Common use of ACCOUNT RESTRICTIONS Clause in Contracts

ACCOUNT RESTRICTIONS. If there is a restriction on the Client’s Account at Third Party Broker, Client’s use of the Third Party Broker platform and trading functions will also be restricted with respect to such Accounts. Third Party Broker reserves the right to require cash or equity deposits, and to determine the adequacy of such deposit, prior to the lifting of a restriction and the resumed use of the Third Party Broker Platform. Neither Galt & Xxxxxxx, nor third Party Broker is responsible for any delay or failure to provide services to the Client’s Account while a restriction is in place, including the execution of any securities Order if the Client lacks sufficient funds in the Client’ Account or the Client delays or fails to make a required cash or equity deposit.

ACCOUNT RESTRICTIONS. If there is a restriction on the Client’s Account at Third Third-Party Broker, the Client’s use of the Third Third- Party Broker platform and trading functions will also be restricted with respect to such Accounts. Third Third-Party Broker reserves the right to require cash or equity deposits, and to determine the adequacy of such deposit, prior to the lifting of a restriction and the resumed use of the Third Third-Party Broker Platform. Neither Galt & XxxxxxxTBCC, nor third Third-Party Broker is responsible for any delay or failure to provide services to the Client’s Account while a restriction is in place, including the execution of any securities Order if the Client lacks sufficient funds in the Client’ Account or the Client delays or fails to make a required cash or equity deposit.