Examples of Service Provider Code in a sentence
Initial Approval of Codes of Ethics Under Rule 17j-1, the Board, including a majority of Independent Trustees, is required to approve the Service Provider Code of any new 17j-1 Service Provider before initially retaining its services.
Within ten (10) days following the commencement of service as a trustee or officer of the Fund, and 45 days following the end of each calendar year, the Service Provider Code Compliance Officer shall be required to provide to the Code Compliance Officer a written communication affirming the identity of each Access Person subject to an Approved Code of Ethics.
Within 60 days after each calendar quarter-end, the Code Compliance Officer will require the Service Provider Code Compliance Officer to provide a written report concerning each Access Person’s compliance with the Approved Code of Ethics.
The Code Compliance Officer requires immediate notification from the Service Provider Code Compliance Officer of any material violation by an Access Person of an Approved Code of Ethics.
A copy of each current Service Provider Code is appended as Appendix B hereto.
The Board must approve a material change to this Code or any Service Provider Code no later than six months after the adoption of the material change.
On January 7, 2016, the CRTC issued Broadcasting Regulatory Policy CRTC 2016-1 (BRP 2016-1), which established the Television Service Provider Code (the TV Code).
In particular, a Television Service Provider Code (TSPC) will govern the relationship between broadcasting distribution undertakings (BDUs) and subscribers.
The Board, including a majority of the Independent Trustees, will approve each Service Provider Code and any material changes to such codes, basing its approval, in each case, on a determination that the code in question contains provisions reasonably necessary to prevent access persons from engaging in conduct prohibited by paragraph (b) of Rule 17j-1.
The impact of the Federal Court of Appeal’s decision on our business is not known at this time.3.3 Television Service Provider CodeOn January 7, 2016, the CRTC issued Broadcasting Regulatory Policy CRTC 2016-1, which established the Television Service Provider Code (the TV Code).