Short Form Offering Document definition

Short Form Offering Document means a short form offering document that complies with the Exchange Policy, subject to any waiver or variation the Exchange permits;
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Short Form Offering Document means the form of offering document required by the Exchange Policy for the purposes of conducting an Offering, including any waiver or variation the Exchange permits;
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Examples of Short Form Offering Document in a sentence

  • The public offering was pursuant to a Short Form Offering Document dated October 6, 2003, of 7,142,858 units at $0.28 per unit, raising gross proceeds of $2,000,000 while the brokered private placement consisted of 32,142,857 units of the Corporation at a price of $0.28 per unit, for gross proceeds of $9,000,000 and included the exercise of an over allotment option of 50% by its agent.

  • On November 21, 2017, the Company obtained a public listing for its securities on the TSX Venture Exchange following closing of its offerings of units by way of Short Form Offering Document in accordance with Exchange policies and by way of brokered private placement (the “Private Placement”).

  • The Brokered Financing was conducted by way of Exchange Short Form Offering Document.

  • Short Form Offering Document Prospectus Exemption As mentioned above, TMX Group is supportive of both the OSC’s ongoing efforts to facilitate capital raising through expanded prospectus exemptions and the harmonization of prospectus exemptions across all Canadian jurisdictions.

  • The public offering was pursuant to a Short Form Offering Document dated October 6, 2003, of 7,142,858 units at $0.28 per unit, raising gross proceeds of $2,000,000 while the brokered private placement consisted of 32,142,857 units of the Corporation at a price of $0.28 per unit, for gross proceeds of $9,000,000 and included the exercise of an over allotment option of 50% by its agent Canaccord Capital Corporation ("Canaccord").

  • The filing and acceptance process for a Short Form Offering Document involves the following steps: Step 1: The Company and/or its filing solicitor prepare the Short Form, ensuring all continuous disclosure material is up to date, and incorporated by reference.

  • In any such action, parties against whom remedies are sought shall have the same defenses as are available in the Securities Laws of the applicable Participating Jurisdiction(s), as if the Short Form Offering Document were a prospectus.

  • The exact wording is in the form of Short Form set out in Form 4H - Short Form Offering Document.

  • The public offering was pursuant to a Short Form Offering Document dated October 6, 2003, of 7,142,858 units at $0.28 per unit, raising gross proceeds of $2,000,000 while the brokered private placement consisted of 32,142,857 units of the Corporation at a price of $0.28 per unit, for gross proceeds of $9,000,000 and included the exercise of an over allotment option of 50% by the agent.

  • On November 21, 2017, the Company obtained a public listing for its securities on the TSX Venture Exchange (“TSX- V”) under the trading symbol “BMX” following closing of its offerings of units by way of Short Form Offering Document (“SFOD”) and by way of a brokered private placement (Note 6).

Related to Short Form Offering Document

  • Short Form Notice means the Short Form Notice substantially in the form as

  • Offering Document means the prospectus or other document (issued by the Management Company with written consent of the Trustee and approved by the Commission) which contains the investments and distribution policy, unit structure(s) and all other information in respect of the Unit Trust, as required by the Rules and Regulations and is circulated to invite offers by the public to invest in the Scheme.

  • Supplementary Offering Document means a document issued to modify, add to, alter and amend, amend and restate or to make any other amendment to the Offering Document in such manner and to such extent as considered expedient for all purposes by the Management Company, with the consent of the Trustee, after seeking approval of the SECP, and the same shall be consolidated, read and construed together with the Offering Document.”

  • Offering Documents means the Canadian Offering Documents and the U.S. Offering Documents;

  • Registered Offering Transaction Documents means this Agreement and the Registration Rights Agreement between the Company and the Investor as of the date herewith.

  • Offering Notice has the meaning set forth in Section 4.3(b).

  • Shelf Offering Notice has the meaning set forth in Section 1(d)(i).

  • New Registration Statement has the meaning set forth in Section 2(a).

  • Offer Document means an offer document dispatched to shareholders of the Target setting out in full the terms and conditions of an Offer.

  • Underlying Shares Registration Statement means a registration statement meeting the requirements set forth in the Registration Rights Agreement, covering among other things the resale of the Underlying Shares and naming the Holder as a “selling stockholder” thereunder.

  • Form N-2 means such form under the Securities Act as in effect on the date hereof or any successor registration form under the Securities Act subsequently adopted by the Commission.

  • Consent Solicitation Statement means the consent solicitation statement included as part of the Registration Statement with respect to the solicitation by the Company of the Company Stockholder Approval.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Conversion Shares Registration Statement means a registration statement that registers the resale of all Conversion Shares of the Holders, who shall be named as “selling stockholders” therein and meets the requirements of the Registration Rights Agreement.

  • Registration Document means a written instrument issued by the department to publicly document that the registrant has complied with this chapter and the applicable rules and standards as prescribed by the department.

  • Bidding Document means this document including all the appendices hereto, for the purposes of setting out the process for submission of a bid and selection of Successful Bidder in accordance with the provisions of the IB Code and shall include all supplements, modifications, amendments, alterations or clarifications thereto issued in accordance with the terms hereof;

  • Tender Offer Documents means the documents provided to the holders of the Auction Preferred Shares by or on behalf of the Fund in connection with the Tender Offer.

  • Completion Statement has the meaning set out in clause 6.1;

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Last best offer package means the offer exchanged by parties not less than 14 days prior

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • Subsequent Shelf Registration Statement has the meaning set forth in Section 2(b) hereof.

  • Final Prospectus Supplement means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Prospectus Supplement means the supplement to the Prospectus complying with Rule 424(b) of the Securities Act that is filed with the Commission and delivered by the Company to each Purchaser at the Closing.

  • Investor Questionnaire has the meaning set forth in Section 5.8.