Common use of APPOINTMENT AND DELIVERY OF DOCUMENTS Clause in Contracts

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 28 contracts

Samples: Administration Service Agreement (New River Funds), Administration Service Agreement (XTF Investors Trust), Administration Service Agreement (Greenwich Advisors Trust)

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APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 27 contracts

Samples: Fund Services Agreement (Advisorone Funds), Fund Services Agreement (Northern Lights Fund Trust Ii), Fund Services Agreement (Advisorone Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative accounting services for the Trust as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 26 contracts

Samples: Fund Accounting Service Agreement (YieldQuest Funds Trust), Fund Accounting Service Agreement (Choice Funds), Fund Accounting Service Agreement (Northern Lights Variable Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds (“Shareholders”) as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Agreement and Trust's Agreement, ’s Declaration of Trust and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 16 contracts

Samples: Transfer Agency Service Agreement (Northern Lights Fund Trust), Transfer Agency Service Agreement (Northern Lights Fund Trust), Transfer Agency Service Agreement (YieldQuest Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and or Shareholder Servicing Plan or Agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (or otherwise)(the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 6 contracts

Samples: Fund Services Agreement (Advisors Preferred Trust), Fund Services Agreement (Advisors Preferred Trust), Fund Services Agreement (Forethought Variable Insurance Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds (“Shareholders”) as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Agreement and Trust's Agreement, ’s Declaration of Trust and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (ca) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 6 contracts

Samples: Transfer Agency Service Agreement (Northern Lights Fund Trust), Transfer Agency Service Agreement (Merit Advisors Investment Trust), Transfer Agency Service Agreement (YieldQuest Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix III of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) each Fund’s listing notice from the applicable securities exchange; (v) the Trust's current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (vvi) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vii) each Fund’s investment advisory agreement; (viii) each Fund’s underwriting agreement; (ix) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent and/or index receipt agent, independent auditors, legal counsel, underwriter, lead market maker, securities exchange where the Shares will be listed and chief compliance officer; and (vix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 5 contracts

Samples: Etf Fund Services Agreement (Northern Lights Fund Trust Ii), Etf Fund Services Agreement (Northern Lights Fund Trust Iii), Etf Fund Services Agreement (Two Roads Shared Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Adviser hereby appoints GFS to provide administrative services Sub-Adviser as investment sub-adviser for the Trust as described hereinafter, as administrator of the Trust Funds for the period and on the terms set forth in this Agreement. GFS Sub-Adviser accepts such this appointment and agrees to furnish the render its services herein set forth in return as investment sub- adviser for the compensation as provided in Section 3 of this Agreementset forth herein. (b) In connection therewith the Trust The Adviser has delivered copies of each of the following documents and will from time to GFS copies oftime furnish Sub-Adviser with any supplements or amendments to such documents: (i) the Trust Instrument of the Trust's Agreement, Declaration as filed with the Secretary of Trust State of the State of Delaware, as in effect on the date hereof and Bylaws (collectively, as amended from time to time, time ("Organizational DocumentsTrust Instrument"); (ii) the Trust's Bylaws of the Trust as in effect on the date hereof and as amended from time to time ("Bylaws"); (iii) the Registration Statement on Form N-1A and all amendments thereto filed with under the SEC pursuant to Act and, if applicable, the Securities Act of 1933, as amended 1933 (the "Securities Act"), as filed with the Securities and Exchange Commission (the 1940 Act "Commission"), relating to the Fund and its shares and all amendments thereto ("Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus prospectus and Statement statement of Additional Information for each additional information relating to the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");; and, (v) the current plan of all proxy statements, reports to shareholders, advertising or other materials prepared for distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy shareholders of the resolution of Fund or the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of public, that refer to Sub-Adviser or its clients. The Adviser shall furnish Sub-Adviser with any further documents, materials or information that Sub-Adviser may reasonably request to enable it to perform its duties pursuant to this Agreement.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Forum Funds Inc), Sub Advisory Agreement (Forum Funds Inc), Sub Advisory Agreement (Forum Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 4 contracts

Samples: Fund Services Agreement (Northern Lights Variable Trust), Fund Services Agreement (Copeland Trust), Fund Services Agreement (Alternative Strategies Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustClient hereby appoints, on behalf and PINE hereby agrees to provide, an employee of each Fund listed in Schedule A, hereby appoints GFS PINE reasonably acceptable to provide administrative services for the Trust as described hereinafter, as administrator Board of Trustees of the Trust Client (the “Board”) to serve as the Client’s Chief Compliance Officer (“CCO”) and Principal Financial Officer (“PFO”), each for the period and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Client has delivered to GFS PINE copies of: , and shall promptly furnish PINE with all amendments of or supplements to: (i) the Client’s Certificate of Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); ; (ii) the Trust's Client’s current Registration Statement on Form N-1A and all amendments thereto Statement, as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("the “Registration Statement"); ; (iii) the TrustClient’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and and (viiv) all compliance policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) Client. The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and Client shall deliver to GFS PINE a certified copy of the resolution of the Board of Trustees of appointing the Trust ("Board") appointing GFS CCO and PFO hereunder and authorizing the execution and delivery of this Agreement. In addition, the Client shall deliver, or cause to deliver, to PINE upon PINE’s reasonable request any other documents that would enable PINE to perform the services described in this Agreement.

Appears in 4 contracts

Samples: Services Agreement (Tortoise Capital Series Trust), Services Agreement (Kurv ETF Trust), Services Agreement (Meketa Infrastructure Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust Trust, as amended, and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 4 contracts

Samples: Fund Services Agreement (Compass EMP Funds Trust), Fund Services Agreement (Compass EMP Funds Trust), Fund Services Agreement (Two Roads Shared Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 4 contracts

Samples: Fund Services Agreement (Bluerock Total Alternatives Real Estate Fund), Fund Services Agreement (GL Beyond Income Fund), Fund Services Agreement (Multi-Strategy Growth & Income Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 4 contracts

Samples: Fund Services Agreement (Leader Funds Trust), Fund Services Agreement (Leader Funds Trust), Fund Services Agreement (Wakefield Alternative Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS, and GFS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Trust ("Service Plan"); and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated the Trust’s (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Trust shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 3 contracts

Samples: Services Agreement (North Country Funds), Administration & Fund Accounting Services Agreement (North Country Funds), Administration & Fund Accounting Services Agreement (North Country Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Services to each Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust Fund Family has delivered to GFS copies of: (i) the Trust's Agreement, Trusts’ Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Trusts’ Registration Statement on Form N-1A N‐1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s Trusts’ notification of registration under the 1940 Act on Form N-8A N‐8A as filed with the SEC; (iv) the Trust's Trusts’ current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 12b‐1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter, and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a‐1. (c) The Trust Fund Family shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund Family (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 3 contracts

