Beneficial Ownership of Other Securities. OF THE COMPANY OWNED BY THE SELLING SECURITYHOLDER. Except as set forth below in this Item 5, the undersigned is not the beneficial or registered owner of any securities of the Company other than the Registrable Securities listed above in Item 3. Type and Amount of Other Securities beneficially owned by the Selling Securityholder:
Beneficial Ownership of Other Securities. OF THE COMPANY OWNED BY THE SELLING STOCKHOLDER: Except as set forth below in this Item (3), the undersigned is not the beneficial or registered owner of any securities of the Company other than the Registrable Shares listed above in Item (2)(a). Type and amount of other securities beneficially owned by the Selling Stockholder: ________________________________________________________________________
Beneficial Ownership of Other Securities of the Company Owned by the Selling Stockholder. Except as set forth below in this Item 5, the undersigned is not the beneficial or registered owner of any securities of the Company other than the Registrable Securities listed above in Item 3. Type and amount of other securities beneficially owned:
Beneficial Ownership of Other Securities. OF THE COMPANY OWNED BY THE SELLING SECURITYHOLDER. EXCEPT AS SET FORTH BELOW IN THIS ITEM 5, THE UNDERSIGNED IS NOT THE BENEFICIAL OR REGISTERED OWNER OF ANY SECURITIES OF THE COMPANY OTHER THAN THE REGISTRABLE SECURITIES LISTED ABOVE IN ITEM 3.
(a) Type and Amount of Other Securities beneficially owned by the Selling Securityholder: ____________________________________________________________________ ____________________________________________________________________
Beneficial Ownership of Other Securities of the Company Owned by the Selling Security Holder.
(a) Type and Amount of Other Securities beneficially owned by the Selling Security Holder:
Beneficial Ownership of Other Securities of the Company Owned by the Selling Shareholder.
(a) Type and Amount of other securities beneficially owned: ____________________________________________________________________________________________________ ____________________________________________________________________________________________________
Beneficial Ownership of Other Securities. OF THE COMPANY OWNED BY THE SELLING SECURITYHOLDER. EXCEPT AS SET FORTH BELOW IN THIS ITEM 5, THE UNDERSIGNED IS NOT THE BENEFICIAL OR REGISTERED OWNER OF ANY SECURITIES OF THE COMPANY OTHER THAN THE REGISTRABLE SECURITIES LISTED ABOVE IN ITEM 3.
(a) Type and Amount of Other Securities beneficially owned by the Selling Securityholder: Common Stock - 17,430,867 Shares; Warrants issued 11/26/04 888,284; Warrants issued 7/31/06 25,316,456; Warrants issued 9/30/05 999,221.73; ------------------------------------------------------------------- Warrants issued 2/14/07 8,438,819; Warrants issued 5/8/07 8,438,819; ------------------------------------------------------------------- Convertible Debenture due 07/09 $2,531,645.57 face; Convertible Debenture due 02/10 $1,265,822.75 face; Convertible Debenture due 05/10 $1,265,822.75 face
Beneficial Ownership of Other Securities of Gran Tierra Owned by the Selling Securityholder.
(a) Type and Amount of Other Securities beneficially owned by the Selling Securityholder:
Beneficial Ownership of Other Securities of the Company Owned by the Selling Stockholder.
(a) As of , 201 , the Selling Stockholder owned outright (including shares registered in Selling Stockholder’s name individually or jointly with others, shares held in the name of a bank, broker, nominee, depository or in “street name” for its account), shares of the Company’s capital stock (excluding the Registrable Securities). If “zero,” please so state.
(b) In addition to the number of shares Selling Stockholder owned outright as indicated in Item 5(a) above, as of , 201 , the Selling Stockholder had or shared voting power or investment power, directly or indirectly, through a contract, arrangement, understanding, relationship or otherwise, with respect to shares of the Company’s capital stock (excluding the Registrable Securities). If “zero,” please so state. If the answer to Item 5(b) is not “zero,” please complete the following tables:
(c) As of , 201 , the Selling Stockholder had the right to acquire the following shares of the Company’s common stock pursuant to the exercise of outstanding stock options, warrants or other rights (excluding the Registrable Securities). Please describe the number, type and terms of the securities, the method of ownership, and whether the undersigned holds sole or shared voting and investment power. If “none”, please so state.
