Wealth Management definition

Wealth Management means the Wealth Management division of the Group.
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Wealth Management means management of (i) a portfolio of securities under an ‘Investment Adviser (Unrestricted)’ licence; or (ii) a portfolio of assets other than securities under an ‘Assets Management’ licence issued by the FSC.
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Wealth Management means only those accounts held through CUSO Financial Services, LP1 (“CFS”) by the Participant. CFS is an Independent Broker-Dealer and SEC Registered Investment Advisor formed for the express purpose of serving Credit Union members’ investment and financial planning needs. Non-deposit investment products and services are offered through CUSO Financial Services, L.P. (“CFS”), a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor. Products offered through CFS: are not NCUA/NCUSIF or otherwise federally insured, are
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Examples of Wealth Management in a sentence

  • Please note that Masterworks has engaged Independent Brokerage Solutions LLC (“IndieBrokers”) and Arete Wealth Management, LLC (“Arete” and, together with IndieBrokers, the “Underwriters”) as underwriters in connection with this Offering and the Underwriters may engage other broker-dealers to assist us in finding potential investors.

  • The Sub-Advisor, when selecting brokers and dealers to effect the Fund’s portfolio securities transactions, shall not take into account the brokers’ and dealers’ promotion or sale of shares of the Fund or any other registered investment company, or the promotion of the Genworth Financial Wealth Management investment platform.

  • Please note that Masterworks has engaged Independent Brokerage Solutions LLC (“IndieBrokers”) and Arete Wealth Management, LLC (“Arete” and, together with IndieBrokers, the “Underwriters”) as underwriters in connection with this Offering and Arete may engage other broker-dealers to assist us in finding potential investors.

  • For Wealth Management customers, Secured Accounts and residents of the British Virgin Islands, the margin applicable to your Transaction types will be determined by adding the Prime Rate at the time of approval of your application to a margin.

  • These Wealth Management Business Terms shall form part of the Agreement.

  • Each offers a full range of financial services with multi-channel products that are at the cutting edge of digital innovation; ▪ International Retail Banking, Financial Services and Insurance, with networks in developing regions and specialised businesses that are leaders in their markets; ▪ Corporate and Investment Banking, Private Banking, Asset and Wealth Management and Securities Services, which offer acknowledged expertise, key international positions and integrated solutions.

  • However, Wealth Management Solutions LLC never sells customer lists to any third party.

  • In the event of any conflict or inconsistency between the provisions of the Agreement on the one hand and the provisions of these Wealth Management Business Terms on the other hand, the provisions of these Wealth Management Business Terms shall prevail to the extent of such conflict or inconsistency.

  • Further, we may also elect not to provide or continue to provide you with the Wealth Management Service.

  • However we will keep your Investments under review as disclosed in the sections of these Wealth Management Terms of Business relating to our Advisory Services.


More Definitions of Wealth Management

Wealth Management means services relating to “investment adviser” or “assets management”.
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Wealth Management means the segment that consists of the Company’s investment management and advisory services, trusts and administrative services, and family office services.
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Related to Wealth Management

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.

  • Management Group means at any time, the Chairman of the board of directors, the Chief Executive Officer, the President, any Managing Director, Executive Vice President, Senior Vice President or Vice President, any Treasurer and any Secretary of Holdings or other executive officer of Holdings or any Subsidiary of Holdings at such time.

  • Asset Management Plan means a strategic document that states how a group of assets are to be managed over a period of time. The plan describes the characteristics and condition of infrastructure assets, the levels of service expected from them, planned actions to ensure the assets are providing the expected level of service, and financing strategies to implement the planned actions. The plan may use any appropriate format, as long as it includes the information and analysis required to be in a plan as described in Ontario’s Building Together: Guide for Asset Management Plans.

  • Security Management Plan means the Supplier's security management plan prepared pursuant to paragraph 3 of schedule 2 an outline of which is set out in paragraph 2.7 of the Order Form as updated from time to time;

  • UCITS management company means a management company as defined in Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) 1;