Samples: Fund Services Agreement (SCM Trust), Fund Services Agreement (Shelton Funds), Fund Services Agreement (Shelton Greater China Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix III of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) each Fund’s listing notice from the applicable securities exchange; (v) the Trust's current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (vvi) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vii) each Fund’s investment advisory agreement; (viii) each Fund’s underwriting agreement; (ix) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent and/or index receipt agent, independent auditors, legal counsel, underwriter, lead market maker, securities exchange where the Shares will be listed and chief compliance officer; and (vix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 3 contracts

Samples: Etf Fund Services Agreement (Northern Lights Fund Trust Ii), Etf Fund Services Agreement (Two Roads Shared Trust), Etf Fund Services Agreement (Northern Lights Fund Trust Iii)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's ’s Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 3 contracts

Samples: Fund Services Agreement (Americafirst Quantitative Funds), Fund Services Agreement (Timothy Plan), Fund Services Agreement (Timothy Plan)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Client hereby appoints GFS PINE, and PINE hereby agrees, to provide administrative services for provide: an employee of PINE acceptable to the Trust as described hereinafter, as administrator Board of Trustees of the Trust Client (the “Board”) to serve as the Client’s Chief Compliance Officer (“CCO”), each for the period and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Client has delivered to GFS PINE copies of: , and shall promptly furnish PINE with all amendments of or supplements to: (i) the Trust's AgreementClient’s Certificate of Fund, Declaration of Trust Fund and Bylaws (collectively, as amended from time to time, "Organizational Documents"); ; (ii) the Trust's Client’s current Registration Statement on Form N-1A and all amendments thereto Statement, as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); ; (iii) the TrustClient’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); ; (viv) the current each plan of distribution or similar document that may be adopted by the Trust Client under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Client; and ("Plan"); and (viv) all compliance policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) Client. The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and Client shall deliver to GFS PINE a certified copy of the resolution of the Board of Trustees of appointing the Trust ("Board") appointing GFS CCO hereunder and authorizing the execution and delivery of this Agreement. In addition, the Client shall deliver, or cause to deliver, to PINE upon PINE’s reasonable request any other documents that would enable PINE to perform the services described in this Agreement.

Appears in 3 contracts

Samples: Services Agreement (AOG Institutional Diversified Fund), Services Agreement (AOG Institutional Diversified Master Fund), Services Agreement (AOG Institutional Diversified Tender Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative accounting services for the Trust Company as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Company has delivered to GFS copies of: (i) the Trust's Agreement, Declaration Company’s Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Company’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCompany's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust Company under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)foregoing, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company (the "Board") appointing GFS as fund accountant and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Accounting Service Agreement (Boyar Value Fund Inc), Fund Accounting Service Agreement (Z Seven Fund Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustEMG, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafterFunds with the Services, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the Services offered by GFS is set forth on Appendices I – II. (b) In connection therewith the Trust therewith, EMG has delivered to GFS copies of: (i) the Trust's Agreement, current Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) each Fund’s listing notice from the applicable securities exchange; (v) the Trust's current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (vvi) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); and; (vivii) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.each Fund’s investment advisory agreement;

Appears in 2 contracts

Samples: Etf Sub Services Agreement (ETF Managers Trust), Etf Sub Services Agreement (ETF Managers Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I-III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the TrustFund's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the TrustFund's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustFund's current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Princeton Private Investments Access Fund), Fund Services Agreement (Princeton Private Equity Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I - III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the Trust's Agreement, Fund’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's Fund’s Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Fund’s current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by (the Trust under Rule 12b-1 under “Plan”); (vi) the 1940 Act Fund’s investment advisory agreement; ("Plan")vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Altegris KKR Private Equity Fund), Fund Services Agreement (Altegris KKR Private Equity Master Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution distribution, if any, adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) the Funds’ investment advisory agreement; (vii) the Funds’ underwriting agreement; (viii) contact information for the Funds’ service providers, including but not limited to, the Funds’ administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (North Country Funds), Fund Services Agreement (North Country Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative accounting services for the Trust as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)foregoing, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS as fund accountant and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Accounting Service Agreement (YieldQuest Funds Trust), Fund Accounting Service Agreement (New River Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Hays Series Trust), Fund Services Agreement (Northern Lights Fund Trust Iii)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust Trust, as amended, and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and/or shareholder servicing plan or agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Mutual Fund & Variable Insurance Trust), Fund Services Agreement (Mutual Fund Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's ’s Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Alternative Strategies Fund), Fund Services Agreement (Northern Lights Fund Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustTrusts, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Services to the Trust Trusts for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has Trusts have delivered to GFS copies of: (i) the each Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the each Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the each Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the each Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the such Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting/distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, and/or index receipt agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust Trusts in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Trusts shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the each Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Arrow Investments Trust), Fund Services Agreement (Arrow ETF Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustTrusts, on behalf of each Fund listed in Schedule A, hereby appoints GFS UFS to provide administrative services for the Trust as described hereinafter, as administrator of Services to the Trust Trusts for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has Trusts have delivered to GFS UFS copies of: (i) the each Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the each Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the each Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the each Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the such Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting/distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, and/or index receipt agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust Trusts in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Trusts shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the each Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Arrow ETF Trust), Fund Services Agreement (Arrow Investments Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS ADS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Trust ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated the Trust's (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Trust shall deliver to GFS ADS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Administration & Accounting Service Agreement (Satuit Capital Management Trust), Administration & Accounting Service Agreement (North Country Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Trust Services to the Company as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust Company has delivered to GFS copies of: (i) the TrustCompany's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the TrustCompany's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCompany's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust Company under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 2 contracts

