designation of the Powers, Preferences and Relative, Participating, Optional and Other Special Rights of 8% Series A Convertible Redeemable Preferred Stock and Qualifications, Limitations and Restrictions Thereof.

  • Certificate of Designation means the Certificate of Designation to be filed prior to the Closing by the Company with the Secretary of State of Delaware, in the form of Exhibit A attached hereto.

  • Hybrid Preferred Securities Subsidiary means any Delaware business trust (or similar entity) (i) all of the common equity interest of which is owned (either directly or indirectly through one or more wholly-owned Subsidiaries of the Company) at all times by the Company or a wholly-owned direct or indirect Subsidiary of the Company, (ii) that has been formed for the purpose of issuing Hybrid Preferred Securities and (iii) substantially all of the assets of which consist at all times solely of Junior Subordinated Debt issued by the Company or a wholly-owned direct or indirect Subsidiary of the Company (as the case may be) and payments made from time to time on such Junior Subordinated Debt.

  • Restricted List Securities means the list of securities that are provided to the Compliance Department by Invesco Ltd. or investment departments, which include those securities that are restricted from purchase or sale by Client or Employee accounts for various reasons (e.g., large concentrated ownership positions that may trigger reporting or other securities regulatory issues, or possession of material, non-public information, or existence of corporate transaction in the issuer involving an Invesco Ltd. unit).

  • Listing Agreement means an agreement that is to be entered into between a recognised stock exchange and the Company pursuant to Securities and Exchange Board (Listing Obligations and Disclosure Requirements), 2015