Subject Securityholder definition

Subject Securityholder means any Person, group of Persons acting jointly or in concert, or group of Persons who, in the reasonable opinion of the Board, are acting jointly or in concert, that hold, acquire or propose to acquire, directly or indirectly, Securities.
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Subject Securityholder means any person, group of persons acting in concert, or group of persons who, in the reasonable opinion of the Corporation, are acting jointly or in concert, that have ownership of, acquire or propose to acquire ownership of Securities, except that:
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Examples of Subject Securityholder in a sentence

  • To the extent that amounts are so withheld, such withheld amounts shall be treated for all purposes of this Plan of Arrangement as having been paid to the former Subject Securityholder in respect of which such deduction and withholding was made, provided that such withheld amounts are actually remitted to the appropriate Governmental Entity within the time required by and in accordance with applicable laws.

  • For purposes of determining the fair market value of the Securities to be purchased pursuant to Section 3(c) hereof, if the Section 3(c) Securityholders or the Company, as applicable, and the Subject Securityholder, as applicable, agree in writing as to the purchase price for the Securities to be purchased as the result of a Sale Event, such agreed value shall be the fair market value of said Securities and shall be the purchase price of said Securities for purposes of this Agreement.

  • All expenses incurred in the appraisal process shall be borne and paid equally by the Subject Securityholder, on the one hand, and the Company, on the other hand.

  • No Subject Securityholder shall acquire or dispose of, directly or indirectly, in one or more transactions, 5% (or such other greater or lesser threshold, or additional threshold or thresholds, as may be established by a Gaming Authority from time to time) or more, of any class of outstanding Securities without providing advance written notice to the Company and receiving the advance approval of the Company and the Gaming Authorities.

  • Failure by a Subject Securityholder to provide the Certificate of Compliance shall result in a deemed Triggering Event and shall trigger the same remedies as though that Subject Securityholder had caused a Triggering Event.MARKET FOR SECURITIESDuring the period in which this AIF relates, our Class A Shares traded on the TSXV.

  • From and after any payment or deposit made pursuant to this subsection ‎1.4(5), the Subject Securityholder shall not be entitled to any of the remaining rights of a holder in respect of the Securities sold or repurchased or redeemed, other than the right to receive the payment or funds so deposited on presentation and surrender of the Securities sold or repurchased or redeemed.

  • The Company shall not consider giving effect to any transaction with respect to the issuance, transfer of Securities or otherwise deal with Securities owned by the Subject Securityholder, until a Certificate of Compliance is received and the Company is reasonably satisfied that no Triggering Event exists or will occur.

  • At the request of the Company, a Subject Securityholder owning, or proposing to acquire or own Securities, must deliver forthwith to the Company, a certificate of compliance in a form prescribed by the Company (a “ Certificate of Compliance”) certifying that no Triggering Event has occurred or may occur by the acquisition of Securities by the Subject Securityholder.

  • If a Subject Securityholder fails to provide a Certificate of Compliance within the time period prescribed by the Company in the request, the Company may deem a Triggering Event to have occurred and exercise all rights afforded by these Articles with respect to such a non-compliant Subject Securityholder.

  • Our Articles also require all Subject Securityholders, at our request, to provide a certificate of compliance in a form prescribed by us (a “ Certificate of Compliance”) certifying that no Triggering Event has or may occur by the acquisition of our securities by the Subject Securityholder.

Related to Subject Securityholder

  • Company Securityholders means the Company Stockholders, Company Optionholders and Company Warrantholders, collectively.

  • Subject Securities means: (a) all securities of the Company (including all shares of Company Common Stock and all options, restricted stock units, warrants and other rights to acquire shares of Company Common Stock) Owned by Stockholder as of the date of this Agreement; and (b) all additional securities of the Company (including all additional shares of Company Common Stock and all additional options, restricted stock units, warrants and other rights to acquire shares of Company Common Stock) of which Stockholder acquires Ownership during the Voting Period.