Samples: Fund Services Agreement (Dominion Funds Inc), Fund Services Agreement (Dominion Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AA and on behalf of certain Funds which are anticipated to be merged into the Trust as identified in Schedule B hereof, if and when such merger occurs, hereby appoints GFS OFS, and OFS hereby agrees, to provide administrative services for the Trust act as described hereinafter, as administrator fund accountant of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, upon OFS' request, the Trust has delivered to GFS OFS copies of: (i) the Trust's Agreement, Declaration of Trust, Trust Instrument and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended ("Securities Act"), and or the 1940 Investment Company Act of 1940, as amended ("Registration Statement"); (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Trust ("Service Plan"); and; (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions; and shall promptly furnish OFS with all amendments of or supplements to the foregoing. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS OFS a certified copy of the resolution of the Board of Trustees Directors of the Trust (the "Board") appointing GFS OFS as fund accountant and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Accounting Service Agreement (Saratoga Advantage Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to be the transfer agent of the Trust and each Fund and to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix II attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services Services herein set forth in return for the compensation as provided in Section 3 and Appendix II of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, independent auditors, legal counsel, underwriter, and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Morgan Creek Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds (“Shareholders”) as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Company has delivered to GFS copies of: (i) the Trust's Agreement, Declaration Company’s Articles of Trust Incorporation and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Company’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Company’s current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Transfer Agency Service Agreement (Dominion Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution distribution, if any, adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) the Funds’ investment advisory agreement; (vii) the Funds’ underwriting agreement; (viii) contact information for the Funds’ service providers, including but not limited to, the Funds’ administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (North Country Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustTrusts, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Services to the Trust Trusts for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has Trusts have delivered to GFS copies of: (i) the each Trust's ’s Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the each Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the each Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the each Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the such Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting/distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, and/or index receipt agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust Trusts in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Trusts shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the each Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Arrow Investments Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 3and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)1(b)above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Americafirst Quantitative Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCorporation, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Trust Services to the Corporation as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust Corporation has delivered to GFS copies of: (i) the Trust's Agreement, Declaration Corporation’s Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Corporation’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustCorporation’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Corporation’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust Corporation under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust Corporation in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Corporation shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Corporation (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Santa Barbara Group of Mutual Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust Trust, as amended, and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Two Roads Shared Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustFund, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Trust Services to the Fund as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the TrustFund's Agreement, Declaration of Trust Charter and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the TrustFund's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustFund's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution distribution, if any, adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) the Funds’ investment advisory agreement; (vii) the Funds’ underwriting agreement; (viii) contact information for the Funds’ service providers, including but not limited to, the Funds’ administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Boyar Value Fund Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and/or shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting or distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Arrow Investments Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterset forth on Appendix I attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 Appendix II of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Managers Amg Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustEII, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust therewith, EII has delivered to GFS GFS, or caused to be delivered to GFS,copies of: (i) the Trust's Agreement, Declaration of Amended and Restated Trust Instrument and Amended & Restated Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus prospectuses and Statement statement of Additional Information additional information for each Fund and class of shares (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, EII, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust EII shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS EII as the Funds’ administrator and authorizing granting EII the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Services Agreement (Eii Realty Securities Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust Trust, as amended, and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement, if applicable; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Variable Insurance Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 3and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust Trust, as amended, and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)1(b)above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Mutual Fund Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Services to the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix II of this Agreement. (b) In connection therewith (and as applicable) the Trust has will cause to be delivered to GFS copies of: (i) the Trust's Agreement, Trust Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto for the Trust and each Fund as filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), collectively the “Registration Statements”; and the 1940 Act ("each a “Registration Statement"); (iii) the TrustFund’s notification offering materials used to offer or sell securities of registration under the 1940 Act on Form N-8A as filed with the SECFund, including, without limitation, any private placement memorandum or confidential information memorandum and any subscription documents, (“Offering Materials”); (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution (the “Plan”); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s current service providers, including, but not limited to, each Fund’s custodian, independent auditors, legal counsel, underwriter, and chief compliance officer; (ix) a copy of all the compliance procedures adopted by the Trust under Rule 12b-1 under Trust, in respect of the 1940 Act ("Plan")Funds, in accordance with applicable rules and regulations of the NFA, the SEC, and the CFTC; and (vix) procedures adopted other applicable documents as may be reasonably requested by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactionsGFS. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Equinox Frontier Heritage Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS Beacon, and Beacon hereby agrees, to provide administrative services for the Trust a Chief Compliance Officer (“CCO”), as described hereinafter, as administrator in Rule 38a-l of the Trust for the period 1940 Act (“Rule 38a-1”) and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust has delivered or will deliver to GFS Beacon copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, . as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s current Registration Statement on Form N-1A and all amendments thereto ( .. Registration Statement”), as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("Securities -Securities Act"), and the 1940 Investment Company Act ("Registration Statement"“1940 Act”); (iii) the Trusteach Fund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented the -Prospectus- or “SA’’’, as the "Prospectus"case may be, or the “Disclosure Documents”); (viv) the current each plan of distribution or similar document adopted by the Trust each Fund under Rule 12b-1 under the 1940 Act ("`’Plan"”) and each current shareholder service plan or similar document adopted by each Fund (“Service Plan”); (v) copies of each Fund’s current annual and semi-annual reports to shareholders; and (vi) all policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. each Fund (c) The Trust e.g., repurchase agreement procedures), and shall promptly furnish GFS Beacon with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Trust shall deliver to GFS Beacon a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS Beacon hereunder and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Chief Compliance Officer Services Agreement (Hays Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustRCS, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafterFunds with the Services, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish such Services, subject to and in accordance with the services herein set forth in return for the compensation as provided in Section 3 of this Agreementterms and conditions hereof. (b) In connection therewith the Trust herewith RCS has delivered (or caused to be delivered) to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws Trust, dated as of August 27, 2013 (collectively, as amended from time to time, the "Organizational DocumentsDocuments "); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act")amended, and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification Notification of registration Registration under the 1940 Act on Form N-8A N-8A, as filed with the SEC; (iv) the Trust's each Fund’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented from time to time, the "Prospectus"); (v) each Fund’s plan and/or agreement for shareholder servicing (if any) adopted by the current plan Trust; (vi) each Fund’s investment advisory agreement and sub-advisory agreement(s), if any; (vii) each Fund’s underwriting agreement; (viii) contact information for each of distribution the Trust’s and/or the Funds’ service providers, including but not limited to, RCS and each investment advisor, sub-advisor, custodian, transfer agent, independent auditor, legal counsel, underwriter and chief compliance officer; and (ix) the policies and procedures adopted by the Trust under on behalf of each Fund in accordance with Rule 12b-1 38a-1 under the 1940 Act ("Plan"the “Fund Compliance Manual”); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust RCS shall promptly furnish (or cause to be furnished to) GFS with copies of all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolution(s) of the Board of Trustees of the Trust (the "Board") appointing GFS RCS as the Funds’ administrator and authorizing granting RCS the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Sub Services Agreement (Wildermuth Endowment Strategy Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I-III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the TrustFund's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the TrustFund's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustFund's current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current distribution and/or shareholder services plan of distribution adopted by (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (BlueArc Multi-Strategy Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustANST, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafterFunds with the Services selected in Appendix II attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix II of this Agreement.. A description of all the services offered by GFS is set forth on Appendix I. (b) In connection therewith the Trust ANST has delivered (or caused to be delivered) to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and or Shareholder Servicing Plan or Agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (or otherwise)(the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, ANST, the Fund’s administrator, custodian, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust ANST shall promptly furnish (or cause to be furnished) to GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS ANST as the Funds’ transfer agent and authorizing granting ANST the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Services Agreement (Realty Capital Income Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustRCS, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafterFunds with the Services selected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – II. (b) In connection therewith the Trust RCS has delivered (or caused to be delivered)to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and or Shareholder Servicing Plan or Agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (or otherwise)(the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, RCS, the Fund’s custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust RCS shall promptly furnish (or cause to be furnished to) GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS RCS as the Funds’ administrator and authorizing granting RCS the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Services Agreement (Realty Capital Income Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Corporation hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust Corporation for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Corporation has delivered to GFS ADS copies of: (i) the TrustCorporation's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the TrustCorporation's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and and/or the 1940 Act (the "Registration Statement");, (iii) the Trust’s Corporation's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCorporation's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust Corporation under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Corporation ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act Corporation with respect to affiliated the Funds (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Corporation shall deliver to GFS ADS a certified copy of the minutes of a meeting or a resolution of the Board of Trustees Directors of the Trust Corporation (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administrative Services Agreement (Investa Management Co Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each the Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I — III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's ’s Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Miller Investment Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I-II. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the Trust's Agreement, Fund’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's Fund’s Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Fund’s current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by (the Trust under Rule 12b-1 under “Plan”); (vi) the 1940 Act Fund’s investment advisory agreement; ("Plan")vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Princeton Private Investment Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS ADS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Trust ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated the Funds (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Trust shall deliver to GFS ADS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration & Accounting Service Agreement (Islamia Group of Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each the Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Miller Investment Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Investment Company Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Centerstone Investors Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Corporation hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust Corporation for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Corporation has delivered to GFS ADS copies of: (i) the TrustCorporations's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the TrustCorporation's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (( the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s Corporation's notification of registration under the 1940 Act on Form N-8A as filed with the SEC;, (iv) the TrustCorporation's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust Corporation under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Corporation ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act Corporation with respect to affiliated the Funds (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Corporation shall deliver to GFS ADS a certified copy of the resolution of the Board of Trustees Directors of the Trust Corporation (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Accounting Service Agreement (Copley Fund Inc /Ma/)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust Company as described hereinafter, as administrator of the Trust Company for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust Company has delivered to GFS copies of: (i) the TrustCompany's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the TrustCompany's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCompany's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust Company under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration Service Agreement (Z Seven Fund Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Client hereby appoints GFS PINE, and PINE hereby agrees, to provide administrative services for provide: an employee of PINE acceptable to the Trust as described hereinafter, as administrator Board of Trustees of the Trust Client (the “Board”) to serve as the Client’s Chief Compliance Officer (“CCO”), each for the period and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Clients Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ; current Registration Statement on Form N-1A and all amendments thereto Statement, as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ; and current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); ”) are filed with the U.S. Securities and Exchange Commission (v“SEC”) and are accessible by PINE on the current SEC’s XXXXX database. In connection therewith, the Client has delivered to PINE copies of, and shall promptly furnish PINE with all amendments of or supplements to: (i) each plan of distribution or similar document that may be adopted by the Trust Client under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Client; and ("Plan"); and (viii) all compliance policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) Client. The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and Client shall deliver to GFS PINE a certified copy of the resolution of the Board of Trustees of appointing the Trust ("Board") appointing GFS CCO hereunder and authorizing the execution and delivery of this Agreement. In addition, the Client shall deliver, or cause to deliver, to PINE upon PINE’s reasonable request any other documents that would enable PINE to perform the services described in this Agreement.

