Trading in Securities definition
Examples of Trading in Securities in a sentence
Executive will comply with the Company’s policies including, but not limited to, the Code of Conduct and the Employee Trading in Securities Policy.
The notes have not been offered or sold and may not be offered, sold or delivered directly or indirectly in Denmark, unless in compliance with Chapters 6 or 12 of the Danish Act on Trading in Securities and executive orders issued pursuant thereto as amended from time to time.
The Company will remain subject to the periodic reporting requirements imposed by the Securities Exchange Act of 1934 and the Polish Public Trading in Securities Law of 1997.
Each Dealer represents and agrees that it has not offered or sold and will not offer, sell or deliver any of the Notes directly or indirectly in The Kingdom of Denmark by way of public offering, unless in compliance with the Danish Consolidation Act No. 1530 of 2 December 2015 on Trading in Securities as amended and Executive Orders issued thereunder.
Without limiting the foregoing, Officer acknowledges that Officer has read Employer's "Policy on Trading in Securities of ASI by Directors, Officers, and Designated Employees," Officer accepts the status of an "Insider" under such policy, and Officer agrees to comply with such policy.