Basic Rules of Conduct. The Broker-Dealer and the General Agent shall ensure that each Agent shall comply with a standard of conduct including, but not limited to, the following:
Appears in 9 contracts
Samples: Broker Dealer and General Agent (Equitable Financial Life Insurance Co of America), Broker Dealer and General Agent (Equitable America Variable Account No.70A), Broker Dealer and General Agent (Separate Account a of Axa Equitable Life Insurance Co)
Basic Rules of Conduct. The Broker-Dealer and the General Agent shall ensure that the General Agent and each Agent shall comply with a standard of conduct including, but not limited to, the following:
Appears in 1 contract
Samples: Broker Dealer and General Agent (Axa Equitable Life Insurance Co)
Basic Rules of Conduct. The Broker-Dealer and the General Agent shall ensure that each Agent shall comply with a standard all standards of conduct under applicable law including, but not limited to, the following:
Appears in 1 contract
Samples: Broker Dealer and General Agent Sales Agreement (First Investors Life Variable Annuity Fund C)