Appears in 1 contract

Samples: Services Agreement (Boston Trust Walden Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix Ill of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s 's notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) each Fund's listing notice from the applicable securities exchange; (v) the Trust's current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (vvi) the if applicable, each Fund's current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vii) each Fund's investment advisory agreement; (viii) each Fund's underwriting agreement; (ix) contact information for each Fund's service providers, including, but not limited to, the Fund's administrator, custodian, transfer agent and/or index receipt agent, independent auditors, legal counsel, underwriter, lead market maker, securities exchange where the Shares will be listed and chief compliance officer; and (vix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)l(b) above, and shall deliver to GFS UFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Etf Fund Services Agreement (Northern Lights Fund Trust IV)

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APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Client hereby appoints GFS PINE, and PINE hereby agrees, to provide administrative services for provide: an employee of PINE acceptable to the Trust as described hereinafter, as administrator Board of Trustees of the Trust Client (the “Board”) to serve as the Client’s Chief Compliance Officer (“CCO”) and Principal Financial Officer (“PFO”), each for the period and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Client has delivered to GFS PINE copies of: , and shall promptly furnish PINE with all amendments of or supplements to: (i) the Trust's AgreementClient’s Certificate of Fund, Agreement and Declaration of Trust Fund and Bylaws (collectively, as amended from time to time, "Organizational Documents"); ; (ii) the Trust's Client’s current Registration Statement on Form N-1A and all amendments thereto Statement, as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("the “Registration Statement"); ; (iii) the TrustClient’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); ; (viv) the current each plan of distribution or similar document that may be adopted by the Trust Client under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Client; and ("Plan"); and (viv) all compliance policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) Client. The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and Client shall deliver to GFS PINE a certified copy of the resolution of the Board of Trustees of appointing the Trust ("Board") appointing GFS CCO and PFO hereunder and authorizing the execution and delivery of this Agreement. In addition, the Client shall deliver, or cause to deliver, to PINE upon PINE’s reasonable request any other documents that would enable PINE to perform the services described in this Agreement.

