Investment Restrictions. As described in Fund’s current prospectus and SAI provided by Manager and as agreed to by Sub-Adviser.
Investment Restrictions. How the Fund is Managed ................................................................................
Investment Restrictions. In the performance of its duties, the Sub-Adviser shall be subject to, and shall perform in accordance with, the following: (i) provisions of the organizational documents of the Trust that apply to the Managed Portion where the Adviser has furnished such applicable provisions to the Sub-Adviser; (ii) the investment objectives, policies and restrictions of the Fund as stated in the currently effective Investment Guidelines of the Fund, and any amendments thereto, that have been furnished to the Sub-Adviser by the Adviser (including, but not limited to, the applicable limitations on commodity interest trading by the Fund); (iii) the federal securities laws, including without limit the 1940 Act, the Advisers Act, and the Commodity Exchange Act; (iv) any reasonable instructions, authorizations, and directions of the Board, the Adviser, or Fund management that are provided to the Sub-Adviser in writing (including via email); and (v) the Sub-Adviser’s general fiduciary responsibilities under applicable law.
Investment Restrictions. There are no material restrictions, limitations or regulations with respect to the ability of the Fund to invest its assets as described in the Registration Statement, Preliminary Prospectus and Prospectus, other than as described therein.
Investment Restrictions. The following are fundamental investment restrictions of the Fund and may not be changed without the approval of the holders of a majority of the Fund's outstanding Common Shares and outstanding Preferred Shares, voting together as a single class, and a majority of the outstanding Preferred Shares, voting as a separate class (which for this purpose and under the 1940 Act means the lesser of (i) 67% of the shares of each class of shares represented at a meeting at which more than 50% of the outstanding shares of each class of shares are represented or (ii) more than 50% of the outstanding shares of each class of shares). The Fund may not:
Investment Restrictions. (a) Subject to Clause 25.14(a)(ii) and 25.14(a)(iii) (Dividends Borrower) and subject to (b) below, neither the Borrower nor its Subsidiaries shall make any investments and acquisitions unless
(i) after giving effect to any such investment, the Borrower and its Subsidiaries are in pro forma (“pro forma” meaning that the calculation of the financial covenants shall take into account any effect of the investment or acquisition made) compliance (evidenced by adjusted financial calculations taking into account any effect of the investment or acquisition made) with the Financial Covenants set out in Clause 24 (Financial Covenants) of this Agreement; and
(ii) no Default is continuing or would result from the proposed investment and acquisition.
(b) None of the Rig Owners shall make any further investments or acquisitions, except for any capital expenditure or investments related to ordinary upgrade or maintenance work of the Rigs.
Investment Restrictions. The Fund shall make Portfolio Investments only if they are consistent with the Investment Policy and Section 7.4 (Investments after the Termination of the Commitment Period). The Fund shall make all Portfolio Investments in accordance with all applicable laws, including laws of the jurisdiction where the relevant Portfolio Company is organized or has its principal place of business. The Fund shall receive an opinion of counsel qualified to practice in the jurisdiction where any Portfolio Company is organized or has its principal place of business substantially to the effect that (i) under the laws of such jurisdiction the limited liability of the Limited Partners will be recognized to the same extent in all material respects as is provided to the Limited Partners under the Act and this Agreement and (ii) no Limited Partner will have to file a tax return or other information return or pay taxes in a location outside of the jurisdiction in which such Limited Partner is resident solely as a result of such investment. The Fund shall not, without the prior written consent of the Advisory Committee: [invest more than [__]% [or [__]% including the aggregate of any Capital Contributions with respect to any Bridge Investments] of the aggregate Commitments directly or indirectly in any one industry sector]; [invest more than [__]% (or [__]% including the aggregate of any Capital Contributions with respect to any Bridge Investments) of the aggregate Commitments directly or indirectly in any one Portfolio Company;] [invest more than [__]% (or [__]% including the aggregate of any Capital Contributions with respect to any Bridge Investments) of the aggregate Commitments directly or indirectly in any group of Portfolio Companies that are Affiliates;] [invest any amounts directly or indirectly in Portfolio Companies that do not have their principal place of business operations in or derive a substantial majority of their revenue from the Target Region;] [either (i) make any Follow-on Investment later than the date that is [eighteen (18)] months after the termination of the Commitment Period, or (ii) invest an aggregate amount in excess of [15]% of aggregate Commitments in Follow-on Investments after the termination of the Commitment Period;] [invest in publicly listed securities (excluding in connection with the public offering of an existing Portfolio Company or securities acquired upon the sale or merger of an existing Portfolio Company), provided that an aggregate amou...
Investment Restrictions. We may limit, at anytime on or after the rider effective date, the Sub-Accounts in which You may allocate Your Contract Value. We may require that You allocate Your Contract Value in accordance with any asset allocation models, investment programs, or a fund of funds Sub-Account or Sub-Account that We direct You follow from time to time, on or after the rider effective date. Should We prohibit investment in any Sub-Account or require You to allocate Your Contract Value to an asset allocation model, investment program, or a fund of funds Sub-Account or Sub-Account, any transfers required to reallocate Contract Value will not be used in determining the number of transfers allowed during a Contract Year. If the restrictions are violated, the withdrawal feature of this rider will be revoked. We will continue this rider’s DB feature only.
Investment Restrictions. The Program Sponsor shall direct the Custodian to purchase or sell only securities that comply with the Custodian’s and/or its affiliates’ and/or agents’ policies and procedures relating to acceptable securities, and that comply with all applicable rules, regulations, customs and uses of any exchange, market, clearinghouse or self-regulatory organization and applicable state and federal laws and regulations. The Custodian will hold only those categories of assets mutually agreed to between the Program Sponsor and the Custodian. The Program Sponsor may add or remove types, categories, or classes of assets or investments only with the consent of the Custodian. Further, the Program Sponsor may limit the available investment options under its investment programs, and may impose separate limitations for different Custodial Accounts or for terminated participants. Nothing in this Article shall be construed to impose investment discretion on the Custodian or its affiliates.
Investment Restrictions. Money in your IRA may not be used to buy a life insurance policy or invested in collectibles as defined in Code section 408(m). However, certain gold, silver and platinum coins, bullion and coins issued under state laws are allowable investments. No Commingling. Assets in your IRA may not be combined with other property, except in a common trust fund or common investment fund.
