Account Restrictions, Deposit and Order Refusal. The Firm reserves the right not to accept the deposit of funds or particular securities into your Account and may refuse any of your orders. The Firm also reserves the right to place trading, disbursement, and other restrictions on your Account. The Firm may restrict your Account from withdrawals or trading if there is a reasonable suspicion of fraud, diminished capacity or inappropriate activity, if the Firm receives reasonable notice that the ownership of some or all of the assets in your Account is in dispute, or if the Firm has any reason to believe that any the representations made in section 6.7 are no longer true and accurate with regard to any Relevant Person. You will not hold the Firm liable for any loss that may be incurred due to the Firm’s refusal to permit any deposit, withdrawal, or transaction.
Appears in 4 contracts
Samples: Retail Client Agreement, Retail Client Agreement, Corporate Client Agreement