  • Securityholder means the Person in whose name a Security is registered on the Registrar's books.

  • Registered Shareholder means, as the context requires:

  • Class B Stockholder means (i) the registered holder of a share of Class B Common Stock at the Effective Time and (ii) the initial registered holder of any shares of Class B Common Stock that are originally issued by the Corporation after the Effective Time.

  • Preferred Shareholder means any holder of Preferred Shares.

  • Company Shareholder means any holder of any Company Shares.

  • Controlling Shareholder means any shareholder owning more than fifty

  • Stockholder Group means the Stockholder and each Person (other than any member of the Company Group) that is an Affiliate of the Stockholder.

  • Company Stockholder means the holder of either a share of Company Common Stock or a share of Company Preferred Stock.

  • Transferring Shareholder has the meaning set forth in Section 5.2(a).

  • 10% Stockholder means the owner of stock (as determined under Code Section 424(d)) possessing more than ten percent (10%) of the total combined voting power of all classes of stock of the Corporation (or any Parent or Subsidiary).

  • Stockholder Shares means the shares of common stock of the Company issued to Stockholder in accordance with the terms and conditions of the Reorganization Agreement, including such shares of common stock of the Company transferred from Stockholder to The Cendant Charitable Foundation, and any securities of the Company issued as a dividend on or other distribution with respect to, or in exchange for or replacement of, such common stock.

  • Stockholder has the meaning set forth in the preamble.

  • Company Securities has the meaning set forth in Section 3.02(b)(ii).

  • Stockholder Associated Person of any stockholder means (A) any person controlling, directly or indirectly, or acting in concert with, such stockholder, (B) any beneficial owner of shares of stock of the Corporation owned of record or beneficially by such stockholder or (C) any person directly or indirectly controlling, controlled by or under common control with such Stockholder Associated Person.

  • Transferring Stockholder has the meaning assigned to such term in Section 3.4(a).

  • Class A Shareholder means a holder of Class A Shares;

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • Common Stockholder means the employee of, consultant to, or director of the Company or other person to whom shares of Common Stock are issued pursuant to this Plan.

  • 10% Shareholder means a person who owns, directly or indirectly, stock possessing more than 10% of the total combined voting power of all classes of stock of the Company or any Parent or Subsidiary of the Company. Indirect ownership of stock shall be determined in accordance with Code Section 424(d).

  • Holder Group means the Holder plus any other Person with which the Holder is considered to be part of a group under Section 13 of the Exchange Act or with which the Holder otherwise files reports under Sections 13 and/or 16 of the Exchange Act. In determining the number of Equity Interests of a particular class outstanding at any point in time, the Holder may rely on the number of outstanding Equity Interests of such class as reflected in (x) the Company’s most recent Annual Report on Form 10-K or Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission, as the case may be, (y) a more recent public announcement by the Company or (z) a more recent notice by the Company or its transfer agent to the Holder setting forth the number of Equity Interests of such class then outstanding. For any reason at any time, upon written or oral request of the Holder, the Company shall, within one (1) Trading Day of such request, confirm orally and in writing to the Holder the number of Equity Interests of any class then outstanding. Anything herein to the contrary, any increase in the Beneficial Ownership Limitation will not be effective until the 61st day after such notice is delivered to the Company. The provisions of this Section 10 shall be construed, corrected and implemented in a manner so as to effectuate the intended beneficial ownership limitation herein contained.

  • ² Shareholder means a person who owns shares in the company and is actively involved in the management of the company or business and exercises control over the company.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Dissenting Shareholder means a registered Company Shareholder who has duly and validly exercised its Dissent Rights in accordance with the YBCA and the terms of the Interim Order and has not withdrawn or been deemed to have withdrawn such exercise of Dissent Rights, but only in respect of the Company Shares in respect of which Dissent Rights are validly exercised by such registered Company Shareholder in accordance with the YBCA and the terms of the Interim Order;