Personal trading Eksempelklausuler

Personal trading. The personal trading rules of NBIM will apply to Provider’s personnel who will be working from NBIM’s premises for a specified length of time or through their work with NBIM, have knowledge of, or are engaged in the management of financial instruments where the assignment is not of a sporadic nature. The NBIM Compliance department determines applicability of the personal trading rules to Provider’s personnel, informs the affected personnel of the relevant rules and procedures to follow, and provides the necessary reporting system and/or forms. Providers shall communicate to all employees and their own Sub-Contractors, their expectations for compliance with these personal trading rules, where identified as applicable.