RISK OF TRADING NASDAQ-AMEX SECURITIES ON THE SEHK 样本条款

RISK OF TRADING NASDAQ-AMEX SECURITIES ON THE SEHK. 11.1 The securities under the Nasdaq-Amex Pilot Program (“PP”) are aimed at sophisticated investors. Client should consult The Broker and become familiarized with the PP before trading in the PP securities. Client should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or GEM of the SEHK.

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