Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ss. 103.131(a)(2) ("Customer") who is seeking to open an "account" (as defined under 31 CFR ss. 103.131(a)(1) ("Account") provides the required data elements listed under 31 CFR ss. 103.131(b)(2)(i) ("Identification Data"), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ss. 103.131(b)(5) prior to opening the Customer's Account.
Appears in 6 contracts
Samples: Fund Administration and Transfer Agency Agreement (Gartmore Variable Insurance Trust), Fund Administration and Transfer Agency Agreement (Nationwide Variable Insurance Trust), Fund Administration and Transfer Agency Agreement (Nationwide Mutual Funds)
Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ss. § 103.131(a)(2) ("“Customer"”) who is seeking to open an "“account" ” (as defined under 31 CFR ss. § 103.131(a)(1) ("“Account"”) provides the required data elements listed under 31 CFR ss. § 103.131(b)(2)(i) ("“Identification Data"”), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ss. § 103.131(b)(5) prior to opening the Customer's ’s Account.
Appears in 4 contracts
Samples: Fund Administration and Transfer Agency Agreement (Nationwide Variable Insurance Trust), Fund Administration and Transfer Agency Agreement (Nationwide Mutual Funds), Fund Administration and Transfer Agency Agreement (Nationwide Variable Insurance Trust)
Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the a Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ss. § 103.131(a)(2) ("“Customer"”) who is seeking to open an "“account" ” (as defined under 31 CFR ss. § 103.131(a)(1) ("“Account"”) provides the required data elements listed under 31 CFR ss. § 103.131(b)(2)(i) ("“Identification Data"”), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ss. § 103.131(b)(5) prior to opening the Customer's ’s Account.
Appears in 3 contracts
Samples: Joint Fund Administration and Transfer Agency Agreement (Nationwide Variable Insurance Trust), Joint Fund Administration and Transfer Agency Agreement (Nationwide Mutual Funds), Joint Fund Administration and Transfer Agency Agreement (Nationwide Variable Insurance Trust)
Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ss. Section 103.131(a)(2) ("Customer") who is seeking to open an "account" (as defined under 31 CFR ss. Section 103.131(a)(1) ("Account") provides the required data elements listed under 31 CFR ss. Section 103.131(b)(2)(i) ("Identification Data"), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ss. Section 103.131(b)(5) prior to opening the Customer's Account.
Appears in 2 contracts
Samples: Fund Administration and Transfer Agency Agreement (Gartmore Variable Insurance Trust), Fund Administration and Transfer Agency Agreement (Gartmore Mutual Funds)
Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ssCFRss. 103.131(a)(2) ("Customer") who is seeking to open an "account" (as defined under 31 CFR ssCFRss. 103.131(a)(1) ("Account") provides the required data elements listed under 31 CFR ssCFRss. 103.131(b)(2)(i) ("Identification Data"), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ssCFRss. 103.131(b)(5) prior to opening the Customer's Account.
Appears in 1 contract
Samples: Fund Administration and Transfer Agency Agreement (Nationwide Mutual Funds)
Account Opening Procedures. To the extent the Transfer Agent receives and processes account applications for the Trust, the Transfer Agent shall ensure each customer (as defined under 31 CFR ssCFRss. 103.131(a)(2) ("Customer") who is seeking to open an "account" (as defined under 31 CFR ssCFRss. 103.131(a)(1) ("Account") provides the required data elements listed under 31 CFR ss. 103.131(b)(2)(iCFRss.103.131(b)(2)(i) ("Identification Data"), prior to opening an Account for a Customer. In addition, the Transfer Agent shall ensure that each Customer receives the notice required under 31 CFR ssCFRss. 103.131(b)(5) prior to opening the Customer's Account.
Appears in 1 contract
Samples: Fund Administration and Transfer Agency Agreement (Nationwide Mutual Funds)
