Transactions in Securities definition

Transactions in Securities means any agreement to purchase, invest in, subscribe for, sell, exchange or otherwise dispose of any Securities and generally dealing in any and all kinds of Securities including holding Securities in the name of GFSHK or GFSHK's nominee; and
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Transactions in Securities means any agreement to purchase, invest in, subscribe for, sell, exchange or otherwise dispose of any Securities and generally dealing in any and all kinds of Securities including holding Securities in the name of EISHK or its Associate; “U.S. person” includes any natural person who is a citizen of or resident in the United States; a corporation, partnership or other business organization organized or incorporated under the laws of the United States or any political subdivision thereof, any estate or trust which is administered by an executor or trustee who is a U.S. person or the income of which is subject to U.S. federal income taxation regardless of its source; any account (other than any estate or trust) held by a dealer or fiduciary for the benefit of a U.S. person and any partnership or corporation organized and incorporated under the laws of any foreign jurisdiction which was formed by a U.S. person principally for the purpose of investing in securities not registered under the United States Securities Act of 1993. “U.S. person” shall not include any branch or agency of a United States bank or insurance company that is operating outside the United States for valid business reasons as a locally regulated branch or agency engaged in the banking or insurance business and not formed primarily for the purpose of investing in securities not registered under the United States Securities Act of 1933. For the purposes of this definition, the "United States" includes the United States of America, its states, territories and possessions and the District of Columbia; “virtual assets” means digital representations of value which may be in the form of digital tokens (such as digital currencies, utility tokens or security or asset-backed tokens), any other virtual commodities, crypto assets or other assets of essentially the same nature, irrespective of whether they amount to “securities” or “futures contracts” as defined under the SFO, but excludes digital representations of fiat currencies issued by central banks (as amended from time to time by the Securities and Futures Commission). 「債務」 指客戶對安信國際證券、其聯營 公司就證券帳戶及此等條款（為免生疑問）包括附表（如適用）實際或或然、現在或將來應付、欠負或涉及的一切款項、債務及責任， 或客戶可能於任何帳戶或以任何方式或任何貨幣（不論單獨或與任何其他人士共同，及以任何名稱、形式或商號）可能或須以其他方式向安信國際證券負上的責任，連同由要求當日起至付款當日的利息，安信國際證券、其聯營公司就收回或企圖收回該等款項、債務及責任而涉及的法律費用及其他一切費用、收費及開支； 「市場」 指任何股票或其他交易所（包括交易所），交易商或法團的負責組織（不論位於香港或香港以外），從事買賣證券以提供一個證券市場； 「證券帳戶」 指以客戶的名義根據此等條款於安信國際證券開設及保留的帳戶； 「科創板股份」指任何不時獲接納在上海證券交易所營運的科創板市場上市的證券； 「證券交易」 指購買、投資、認購、沽售、交...
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Transactions in Securities means any agreement to purchase, invest in, subscribe for, sell, exchange or otherwise dispose of any Securities and generally dealing in any and all kinds of Securities including holding Securities in the name of MSCL or MSCL's associate; and "U.S. person" includes any natural person who is a citizen of or resident in the United States; a corporation, partnership or other business organization organized or incorporated under the laws of the United States or any political subdivision thereof, any estate or trust which is administered by an executor or trustee who is a U.S. person or the income of which is subject to U.S. federal income taxation regardless of its source; any account (other than any estate or trust) held by a dealer or fiduciary for the benefit of a U.S. person and any partnership or corporation organized and incorporated under the laws of any foreign jurisdiction which was formed by a U.S. person principally for the purpose of investing in securities not registered under the United States Securities Act of 1993. "U.S. person" shall not include any branch or agency of a United States bank or insurance company that is operating outside the United States for valid business reasons as a locally regulated branch or agency engaged in the banking or insurance business and not formed primarily for the purpose of investing in securities not registered under the United States Securities Act of 1933. For the purposes of this definition, the "United States" includes the United States of America, its states, territories and possessions and the District of Columbia.
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Examples of Transactions in Securities in a sentence

  • Greece Kentriko Apothetirio Aksion, a department of Hellenic Exchanges S.A. Holding Bank of Greece, System for Monitoring Transactions in Securities in Book-Entry Form Guinea-Bissau Dépositaire Central – Banque de Règlement Hong Kong Central Moneymarkets Unit Hong Kong Securities Clearing Company Limited Hungary Központi Elszámolóház és Értéktár (Budapest) Zrt.

  • All Transactions in Securities for the Account or any Services provided will be subject to Applicable Laws, Rules and Regulations.

  • Greece Kentriko Apothetirio Aksion, a department of Hellenic Exchanges S.A. Holding Bank of Greece, System for Monitoring Transactions in Securities in Book-Entry Form Guinea-Bissau Dépositaire Central – Banque de Règlement Hong ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ Securities Clearing Company Limited Hungary Központi Elszámolóház és Értéktár (Budapest) Zrt.

  • BMO InvestorLine has the right to determine in its discretion whether or not any order for Transactions in Securities for the BMO InvestorLine Account is acceptable and whether to execute such order.

  • Where an Instruction for effecting Transactions in Securities, Futures Contracts, Options Contracts, Foreign Exchange Contracts or other Investments (as the case may be) of a specified quantity cannot be effected in full, it may be effected in any lesser amount or quantity.

  • Greece Kentriko Apothetirio Aksion, a department of Hellenic Exchanges S.A. Holding Bank of Greece, System for Monitoring Transactions in Securities in Book-Entry Form Guinea-Bissau Dépositaire Central — Banque de Règlement Hong ▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ Securities Clearing Company Limited Hungary Központi Elszámolóház és Értéktár (Budapest) Zrt.

  • We will notify you of any changes in procedures or conditions for trading and/or arranging Transactions in Securities, either by newspaper notice or by other written communication to you.

  • EISHK may in its sole discretion provide any benefits to any persons related to such Transactions in Securities.

  • If the Client effects Transactions in Securities listed on the SEHK or in derivatives related thereto for the account of clients, whether on a discretionary or non-discretionary basis, and whether as agent or by entering into matching transactions as principal with its clients, the Client hereby agrees that, in relation to a Transaction where the Company has received an enquiry from the SEHK and/or the SFC (the “Hong Kong regulators”), the following provisions shall apply.

  • SEAZEN RESOURCES SECURITIES shall not owe the Client any duty to advise on the merits or suitability of any Transactions in Securities.


More Definitions of Transactions in Securities

Transactions in Securities means transactions liable to create, alter or extinguish parties’ rights and obligations in respect of securities;
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Transactions in Securities means
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Related to Transactions in Securities

  • Trading in Securities means and includes an act of subscribing to, buying, selling, dealing or agreeing to subscribe to, buy, sell or deal in any Securities of the Company and “trade” shall be construed accordingly.

  • securities financing transaction or 'SFT' means a repurchase transaction, a securities or commodities lending or borrowing transaction, or a margin lending transaction;

  • Dealing in Securities means an act of subscribing to, buying, selling or agreeing to subscribe to, buy, sell or deal in the securities of the Company either as principal or agent.

  • securities lending transactions means transactions whereby a Sub-Fund lends its Securities to a security-borrowing counterparty for an agreed fee.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (as amended from time to time);