Appears in 1 contract

Samples: Services Agreement (AOG Institutional Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustRCS, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Trust as described hereinafterFunds with the Services, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish such Services, subject to and in accordance with the services herein set forth in return for the compensation as provided in Section 3 of this Agreementterms and conditions hereof. (b) In connection therewith the Trust herewith RCS has delivered (or caused to be delivered) to GFS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws By-Laws, each dated as of January 7, 2014 (collectively, as amended from time to time, the "Organizational DocumentsDocuments "); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act")amended, and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification Notification of registration Registration under the 1940 Act on Form N-8A N-8A, as filed with the SEC; (iv) the Trust's each Fund’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented from time to time, the "Prospectus"); (v) each Fund’s plan and/or agreement for shareholder servicing (if any) adopted by the current plan Trust; (vi) each Fund’s investment advisory agreement and sub-advisory agreement(s), if any; (vii) each Fund’s underwriting agreement; (viii) contact information for each of distribution the Trust’s and/or the Funds’ service providers, including but not limited to, RCS and each investment advisor, sub-advisor, custodian, transfer agent, independent auditor, legal counsel, underwriter and chief compliance officer; and (ix) the policies and procedures adopted by the Trust under on behalf of each Fund in accordance with Rule 12b-1 38a-1 under the 1940 Act ("Plan"the “Fund Compliance Manual”); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust RCS shall promptly furnish (or cause to be furnished to) GFS with copies of all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolution(s) of the Board of Trustees of the Trust (the "Board") appointing GFS RCS as the Funds’ administrator and authorizing granting RCS the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Sub Services Agreement (American Real Estate Income Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS IFS, and IFS hereby agrees to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS IFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents");, (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC;, (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Trust ("Shareholder Services Plan"); , and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS IFS a certified copy of the resolution of the Board of Trustees Directors of the Trust (the "Board") appointing GFS IFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration Services Agreement (Integrity Managed Portfolios)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds (“Shareholders”) as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Agreement and Trust's Agreement, ’s Declaration of Trust and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (ca) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Transfer Agency Service Agreement (Renaissance Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Trust hereby appoints GFS to provide administrative services Adviser as investment adviser for the Trust as described hereinafter, as administrator of the Trust Funds for the period and on the terms set forth in this Agreement. GFS Adviser accepts such this appointment and agrees to furnish the render its services herein set forth in return as investment adviser for the compensation as provided in Section 3 of this Agreementset forth herein. (b) In connection therewith the The Trust has delivered copies of each of the following documents and will from time to GFS copies oftime furnish Adviser with any supplements or amendments to such documents: (i) the Trust Instrument of the Trust's Agreement, Declaration as filed with the Secretary of Trust State of the State of Delaware, as in effect on the date hereof and Bylaws (collectively, as amended from time to time, time ("Organizational DocumentsTrust Instrument"); (ii) the Trust's Bylaws of the Trust as in effect on the date hereof and as amended from time to time ("Bylaws"); (iii) the Registration Statement on Form N-1A and all amendments thereto filed with under the SEC pursuant to Act and, if applicable, the Securities Act of 1933, as amended 1933 (the "Securities Act"), as filed with the Securities and Exchange Commission (the 1940 Act "Commission"), relating to the Fund and its shares and all amendments thereto ("Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus prospectus and Statement statement of Additional Information for each additional information relating to the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");; and, (v) all proxy statements, reports to shareholders, advertising or other materials prepared for distribution to shareholders of the current plan of distribution adopted by Fund or the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect public, that refer to affiliated transactions. (c) Adviser or its clients. The Trust shall promptly furnish GFS Adviser with all amendments of any further documents, materials or supplements information that Adviser may reasonably request to the items listed in Section 1(b), and shall deliver enable it to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of perform its duties pursuant to this Agreement.

Appears in 1 contract

Samples: Investment Advisory Agreement (Forum Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustANST, on behalf of each Fund of the Funds listed in Schedule AAppendix II, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Funds with the Trust TA Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish such TA Services, subject to and in accordance with the services herein set forth in return for the compensation as provided in Section 3 of this Agreementterms and conditions hereof. (b) In connection therewith the Trust ANST has delivered (or caused to be delivered) to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws Trust, dated as of August 27, 2013, (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act")amended, and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification Notification of registration Registration under the 1940 Act on Form N-8A N-8A, as filed with the SEC; (iv) the Trust's each Fund’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented from time to time, the "Prospectus"); (v) the each Fund’s current plan and/or agreement for shareholder servicing (if any) adopted by the Trust; (vi) each Fund’s investment advisory agreement and sub-advisory agreement(s) (if any); (vii) each Fund’s underwriting agreement; (viii) contact information for each of distribution the Trust’s and/or the Funds’ service providers, including but not limited to, ANST and each adviser, sub-advisor, administrator, custodian, independent auditors, legal counsel, underwriter and chief compliance officer; and (ix) the policies and procedures adopted by the Trust under on behalf of each Fund in accordance with Rule 12b-1 38a-1 under the 1940 Act ("Plan"the “Fund Compliance Manual”); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust ANST shall promptly furnish (or cause to be furnished) to GFS with copies of all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS ANST as the Trust’s transfer agent and authorizing granting ANST the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Sub Services Agreement (Wildermuth Endowment Strategy Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust Company as described hereinafter, as administrator of the Trust Company for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust Company has delivered to GFS copies of: (i) the TrustCompany's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the TrustCompany's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCompany's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust Company under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration Service Agreement (Dominion Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to be the transfer agent of the Trust and each Fund and to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix II attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services Services herein set forth in return for the compensation as provided in Section 3 and Appendix II of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, independent auditors, legal counsel, underwriter, and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)1(b)above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing Board")appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Morgan Creek Series Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each the Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Miller Investment Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I - III. (b) In connection therewith therewith, upon GFS’s request, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Trust, Trust Instrument and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution or similar document adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"”) and each current shareholder service plan or similar document adopted by the Trust (the “Service Plan”); and; (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions; (vii) the advisory agreement with respect to each of the Funds; and (viii) the distribution/underwriting agreement with respect to each Class of Shares of the Funds. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Saratoga Advantage Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS RCS to provide administrative services for provide, or cause to be provided, the Trust as described hereinafterFunds with the Services selected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS RCS accepts such appointment and agrees to furnish furnish, or cause to be furnished, the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services provided pursuant to this Agreement is set forth on Appendices I – II. The parties agree that RCS shall be permitted to delegate any or all of these Services to any third-party (a “Sub-Contractor”) pursuant to a sub-contract as long as the board of trustees of the Trust authorized RCS to enter into such a sub-contract with such Sub-Contractor. (b) In connection therewith the Trust has delivered (or caused to GFS be delivered) to RCS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and or Shareholder Servicing Plan or Agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (or otherwise)(the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The the Trust shall promptly furnish GFS (or cause to be furnished to) RCS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreementabove.

