BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary fund board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of the Distributor (provided that the Adviser is solely responsible for its representatives’ meeting examination requirements) and their related registrations and fees, ordinary supervisory services and overhead, the Distributor shall receive an annual fee of $75,000, billed monthly.
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary Board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, ordinary supervisory services, and overhead as well as an individual qualified to serve as Anti-Money Laundering Officer, the Distributor shall receive an annual fee of $20,000 (base fee), billed monthly.
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary Board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of the Distributor (provided that the Adviser is solely responsible for its representatives’ meeting examination requirements) and their related registrations and fees, ordinary supervisory services, overhead, Financial Research Corporation’s Mutual Fund Views on the News and Monitor publications, and return on investment, the Distributor shall receive the following annual fee, billed monthly, based on aggregate net assets of the Funds: Aggregate Net Assets of the Funds Annual Fee $0 - $100 million $25,000 over $100 million - $1 billion $50,000 over $1 billion $75,000
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary fund board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of the Distributor (provided that the Adviser is solely responsible for its representatives’ meeting examination requirements) and their related registrations and fees, ordinary supervisory services and overhead, the Distributor shall be entitled to receive an annual fee of $37,500 (the “Basic Services Fee”), billed monthly. The Distributor will waive the Basic Services Fees through October 31, 2007.
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary Board meeting preparation, maintenance of selling agreements, including negotiation of up to ten non-standard selling agreements per annum, clearance of advertising and sales literature with regulators (up to 25 new* pieces (up to two pages per piece) per annum and up to 20 web pages per annum), ordinary supervisory services and overhead, the Distributor shall receive an annual fee of $42,000 (comprised of $36,000 per registrant and $6,000 per Fund) plus 25 basis points on assets, billed monthly.
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary fund board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of the Distributor (provided that the Adviser is solely responsible for its representatives' meeting examination requirements) and their related registrations and fees, ordinary supervisory services, overhead, Financial Research Corporation's Mutual Fund Views on the News and Monitor publications, and return on investment, the Distributor shall receive an annual fee of $37,500; provided, however, that as long as Distributor or an affiliate of Distributor continues to perform services under that certain First Amended and Restated Master Services Agreement dated as of July 1, 2005, between BISYS Fund Services Ohio, Inc., the Trust and certain affiliates of the Trust, Distributor will waive such fee.
BASIC DISTRIBUTION SERVICES. Providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary fund board meeting preparation, maintenance of selling agreements, clearance of advertising and sale literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of Distributor (provided that the Adviser is solely responsible for its representatives’ meeting examination requirements) and their related registrations and fees, ordinary supervisory services and overhead.
BASIC DISTRIBUTION SERVICES. Amount Class of Sale Sales Charge ----- ------- ------------
BASIC DISTRIBUTION SERVICES. For providing the distribution entity and related infrastructure and platform, including requisite registrations and qualifications, premises, personnel, compliance, ordinary Board meeting preparation, maintenance of selling agreements, clearance of advertising and sales literature with regulators, filing appropriate documentation for advisory representatives to qualify as registered representatives of the Distributor (provided that the Adviser is solely responsible for its representatives' meeting examination requirements) and their related registrations and fees, ordinary supervisory services, overhead, and Financial Research Corporation's Mutual Fund Views on the News and Monitor publications, the Distributor shall receive an annual fee of $20,000, billed monthly
BASIC DISTRIBUTION SERVICES. Fee at the annual rate of ___ of ___% (one basis point) of the Fund’s average daily net assets, payable monthly in arrears, on the first $___, and . ___ of ___% on assets greater than $___. · Minimum annual fee: first series -- $___/Fund Basic Distribution Fee to be offset by: 1) Default Sales Charges and 2)
