Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the financial responsibility rules of the Securities and Exchange Commission only, the Customer Accounts are the responsibility of Exhibit 10.6 - Pg. 5 Southwest. Nothing in this Section 2(f) will otherwise change or affect the provisions of this Agreement of any information provided to Customers (including the Customer Information Brochure provided to Correspondent by Southwest), which provide that each Customer remains a Customer of Correspondent for all other purposes, including but not limited to sales practices, supervision, suitability, et. Further, it is understood that Correspondent is not Southwest's agent for sales purposes and neither Correspondent nor any of its employees or agents can bind Southwest or make representations on Southwest's behalf to any Customers regarding any transaction cleared by Southwest on Correspondent's behalf.
Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the financial responsibility rules of the Securities and Exchange Commission, the Customer Accounts are the responsibility of Pensxx. Xxr all other purposes, the Customer Accounts shall be the full, total and sole responsibility of Correspondent.
Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the Financial Responsibility Rules of the SEC, the Accounts are the responsibility of Apex. For all other purposes, the Accounts shall be the full, total and sole responsibility of Correspondent.
Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the Financial Responsibility Rules of the SEC, the Customer Accounts are the responsibility, of Penson. For all other purposes, the Customex Xxcounts shall be the full, total and sole responsibility of Correspondent.
Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the Financial Responsibility Rules of the SEC, the Customer Accounts are the responsibility. of Penson. For all other purposes, the Customer Accounts shaxx xx the full, total and sole responsibility of Correspondent.
Account Responsibility for Certain Purposes. Notwithstanding anything herein to the contrary, for purposes of the Securities Investment Protection Act of 1970 and the financial responsibility rules of the Securities and Exchange Commission, the Customer Accounts are the responsibility of Xxxxxx. For all other purposes, the Customer Accounts shall be the full, total and sole responsibility of Correspondent.
