Underwriting Laws definition

Underwriting Laws means Section 399B of the Communications Act of 1934, 47 U.S.C. § 399b, and Section 73.503(d) of the Commission’s Rules, 47 C.F.R. § 73.503(d).
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Underwriting Laws means, individually or collectively, section 399B of the Act, and section 73.503(d) of the Rules,16 and the decisions and orders of the Commission interpreting these provisions.
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Underwriting Laws means, individually or collectively, section 399B of the Act4 and sections 73.503(d) and 73.801 of the Rules,5 and the decisions and orders of the Commission interpreting these provisions.
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Examples of Underwriting Laws in a sentence

  • Each compliance report will describe any significant difficulties the Licensee has encountered during the reporting period in ensuring compliance with the Underwriting Laws, what steps it has taken to resolve those difficulties, and the success of those steps in doing so.

  • The Underwriting Laws define advertisements as program material broadcast "in exchange for any remuneration" and intended to "promote any service, facility, or product" of for-profit entities.

  • The Licensee also shall review its Compliance Checklist to ensure that it describes the steps that a Covered Employee must follow to ensure that underwriting announcements will not result in a violation of the Underwriting Laws.

  • To that end, the Licensee shall continue to provide its underwriting kit, summarizing appropriate and inappropriate underwriting content under the Underwriting Laws, to each new prospective underwriter before it accepts any new contract with the prospective underwriter to air underwriting messages over the Station.

  • The Notification shall explain the Underwriting Laws that the Covered Employees shall follow.

  • Each compliance report will describe any significant difficulties Licensee has encountered during the reporting period in ensuring compliance with the Underwriting Laws, what steps it has taken to resolve those difficulties, and the success of those steps in doing so.

  • With respect to the underwriting announcements, the Compliance Checklist shall, at a minimum, continue to require that at least two station employees, one of which shall be a management-level employee, review all scripts of announcements, prior to broadcast, for compliance with the Underwriting Laws.

  • In addition to the general knowledge of the Communications Laws necessary to discharge his/her duties under this Consent Decree, the Compliance Officer shall have specific knowledge of the Underwriting Laws prior to assuming his/her duties.

  • The Licensee shall enhance its current training program by establishing and implementing a Compliance Training Program for Covered Employees on compliance with the Underwriting Laws and the Operating Procedures.

  • All scripts of announcements shall continue to be reviewed by Station management, prior to broadcast, for compliance with the Underwriting Laws.


More Definitions of Underwriting Laws

Underwriting Laws means 47 U.S.C. S: 399b and 47 C.F.R. S: 73.503(d).
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Underwriting Laws means section 399B of the Act, 47 U.S.C. § 399B, section 73.503(d) of the Rules, 47 CFR § 503(d), and the decisions and orders of the Commission interpreting these provisions; and
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Underwriting Laws means 47 U.S.C. § 399b and Section 503(d) of the Rules, 47
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Underwriting Laws means, individually or collectively, section 399b of the Act, and
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Underwriting Laws means section 399B of the Act, 47 U.S.C. § 399B, and sections 73.503(d) and 73.801 of the Rules, 47 CFR §§ 73.503(d), 73.801, and the decisions and orders of the Commission interpreting these provisions; and
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Underwriting Laws means 47 U.S.C. § 399B and 47 CFR §§ 73.503(d), 73.801.
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Related to Underwriting Laws

  • Underwriting Agreement means the underwriting agreement, dated as of _________, 2024, among the Company and Xxxxx-Xxxxxx Capital Group LLC as representative of the underwriters named therein, as amended, modified or supplemented from time to time in accordance with its terms.

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwriting Policy means an underwriting policy approved by Our board of directors;

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Underwriting Fee has the meaning given to it in the eighth paragraph of this Agreement;

  • Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.

  • Underwriters means the underwriters named in Schedule A to the Underwriting Agreement.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Underwriting (the "Directed Share Program"). The Shares to be sold by Xxxxxx Xxxxxxx pursuant to the Directed Share Program (the "Directed Shares") will be sold by Xxxxxx Xxxxxxx pursuant to this Agreement at the public offering price. Any Directed Shares not orally confirmed for purchase by any Participants by the end of the first business day after the date on which this Agreement is executed will be offered to the public by Xxxxxx Xxxxxxx as set forth in the Prospectus.

  • ERISA-Qualifying Underwriting A best efforts or firm commitment underwriting or private placement that meets the requirements of an Underwriter’s Exemption.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e)(iii).

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Underwriting Standards As to each Mortgage Loan, the Seller's underwriting guidelines in effect as of the date of origination of such Mortgage Loan.

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.

  • Managing Underwriters means the investment banker or investment bankers and manager or managers that administer an underwritten offering, if any, under a Registration Statement.

  • Underwrite means the authority to accept or reject risk on behalf of the insurer.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwriter Free Writing Prospectus means a Free Writing Prospectus prepared by or on behalf of an Underwriter.

  • Underwriters’ Representative means the managing underwriter, or, in the case of a co-managed underwriting, the managing underwriter designated as the Underwriters' Representative by the co-managers.

  • Terms Agreement shall have the meaning ascribed to such term in Section 2(a).