Appears in 1 contract

Samples: Fund Services Agreement (Realty Capital Income Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust Services to the Fund as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the Trust's AgreementFund’s Certificate of Formation, Declaration of Trust and Bylaws (collectively, as amended from time to time, "( the “Organizational Documents"); (ii) the Trust's Fund’s Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Fund’s current Prospectus Private Placement Memorandum and Statement Form of Additional Information for each Limited Liability Fund Agreement (collectively, as currently in effect and as amended or supplemented, the "Prospectus"“Offering Documents”); (v) the current plan of distribution adopted by Fund’s investment advisory agreement; (vi) the Trust under Rule 12b-1 under Fund’s Placement Agent Agreement and any other distribution-related agreements; (vii) contact information for the 1940 Act ("Plan")Fund’s service providers, including but not limited to, the Fund’s custodian, independent public accountants, legal counsel, distributor and chief compliance officer; and (viviii) any procedures adopted by the Trust Fund in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Fund ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (CPG JP Morgan Alternative Strategies Fund, LLC)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting or distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Resource Real Estate Diversified Income Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS RCS to provide administrative services for provide, or cause to be provided, the Trust as described hereinafter, as administrator of Funds with the Trust Services for the period and on the terms set forth in this Agreement. GFS RCS accepts such appointment and agrees to furnish furnish, or cause to be furnished, the services herein set forth Services, subject to and in return for accordance with the compensation as provided in Section 3 of this Agreementterms and conditions hereof. (b) The parties agree that RCS shall be permitted to delegate any or all of the Services to any third-party (a “Sub-Contractor”) pursuant to a sub-contract as long as the board of trustees of the Trust (the “Board”) has authorized RCS to enter into such a sub-contract with such Sub-Contractor. The parties further acknowledge that, concurrently with the execution of this Agreement, RCS has entered into a sub-contract with Gemini Fund Services, LLC (“GFS”) and that the terms of such Sub-Contractor arrangement have been approved by the Board. (c) In connection therewith herewith, the Trust has delivered (or caused to GFS be delivered) to RCS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws By-Laws, each dated as of January 7, 2014, and By-Laws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act")amended, and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification Notification of registration Registration under the 1940 Act on Form N-8A N-8A, as filed with the SEC; (iv) the Trust's each Fund’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented from time to time, the "Prospectus"); (v) the current each Fund’s plan of distribution and/or agreement for shareholder servicing (if any) adopted by the Trust under Rule 12b-1 under on behalf of such Fund (vi) each Fund’s investment advisory agreement and investment sub-advisory agreement(s) (if any); (vii) each Fund’s underwriting agreement; (viii) contact information for each of the 1940 Act ("Plan")Trust’s and/or the Funds’ service providers, including but not limited to, each investment advisor, sub-advisor, custodian, transfer agent, independent auditor, legal counsel, underwriter and chief compliance officer; and (viix) the policies and procedures adopted by the Trust in accordance with Rule 17a-7 38a-1 under the 1940 Act with respect to affiliated transactions(the “Fund Compliance Manual”). (cd) The Trust shall promptly furnish GFS (or cause to be furnished to) RCS with all amendments of or supplements to the items listed in Section 1(b1(c) above. 2. DUTIES OF RCS RCS’s specific duties with respect to each of the fund accounting and fund administration Services to be provided hereunder are detailed in Appendices I and II to this Agreement, respectively. (a) In order for RCS to perform the Services (or cause such services to be performed), the Trust shall (i) cause all service providers to the Funds to furnish any and shall deliver all necessary information in such service providers’ possession to GFS a certified copy of RCS, and to assist RCS as may be reasonably required, and (ii) ensure that RCS has access to all records and documents that RCS needs to perform the resolution of Services and that are maintained by the Board of Trustees Trust or any service provider on behalf of the Trust or any Fund. ("Board"b) appointing GFS RCS shall, for all purposes herein, be deemed to be an independent contractor and authorizing shall, unless otherwise expressly provided or authorized, have no authority to act for or represent the execution and delivery Trust or any Fund in any way or otherwise be deemed an agent of the Trust or any Fund. (c) Whenever, in the course of performing its duties under this Agreement, RCS determines that a violation of applicable law has occurred, or that, to its knowledge, a possible violation of applicable law may have occurred, or with the passage of time could occur, RCS shall promptly notify the Trust’s Chief Compliance Officer and legal counsel of such violation.

Appears in 1 contract

Samples: Fund Services Agreement (American Real Estate Income Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – II. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting or distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Arca U.S. Treasury Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting or distribution agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Arca U.S. Treasury Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix II of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Declaration of Amended and Restated Trust Instrument and Amended & Restated Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus prospectuses and Statement statement of Additional Information additional information for each Fund and class of shares (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Eii Realty Securities Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS to provide administrative services for the Trust Services to the Fund as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I - III. (b) In connection therewith the Trust Fund has delivered to GFS copies of: (i) the TrustFund's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the TrustFund's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustFund's current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Forefront Income Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustANST, on behalf of each Fund of the Funds listed in Schedule AAppendix II, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Funds with the Trust TA Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish such TA Services, subject to and in accordance with the services herein set forth in return for the compensation as provided in Section 3 of this Agreementterms and conditions hereof. (b) In connection therewith the Trust ANST has delivered (or caused to be delivered) to GFS copies of: (i) the Trust's Agreement, Amended and Restated Agreement and Declaration of Trust and Bylaws By-Laws, each dated as of January 7, 2014, (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act")amended, and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification Notification of registration Registration under the 1940 Act on Form N-8A N-8A, as filed with the SEC; (iv) the Trust's each Fund’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplementedsupplemented from time to time, the "Prospectus"); (v) the each Fund’s current plan and/or agreement for shareholder servicing (if any) adopted by the Trust; (vi) each Fund’s investment advisory agreement and sub-advisory agreement(s) (if any); (vii) each Fund’s underwriting agreement; (viii) contact information for each of distribution the Trust’s and/or the Funds’ service providers, including but not limited to, ANST and each adviser, sub-advisor, administrator, custodian, independent auditors, legal counsel, underwriter and chief compliance officer; and (ix) the policies and procedures adopted by the Trust under on behalf of each Fund in accordance with Rule 12b-1 38a-1 under the 1940 Act ("Plan"the “Fund Compliance Manual”); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust ANST shall promptly furnish (or cause to be furnished) to GFS with copies of all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS ANST as the Trust’s transfer agent and authorizing granting ANST the execution and delivery of authority to enter into this AgreementAgreement with GFS.

