Selling Security Holder Questionnaire definition

Selling Security Holder Questionnaire means the Questionnaire attached to this form as Annex B.
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Examples of Selling Security Holder Questionnaire in a sentence

  • Each Holder agrees to furnish to the Company a completed Selling Security Holder Questionnaire simultaneously with the execution of this Agreement.

  • The Company shall not be required to include the Registrable Securities of a Holder in a Registration Statement and shall not be required to pay any liquidated or other damages under Section 2(d) to any Holder who fails to furnish to the Company a fully completed Selling Security Holder Questionnaire at least three Trading Days prior to the filing of a Registration Statement or any related Prospectus or any amendment or supplement thereto (subject to the requirements set forth in Section 3(a)).

  • The Company shall not file a Registration Statement, any Prospectus or any amendments or supplements thereto in which the information regarding the Investor in the "Selling Security Holder" section thereof differs from the disclosure information received from a Holder in its Selling Security Holder Questionnaire (as amended or supplemented).

  • Blue Trading agrees, by acquisition of the Registrable Securities, that it shall be not be entitled to sell any of such Registrable Securities pursuant to the Registration Statement or to receive the Prospectus relating thereto, unless it has previously furnished the Company at least five Trading Days prior to its proposed sale with a Selling Security Holder Questionnaire as required by Section 2(c) (including the information required to be included in such Selling Security Holder Questionnaire).

  • Immediately after the Termination, as defined in the Memorandum, the Company will provide to each Investor in the Offering a Selling Security Holder Questionnaire in the form of Appendix C to the Memorandum.

  • In order to have their Registrable Securities included in the registration statement, beneficial owners must complete and return the enclosed Notice of Registration Statement and Selling Security Holder Questionnaire.

  • Notice of Registration Statement and Selling Security Holder Questionnaire ------------------------------------- _____________, 2002 Airborne, Inc.

  • But, consumer and marketing research on experi- ence is still emerging.

  • In order to have Registrable Securities included in the Shelf Registration Statement, this Notice of Registration Statement and Selling Security Holder Questionnaire ("Notice and Questionnaire") must be completed, executed and delivered to the Company's counsel at the address set forth herein for receipt ON OR BEFORE (DEADLINE FOR RESPONSE).

  • In order to have their Securities included in the registration statement, beneficial owners must complete and return the enclosed Notice of Registration Statement and Selling Security Holder Questionnaire.

Related to Selling Security Holder Questionnaire

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Registration Notice has the meaning specified in Section 2.1(a).

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Preliminary Offering Memorandum means the preliminary offering memorandum consisting of the Red Xxxxxxx Prospectus and the preliminary international wrap to be used for offer and sale to persons/entities that are resident outside India;

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Loan Party.

  • Offering Notice has the meaning set forth in Section 4.3(b).

  • Disclosure Notice means a notice issued by or on behalf of the Company requiring disclosure of interests in shares pursuant to section 212 of the Act;

  • Requesting Investor has the meaning set forth in Section 7.5 of the Indenture.

  • Preliminary Offering Circular means any preliminary offering circular or memorandum, if any, or any other written preliminary materials authorized by the Issuer to be used in connection with such an Offering. As used herein, the terms “Offering Circular” and “Preliminary Offering Circular” include the material, if any, incorporated by reference therein. We will either, as soon as practicable after the later of the date of the Invitation Wire or the date made available to us by the Issuer, furnish to you (or make available for your review) a copy of any Preliminary Offering Circular or any proof or draft of the Offering Circular. In any event, in any Offering involving an Offering Circular, the Manager will furnish, make available to you, or make arrangements for you to obtain, as soon as practicable after sufficient quantities thereof are made available by the Issuer, copies (which may, to the extent permitted by law, be in electronic form) of the Preliminary Offering Circular and Offering Circular, as amended or supplemented, if applicable (but excluding, for this purpose, documents incorporated therein by reference).

  • Takedown Requesting Holder shall have the meaning given in subsection 2.3.3.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Rule 144A Letter As defined in Section 5.02(b).

  • Representation Letter Letters to, or agreements with, the Depository to effectuate a book entry system with respect to the Class A Certificates registered in the Register under the nominee name of the Depository.

  • Resale Registration Statement means a registration statement under the Securities Act registering the Securities for resale pursuant to the terms of the Registration Rights Agreement.

  • Selling Stockholders means Purchaser and any other purchaser of Units in the Offering, and their respective successors and assigns.

  • Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Selling Stockholder means any Stockholder owning Registrable Shares included in a Registration Statement.

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Short Form Notice means the Short Form Notice substantially in the form as

  • Shelf Takedown Notice shall have the meaning given in subsection 2.1.3.