Underwriters’ Questionnaire Sample Clauses

Underwriters’ Questionnaire. Your acceptance of the Invitation Wire for an Offering or your participation in an Offering as an Underwriter will confirm that you have no exceptions to the Underwriters’ Questionnaire attached as Exhibit A hereto (or to any other questions addressed to you in any Wires relating to the Offering previously sent to you), other than exceptions noted by you In Writing in connection with the Offering and received from you by us before the time specified in the Invitation Wire or any subsequent Wire.
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Underwriters’ Questionnaire. Each Underwriter represents and warrants that all of the information contained in the Underwriters' Questionnaire which it has furnished in connection with the offering of the Securities, as updated pursuant to the terms of the Questionnaire, is true and correct as of the date hereof.
Underwriters’ Questionnaire. In connection with your participation in each Offering covered by the Wachovia Capital Markets, LLC Master Agreement Among Underwriters dated July 1, 2003, you confirm that, except as set forth In Writing in your timely acceptance (including by wire, telex, facsimile or electronic data transmission or other written communications) of the Invitation Wire with respect to such Offering:
Underwriters’ Questionnaire. Each Underwriter represents and warrants to the Representatives, the Company and the Selling Securityholders, if any, that the statements made in the Underwriters' Questionnaire attached as Schedule A are (except as otherwise disclosed in writing to the Representatives) true, correct and complete as of the date of the Terms Wire.
Underwriters’ Questionnaire. In connection with your participation in each Offering covered by the Xxxxx Fargo Securities, LLC Master Agreement Among Underwriters dated July 1, 2003, you confirm that, except as set forth In Writing in your timely acceptance (including by wire, telex, facsimile or electronic data transmission or other written communications) of the Invitation Wire with respect to such Offering:
Underwriters’ Questionnaire. In connection with each offering of Securities to which this Agreement relates, except as disclosed to the Representatives in writing, each Underwriter advises the Representatives as follows and authorizes the Representatives to use the information furnished in response to this Underwriters' Questionnaire in the Registration Statement relating to the Securities:
Underwriters’ Questionnaire. In connection with each Offering governed by the UBS Securities LLC Master Agreement Among Underwriters dated January 2, 2019, except as otherwise indicated in a timely acceptance of the Invitation Wire pursuant to Section 1.2 of the Master Agreement Among Underwriters (“Master AAU”) or already expressly disclosed in the Preliminary Prospectus or Preliminary Offering Circular, as the case may be, each Underwriter participating in such Offering severally advises the Issuer and the other participating Underwriters (all capitalized terms used herein and not otherwise defined herein will have the meanings given to them in the Master AAU) as follows:
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Underwriters’ Questionnaire. Your acceptance of the Invitation Wire for an Offering or your participation in an Offering as an Underwriter will confirm that you have no exceptions to the Underwriters’ Questionnaire attached as Exhibit A hereto (or to any other questions addressed to you in any Wires relating to the Offering previously sent to you), other than exceptions noted by you In Writing in connection with the Offering and received from you by us before the time specified in the Invitation Wire or any subsequent Wire. 1 Meant to clarify mechanics of underwriting for purposes of Section 11(e), and rebut footnote 8 of the WorldCom decision. See In re: Worldcom, Inc. Securities Litigation, U.S. Dist. Ct. (SDNY), slip op. 02 Civ 3288, March 14, 2005 (unpublished).

Related to Underwriters’ Questionnaire

  • D&O Questionnaires To the Company’s knowledge, all information contained in the questionnaires completed by each of the Company’s directors and officers immediately prior to the Offering as well as in the Lock-Up Agreement provided to the Underwriters is true and correct in all respects and the Company has not become aware of any information which would cause the information disclosed in such questionnaires become inaccurate and incorrect.

  • ACCREDITED INVESTOR QUESTIONNAIRE In order for the Company to offer and sell the Securities in conformance with state and federal securities laws, the following information must be obtained regarding your investor status. Please initial each category applicable to you as a Purchaser of Securities of the Company.

  • Underwritten Shelf Takedown At any time and from time to time after a Resale Shelf Registration Statement has been declared effective by the Commission, the Holders may request to sell all or any portion of the Registrable Securities in an underwritten offering that is registered pursuant to the Resale Shelf Registration Statement (each, an “Underwritten Shelf Takedown”); provided, however, that the Company shall only be obligated to effect an Underwritten Shelf Takedown if such offering shall include securities with a total offering price (including piggyback securities and before deduction of underwriting discounts) reasonably expected to exceed, in the aggregate, $10,000,000. All requests for Underwritten Shelf Takedowns shall be made by giving written notice to the Company at least ten (10) days prior to the public announcement of such Underwritten Shelf Takedown, which shall specify the approximate number of Registrable Securities proposed to be sold in the Underwritten Shelf Takedown and the expected price range (net of underwriting discounts and commissions) of such Underwritten Shelf Takedown. The Company shall include in any Underwritten Shelf Takedown the securities requested to be included by any Holder (each a “Takedown Requesting Holder”) at least 48 hours prior to the public announcement of such Underwritten Shelf Takedown pursuant to written contractual piggyback registration rights of such Holder (including those set forth herein). All such Holders proposing to distribute their Registrable Securities through an Underwritten Shelf Takedown under this subsection 2.3.5 shall enter into an underwriting agreement in customary form with the Underwriter(s) selected for such Underwritten Offering by the majority-in-interest of the Takedown Requesting Holders initiating the Underwritten Shelf Takedown.

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