Appears in 1 contract

Samples: Fund Sub Services Agreement (American Real Estate Income Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Services to each Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust Fund Family has delivered to GFS copies of: (i) the Trust's Agreement, Trusts’ Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Trusts’ Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s Trusts’ notification of registration under the 1940 Act on Form N-8A N- 8A as filed with the SEC; (iv) the Trust's Trusts’ current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter, and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund Family shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund Family (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (SCM Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AFund, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafter, as administrator of and the Trust Funds for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix III of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Investment Company Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) each Fund’s listing notice from the applicable securities exchange; (v) the Trust's ’s current Prospectus prospectus and Statement statement of Additional Information additional information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (vvi) the if applicable, each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Investment Company Act ("the “Plan"); (vii) each Fund’s investment advisory agreement; (viii) each Fund’s underwriting agreement; (ix) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent and/or index receipt agent, independent auditors, legal counsel, underwriter, lead market maker, securities exchange where the Shares will be listed and chief compliance officer; and (vix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Investment Company Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust ("the “Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Etf Fund Services Agreement (Northern Lights Fund Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds ("Shareholders") as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Agreement and Trust's Agreement, Declaration of Trust and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Transfer Agency Service Agreement (Bryce Capital Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany , on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services as (i) transfer agent for the Trust as described hereinafter, as administrator authorized and issued Shares of the Trust for Funds, (ii) dividend disbursing agent, and (iii) agent in connection with any accumulation, open-account or similar plans provided to the period registered owners of shares of any of the Funds (“Shareholders”) as set out in the currently effective prospectuses and on statements of additional information of the terms set forth in this Agreementapplicable Fund, including, without limitation, any periodic investment plan or periodic withdrawal program. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Company has delivered to GFS copies of: (i) the Trust's Agreement, Declaration Agreement and Company ’s Articles of Trust Incorporation and Bylaws By-laws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Company ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustCompany ’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Company ’s current Prospectus and Statement of Additional Information for of each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), foregoing and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Transfer Agency Service Agreement (Z Seven Fund Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Corporation hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust Corporation, with respect to the Fund's Shares, for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Corporation has delivered to GFS ADS copies of: (i) the TrustCorporation's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the TrustCorporation's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s Corporation's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCorporation's current Prospectus and Statement of Additional Information for each the Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the current plan of distribution or similar document adopted by the Trust Corporation, on behalf of the Fund, under Rule 12b-1 under the 1940 Act ("Plan") and the current shareholder service plan or similar document adopted by the Corporation ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act Corporation with respect to affiliated the Fund (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Corporation shall deliver to GFS ADS a certified copy of the resolution of the Board of Trustees Directors of the Trust Corporation (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration & Accounting Service Agreement (Questar Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS UFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS UFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by UFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS UFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS UFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS UFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS UFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Northern Lights Fund Trust Iii)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Company hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of Services to the Trust Company for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix II of this Agreement. (b) In connection therewith the Trust Company has delivered to GFS copies of: (i) the Trust's AgreementCompany’s Articles of Incorporation and Bylaws, Declaration of Trust and Bylaws including all amendments thereto (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's Company’s Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC Securities Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Company’s Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, supplemented (the "Prospectus"); (v) the current plan of distribution adopted by Company’s investment advisory agreement; (vi) contact information for the Trust under Rule 12b-1 under the 1940 Act ("Plan")Company’s third party service providers, including, but not limited to, any administrator, custodian, independent auditors, legal counsel, underwriter, and chief compliance officer; and (vivii) a copy of all the compliance procedures adopted by the Trust Company, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Triton Pacific Investment Corporation, Inc.)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust as described hereinafter, as administrator of the Trust Services for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth Services in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. (b) In connection therewith therewith, the Trust Fund has delivered to GFS copies of: (i) the Trust's Agreement, Fund’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Fund’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Investment Company Act (the "Registration Statement"); (iii) the TrustFund’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC; (iv) the Trust's Fund’s current Prospectus prospectus and Statement statement of Additional Information for each Fund (collectivelyadditional information together, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the Fund’s current distribution and/or shareholder services plan of distribution adopted by (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) the Fund’s investment advisory agreement; (vii) the Fund’s underwriting agreement; (viii) contact information for the Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Fund in accordance with Rule 17a-7 the rules and regulations adopted under the 1940 Act with respect to affiliated transactionsInvestment Company Act, including, without limitation, Rule 38a-1. (c) The Trust Fund shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution resolutions of the Board of Trustees of the Trust Fund (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Crow Point Global Dividend Plus Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The TrustCompany, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative services for the Trust Company as described hereinafter, as administrator of the Trust Company for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith the Trust Company has delivered to GFS copies of: (i) the TrustCompany's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the TrustCompany's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the TrustCompany’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCompany's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust Company under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust Company in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust Company shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees Directors of the Trust Company ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration Service Agreement (Boyar Value Fund Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A N‐2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A N‐8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under the 1940 Act ("Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a‐1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Predex)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Payson hereby appoints GFS to provide administrative services the Subadviser as investment subadviser for the Trust as described hereinafter, as administrator of the Trust Fund(s) for the period and on the terms set forth in this Agreement. GFS The Subadviser accepts such this appointment and agrees to furnish the render its services herein set forth in return as investment subadviser for the compensation as provided in Section 3 of this Agreementset forth herein. (b) In connection therewith the Trust Payson has delivered copies of each of the following documents, which it has received from the Trust, and will from time to GFS copies oftime furnish the Subadviser with any supplements or amendments to such documents that it receives from the Trust: (i1) the Trust Instrument of the Trust's Agreement, Declaration of Trust as in effect on the date hereof and Bylaws (collectively, as amended from time to time, time ("Organizational DocumentsTrust Instrument"); (ii2) the Trust's Bylaws of the Trust as in effect on the date hereof and as amended from time to time ("Bylaws"); (3) the Registration Statement on Form N-1A under the Act and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended 1933 (the "Securities Act"), as filed with the Securities and Exchange Commission (the 1940 Act "Commission"), relating to the Fund and its shares and all amendments thereto ("Registration Statement"); (iii4) the Trust’s notification prospectus(es) and statement(s) of registration under additional information relating to the 1940 Act on Form N-8A as filed with the SEC; Fund(s) (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");; and, (v5) all proxy statements, reports to shareholders, advertising or other materials prepared for distribution to Fund shareholders or the current plan of distribution adopted by public, that refer to the Subadviser or its clients. Payson shall furnish the Subadviser with any further documents, materials or information that the Subadviser may reasonably request and that Payson is able to obtain from the Trust to enable Subadviser to perform its duties under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Forum Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I – III. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's ’s Agreement, Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement");; Table of Contents (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Timothy Plan)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix II attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 Appendix II of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("the “Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Managers Amg Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix IV attached hereto, hereby appoints GFS to provide administrative services for the Services to the Trust as described hereinafterselected in Appendix IV attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix IV of this Agreement. A description of all the services offered by GFS is set forth on Appendices I - III. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, ’s Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "the “Organizational Documents"); (ii) the Trust's ’s Registration Statement on Form N-1A N-2 and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's ’s current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by and agreement for shareholder servicing, as applicable (the Trust under Rule 12b-1 under “Plan”); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the 1940 Act ("Plan")Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("the “Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (CLA Strategic Allocation Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix II attached hereto, hereby appoints GFS ANST to provide administrative services for provide, or cause to be provided, the Trust as described hereinafterFunds with the Services selected in Appendix II attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS ANST accepts such appointment and agrees to furnish furnish, or cause to be furnished, the services herein set forth in return for the compensation as provided in Section 3 and Appendix II of this Agreement. A description of all the services provided pursuant to this Agreement is set forth on Appendix I. The parties agree that ANST shall be permitted to delegate any or all of these Services to any third-party (a “Sub-Contractor”) pursuant to a sub-contract as long as the board of trustees of the Trust authorized ANST to enter into such a sub-contract with such Sub-Contractor. (b) In connection therewith the Trust has delivered (or caused to GFS be delivered) to ANST copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution and or Shareholder Servicing Plan or Agreement (if any) adopted by the Trust under Rule 12b-1 under the 1940 Act (or otherwise)(the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement; (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, independent auditors, legal counsel, underwriter and chief compliance officer; and (viix) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The the Trust shall promptly furnish GFS (or cause to be furnished) to ANST with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreementabove.

