Underwriting Contract definition

Underwriting Contract. , in relation to a film, means a contract—
Sample 1
Underwriting Contract means all open underwriting agreements that have been executed with issuers and other underwriters but that have not yet closed relating to the underwriting of Bonds by the investment banking segment of the Affordable Housing Business.
Sample 1

Examples of Underwriting Contract in a sentence

  • Xxxxxxx Advisors also appoints UBS PaineWebber as its agent for the performance of certain other services set forth herein, which Xxxxxxx Advisors provides to the Fund under the Underwriting Contract.

  • The Fund and the Underwriter mutually agree that, without prejudice to any liabilities or benefits incurred or accrued thereunder, the former Underwriting Contract shall be deemed to terminate, and this Underwriting Contract shall be deemed simultaneously to have effect, as of the date first above written.

  • Any payment to UBS AM in accordance with this Plan will be made pursuant to the Principal Underwriting Contract entered into between the Trust and UBS AM.

  • AND WHEREAS it appears convenient and expedient that the amendments made to the former Underwriting Contract be consolidated with the provisions of the former Underwriting Contract.

  • This Underwriting Contract shall continue for a period of two years from the date first above written, but shall continue thereafter only so long as such continuance is specifically approved at least annually by a majority of the Directors of the Fund who are not affiliated with the Underwriter or by the holders of a majority of the outstanding shares.

  • AND WHEREAS the Underwriting Contract was amended successively by Agreements between the Fund and the Underwriter made, respectively, on the 18th day of March, 1965, the 23rd day of March, 1967, the 1st day of March, 1968, and the 20th day of January, 1970.

  • Xxxxxxx Advisors also appoints UBS Warburg as its agent for the performance of certain other services set forth herein, which Xxxxxxx Advisors provides to the Fund under the Underwriting Contract.

  • This Underwriting Contract relates to the issue and sale of shares which are from time to time fully authorized and registered and available for sale by the Fund, including repurchased and treasury shares, if and to the extent that such shares may legally be sold, but if, and only if, the Board of Directors of the Fund sees fit to sell them.

  • Any payment to UBS Global AM in accordance with this Plan will be made pursuant to the Principal Underwriting Contract entered into between the Trust and UBS Global AM.

  • AND WHEREAS it appears expedient that a further amendment be made to the former Underwriting Contract to reflect the provisions of Rule N-22C-1 made under the Investment Company Act of 1940.

Related to Underwriting Contract

  • Underwriting Agreement means the Underwriting Agreement, dated ______ __, 19__, among the Trust, the Depositor and the underwriters named therein.

  • Underwriting Policy means an underwriting policy approved by Our board of directors;

  • Underwriting (the "Directed Share Program"). The Shares to be sold by Xxxxxx Xxxxxxx pursuant to the Directed Share Program (the "Directed Shares") will be sold by Xxxxxx Xxxxxxx pursuant to this Agreement at the public offering price. Any Directed Shares not orally confirmed for purchase by any Participants by the end of the first business day after the date on which this Agreement is executed will be offered to the public by Xxxxxx Xxxxxxx as set forth in the Prospectus.

  • Terms Agreement shall have the meaning ascribed to such term in Section 2(a).

  • Servicing Contract means, with respect to any Person, the arrangement, whether or not in writing, under which that Person has the right to service Mortgage Loans.

  • Underwriting Fee has the meaning given to it in the eighth paragraph of this Agreement;

  • Underwriting Defect With respect to any Payment Date and any Reference Obligation for which Xxxxxxx Mac has determined the existence of an Unconfirmed Underwriting Defect, the occurrence of any of the following: (i) such Reference Obligation is repurchased by the related seller or servicer during the related Reporting Period, (ii) in lieu of repurchase, an alternative remedy (such as indemnification) is mutually agreed upon by both Xxxxxxx Mac and the related seller or servicer during the related Reporting Period, (iii) Xxxxxxx Mac in its sole discretion elects to waive the enforcement of a remedy against the seller or servicer in respect of such Unconfirmed Underwriting Defect during the related Reporting Period or (iv) the party responsible for the representations and warranties and/or servicing obligations or liabilities with respect to the Reference Obligation becomes subject to a bankruptcy, an insolvency proceeding or a receivership.

  • Underwriting Guidelines The underwriting guidelines of the Seller, a copy of which is attached as an exhibit to the related Assignment and Conveyance.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Underwriting Standards As to each Mortgage Loan, the Seller's underwriting guidelines in effect as of the date of origination of such Mortgage Loan.

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Pricing Agreement means the pricing agreement between the Trust, the Debenture Issuer, and the underwriters designated by the Regular Trustees with respect to the offer and sale of the Preferred Securities.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Placement Agency Agreement means that certain Placement Agency Agreement by and between the Company and the Placement Agent, dated as of the date hereof.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Common Terms Agreement has the meaning provided in the recitals.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that shall administer an underwritten offering under a Shelf Registration Statement.

  • Forward Purchase Agreement means an agreement that provides for the sale of equity securities in a private placement that will close substantially concurrently with the consummation of a Business Combination.

  • Public contract means an agreement between a public body and a nongovernmental source that is

  • Initial Purchase Agreement means the Purchase Agreement (including the related Blanket Endorsement, Initial Xxxx of Sale and any attachments thereto) substantially in the form of Attachment A hereto (of which these Master Terms form a part by reference), to be executed by VL Funding, the VL Funding Eligible Lender Trustee on behalf of VL Funding, Funding and the Interim Eligible Lender Trustee on behalf of Funding, which shall certify that the representations and warranties made by VL Funding as set forth in Sections 5(A) and (B) and by the Servicer as set forth in Section 5(C) of these Master Terms are true and correct as of the Closing Date.

  • Dealer Agreement means any agreement between a Dealer and AmeriCredit or an Originating Affiliate relating to the acquisition of Receivables from a Dealer by AmeriCredit or an Originating Affiliate.

  • Remarketing Agreement means the Remarketing Agreement to be entered into by and among the Company, the Trust, the Remarketing Agent and the Agent.