Common use of 证券的保管和处置 Safekeeping and Disposal of Securities Clause in Contracts

证券的保管和处置 Safekeeping and Disposal of Securities. 10.1 客户委任本公司为客户的托管人，为客户提供证券托管服务。客户同意，未经本公司事先书面同意，不会将构成任何账户的一部份的任何证券和资金予以按揭、抵押或出售、或就其授出选择权，或以其他方式将其买卖。 The Customer appoints the Company to act as custodian for the Customer to provide custody of Customer’s Securities. The Customer agrees not to pledge, charge, sell, grant an option or otherwise deal in any Securities or money forming part of any Account without the prior written consent of the Company. 10.2 对于本公司在香港代客户保管而持有的任何证券，本公司可按其全权酌情权决定进行以下处置： Any Securities held in Hong Kong by the Company for safekeeping on behalf of the Customer may, at the Company’s sole discretion: (i) 如为可登记证券）以客户的名义或本公司代名人的名义进行登记；或 (i n the case of registrable Securities) be registered in the name of the Customer or in the name of the Company’s nominee; or (ii) 以安全保管方式存放在《证券及期货条例》所界定的认可财务机构、核准保管人或另一获证监会发牌进行证券交易的中介人在香港开立的独立账户，而该账户是指定为信托账户或客户账户的独立账户。

证券的保管和处置 Safekeeping and Disposal of Securities. 10.1 客户委任本公司为客户的托管人，为客户提供证券托管服务。客户同意，未经本公司事先书面同意，不会将构成任何账户的一部份的任何证券和资金予以按揭、抵押或出售、或就其授出选择权，或以其他方式将其买卖客户委任本公司为客户的托管人，为客户提供证券托管服务。客户同意，未经本公司事先书面同意，不会将构成任何账户的一部份的任何证券和资金予以按揭、抵押 或出售、或就其授出选择权，或以其他方式将其买卖。 The Customer appoints the Company to act as custodian for the Customer to provide custody of Customer’s Securities. The Customer agrees not to pledge, charge, sell, grant an option or otherwise deal in any Securities or money forming part of any Account without the prior written consent of the Company. 10.2 对于本公司在香港代客户保管而持有的任何证券，本公司可按其全权酌情权决定进行以下处置： Any Securities held in Hong Kong by the Company for safekeeping on behalf of the Customer may, at the Company’s sole discretion: (i) i. 如为可登记证券）以客户的名义或本公司代名人的名义进行登记；或 (i n the case of registrable Securities) be registered in the name of the Customer or in the name of the Company’s nominee; or (ii) 以安全保管方式存放在《证券及期货条例》所界定的认可财务机构、核准保管人或另一获证监会发牌进行证券交易的中介人在香港开立的独立账户，而该账户是指定为信托账户或客户账户的独立账户. 以安全保管方式存放在《证券及期货条例》所界定的认可财务机构、核准保管人或另一获 证监会发牌进行证券交易的中介人在香港开立的独立账户，而该账户是 指定为信托账户或客户账户的独立账户。