Appears in 1 contract

Samples: Fund Services Agreement (Realty Capital Income Funds Trust)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative accounting services for the Trust as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)foregoing, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust (the "Board") appointing GFS as fund accountant and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Accounting Service Agreement (New River Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Corporation hereby appoints GFS ADS, and ADS hereby agrees, to provide administrative services for the Trust as described hereinafter, act as administrator of the Trust Corporation for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Corporation has delivered to GFS ADS copies of: (i) the TrustCorporation's Agreement, Declaration Articles of Trust Incorporation and Bylaws (collectively, as amended from time to time, "Organizational Organic Documents");, (ii) the TrustCorporation's Registration Statement on Form N-1A and all amendments thereto filed with the SEC U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and or the 1940 Act (the "Registration Statement");, (iii) the Trust’s Corporation's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the TrustCorporation's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus");, (v) the each current plan of distribution or similar document adopted by the Trust Corporation under Rule 12b-1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Corporation ("Service Plan"); , and (vi) all procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act Corporation with respect to affiliated the Funds (e.g., procedures relating to rule 17a-7 transactions, repurchase agreements, etc. (c) The Trust ), and shall promptly furnish GFS ADS with all amendments of or supplements to the items listed in Section 1(b), and foregoing. The Corporation shall deliver to GFS ADS a certified copy of the resolution of the Board of Trustees of the Trust Corporation (the "Board") appointing GFS ADS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Administration & Accounting Service Agreement (Questar Funds Inc)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule AAppendix III attached hereto, hereby appoints GFS to provide administrative services for the Services to each Trust as described hereinafterselected in Appendix III attached hereto, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 and Appendix III of this Agreement. A description of all the services offered by GFS is set forth on Appendices I and II. (b) In connection therewith the Trust Fund Family has delivered to GFS copies of: (i) the Trust's Agreement, Trusts’ Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, the "Organizational Documents"); (ii) the Trust's Trusts’ Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended (the "Securities Act"), and the 1940 Act (the "Registration Statement"); (iii) the Trust’s Trusts’ notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's Trusts’ current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the each Fund’s current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act (the "Plan"); (vi) each Fund’s investment advisory agreement; (vii) each Fund’s underwriting agreement (or other distribution agreements); (viii) contact information for each Fund’s service providers, including but not limited to, the Fund’s administrator, custodian, transfer agent, independent auditors, legal counsel, underwriter, and chief compliance officer; and (viix) a copy of all the compliance procedures adopted by the Trust Trust, in respect of the Funds, in accordance with Rule 17a-7 the rules and regulations under the 1940 Act with respect to affiliated transactionsAct, including, without limitation, Rule 38a-1. (c) The Trust Fund Family shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b)) above, and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust Fund Family (the "Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Fund Services Agreement (Shelton Funds)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, Client hereby appoints GFS PINE, and PINE hereby agrees, to provide administrative services for provide: an employee of PINE acceptable to the Trust as described hereinafter, as administrator Board of Trustees of the Trust Client (the “Board”) to serve as the Client’s Chief Compliance Officer (“CCO”), each for the period and on the terms and conditions set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust Client has delivered to GFS PINE copies of: , and shall promptly furnish PINE with all amendments of or supplements to: (i) the Trust's AgreementClient’s Certificate of Fund, Declaration of Trust Fund and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Client’s current Registration Statement on Form N-1A and all amendments thereto Statement, as amended or supplemented, filed with the SEC U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, as amended ("the “Securities Act"), and the 1940 Act ("the “Registration Statement"); ; (iii) the TrustClient’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); ; (viv) the current each plan of distribution or similar document that may be adopted by the Trust Client under Rule 12b-1 under the 1940 Act and each current shareholder service plan or similar document adopted by the Client; and ("Plan"); and (viv) all compliance policies, programs and procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) Client. The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and Client shall deliver to GFS PINE a certified copy of the resolution of the Board of Trustees of appointing the Trust ("Board") appointing GFS CCO hereunder and authorizing the execution and delivery of this Agreement. In addition, the Client shall deliver, or cause to deliver, to PINE upon PINE’s reasonable request any other documents that would enable PINE to perform the services described in this Agreement.

Appears in 1 contract

Samples: Services Agreement (Primark Private Equity Investments Fund)

APPOINTMENT AND DELIVERY OF DOCUMENTS. (a) The Trust, on behalf of each Fund listed in Schedule A, hereby appoints GFS to provide administrative accounting services for the Trust as described hereinafter, as administrator of the Trust for the period and on the terms set forth in this Agreement. GFS accepts such appointment and agrees to furnish the services herein set forth in return for the compensation as provided in Section 3 of this Agreement. (b) In connection therewith therewith, the Trust has delivered to GFS copies of: (i) the Trust's Agreement, Agreement and Declaration of Trust and Bylaws (collectively, as amended from time to time, "Organizational Documents"); (ii) the Trust's Registration Statement on Form N-1A and all amendments thereto filed with the SEC pursuant to the Securities Act of 1933, as amended ("Securities Act"), and the 1940 Act ("Registration Statement"); (iii) the Trust’s 's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information for each Fund (collectively, as currently in effect and as amended or supplemented, the "Prospectus"); (v) the current plan of distribution adopted by the Trust under Rule 12b-1 under the 1940 Act ("Plan"); and (vi) procedures adopted by the Trust in accordance with Rule 17a-7 under the 1940 Act with respect to affiliated transactions. (c) The Trust shall promptly furnish GFS with all amendments of or supplements to the items listed in Section 1(b), and shall deliver to GFS a certified copy of the resolution of the Board of Trustees of the Trust ("Board") appointing GFS and authorizing the execution and delivery of this Agreement.

Appears in 1 contract

Samples: Service Agreement (Bryce Capital Funds)

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