Spencer Trask definition

Spencer Trask means Spencer Trask Securities Incorporated, a Delaware corporation.
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Examples of Spencer Trask in a sentence

  • No adjustment in the Warrant Price shall be made on account of (i) the grant of options exercisable for, or sales of, Class A Common Stock pursuant to employee benefit plans previously approved by the Company's shareholders, (ii) the issuance of warrants to Spencer Trask Securities, Inc.

  • Spencer Trask Holdings 4,174 0 0 0 3,268 Incorporated c/o Spencer Trask Securities, Inc.

  • Treasure Mountain shall have received a fairness opinion from an independent firm to the effect that the terms of the Merger are fair to the stockholders of Treasure Mountain, other than stockholders affiliated with Spencer Trask & Co., Inc., from a financial point of view.

  • Subject to Section 1(b) hereof, the purchase right represented by this Warrant is exercisable, in whole or in part, at any time during a period beginning on June 7, 1999 and ending ninety days after the latest of the end of the terms of the warrants as respectively set forth in Section 1(a) of the Common Stock Purchase Warrant dated December 21, 1998 from the Company to Spencer Trask Securities, Inc., Section 1(a) of the Common Stock Purchase Warrant dated December 21, 1998 from the Company to Adam K.

  • New Oshkim Limited Partners 1,044 0 0 0 817 Spencer Trask Securities, Inc.

  • Vyteris shall have received irrevocable agreements in substantially the form attached as Exhibit D from Scimitar Holdings LLC, Spencer Trask Specialty Group, LLC, Spencer Trask Ventures, Inc.

  • Notwithstanding anything herein to the contrary, Spencer Trask shall have the right to terminate this Agreement and xxx Xxxxxxxx by written notice to SmartServ in the event that Spencer Trask has not received such schedules (or written confirmxxxxx xxxx SmartServ that no such Schedule of Exceptions will be required) within 5 business days following the date hereof or if Spencer Trask, in its sole discretion, is not satisfied with such Xxxxxxxx xx Exceptions.

  • The Company paid Spencer Trask an initial $10,000 retainer fee and is required to pay an additional $3,500 per month.

  • All communications hereunder will be in writing and, except as otherwise expressly provided herein or after notice by one party to the other of a change of address, if sent to the Placement Agent, will be mailed, delivered or telefaxed and confirmed to Spencer Trask Ventures, Inc., 535 Madison Avenue, 18th Floor, New Yoxx, Xxx Xxxx 10022, Attention: Xxxxxxx X.

  • Kevin Kimberlin Partners L.P. c/o Spencer Trask & Co. 535 Madison Avenue, 18th Floor New York, NY 10022 Attn: Kevin Kimberlin Fax: 212-751-3483 Spencer Trask & Co. 535 Madison Avenue, 18’h Floor New York, NY 10022 Ann: William P.

Related to Spencer Trask

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • Investment Management Agreement means the Investment Management Agreement, dated as of the date hereof, by and between the Investment Manager and the Borrower.

  • Summer Season in any year, means the Season commencing on 01 April in that year;

  • BlackRock means persons controlling, controlled by or under common control with BlackRock, Inc. that act as investment adviser and subadviser to the Funds.

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.

  • Brewer means a person engaged in manufacturing:

  • QP means a “qualified purchaser” within the meaning of Section 2(a)(51) of the Investment Company Act.

  • Managing Partner means KKR Management LLC, a Delaware limited liability company.

  • Carlyle means Carlyle Investment Management, LLC.

  • Investment Strategy is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team.

  • Project Management Agreement means the agreement dated the 20th February 1985 made between the Trustee and the Manager providing for the Manager to manage and co‑ordinate the development and construction of the Resort and includes, if that agreement is terminated, any other agreement in like and similar terms made with the prior consent of the Minister;

  • Cross-Over Situation For any Distribution Date and for each Loan Group (after taking into account principal distributions on such Distribution Date) with respect to the Class A and Class B Lower Tier REMIC Interests, a situation in which the Class A and Class B Interests corresponding to any Loan Group are in the aggregate less than 1% of the Subordinated Portion of the Loan Group to which they correspond.

  • Collateral Management Agreement The agreement dated as of the Closing Date, between the Issuer and the Collateral Manager relating to the management of the Collateral Obligations and the other Assets by the Collateral Manager on behalf of the Issuer, as amended from time to time in accordance with the terms thereof.

  • MiFID II means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU;