Status Restrictions as well as the Assertion and Certification made by the Customer. (1) Citizens of the United States, residents of the United States or persons holding permanent residency in the United States, companies incorporated under the law of the United States, subsidiaries or subentities of foreign companies in the United States, any other persons of the United States (according to the interpretation of Regulation S of 1933 Securities Act of the United States), or a corporation partnership or limited liability company that regardless of place of creation or organization that was formed and/or owned by one or more U.S. Persons (hereafter as “USPs”, with respect to which, one or more USPs, directly or indirectly, holds 10% or greater ownership, or where a USP is the general partner, managing member, managing director or other position with authority for directing the entity’s activities, or any revenues obtained from the Investment Product subject to taxation according to tax laws of the United States, shall not invest in this product. An USP includes the persons/entities listed below:
