Business Code of Ethics and Compliance Sample Clauses

Business Code of Ethics and Compliance. For purposes of this section, “Covered Person” is defined to include any individual who, to the knowledge of Reseller or CSC, as applicable: (1) holds an official governmental position; (2) is a political party official; (3) is a candidate for public office; (4) is an official of a public international organization (such as the World Bank, International Monetary Fund, World Health Organization, United Nations, or World Trade Organization); (5) is a director, officer or employee of a state-owned enterprise; or (6) is closely related (for example, through family, business, personal, or other connections) to any of the foregoing. Neither Reseller nor any employee of Reseller, nor CSC nor any employee of CSC, has offered, paid, promised or authorized the payment or gift of anything of value, directly or indirectly, to any Covered Person for the purpose of: (A) influencing any act or decision of any Covered Person, government, government agency or government-owned or controlled entity, in order to obtain or retain business in any way related to the Agreement; (B) directing business to CSC or to any person or entity in any way related to the Agreement; or (C) securing any improper business advantage relating to the Agreement, including, without limitation, any regulatory action to the advantage with respect to the Agreement. Neither Reseller nor any Reseller employee, nor CSC nor any employee of CSC, has offered, paid, promised or authorized the payment or gift of anything of value to any person, while knowing or being aware of a likelihood that such money or thing of value would be offered, paid, given or promised, to any Covered Person for any purpose described in provisions (A) through (C) above. Reseller and its employees and agents and CSC and its employees and agents will refrain from conduct identified in this section in the future with respect to the Agreement. Neither CSC nor the Reseller is owned or controlled, in whole or in part, by a governmental entity or a Covered Person as defined above.
Sample 1
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Related to Business Code of Ethics and Compliance

  • Business Conduct Merger Sub was incorporated on November 5, 2020. Since its inception, Merger Sub has not engaged in any activity, other than such actions in connection with (a) its organization and (b) the preparation, negotiation and execution of this Agreement and the Transactions. Merger Sub has no operations, has not generated any revenues and has no assets or liabilities other than those incurred in connection with the foregoing and in association with the Merger as provided in this Agreement.

  • Code of Ethics The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and will provide the Trust with a copy of the code and evidence of its adoption. Within 45 days of the last calendar quarter of each year while this Agreement is in effect, the Adviser will provide to the Board of Trustees of the Trust a written report that describes any issues arising under the code of ethics since the last report to the Board of Trustees, including, but not limited to, information about material violations of the code and sanctions imposed in response to the material violations; and which certifies that the Adviser has adopted procedures reasonably necessary to prevent "access persons" (as that term is defined in Rule 17j-1) from violating the code.

  • Code of Conduct Executive acknowledges that Executive has read the Company’s Code of Business Conduct and agrees to abide by such Code of Business Conduct, as amended or supplemented from time to time, and other policies applicable to employees and executives of the Company.

  • Business Conducted Borrower shall continue in the business currently conducted by it using its best efforts to maintain its customers and goodwill. Borrower shall not engage, directly or indirectly, in any line of business substantially different from the business conducted by it immediately before the Closing Date, or engage in business or lines of business which are not reasonably related thereto.

  • Code of Business Conduct The Company’s Code of Business Conduct, as amended from time to time.

  • Expedited Advertising Compliance Review $[ ] for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter, 24 hour initial turnaround. § $[ ] FINRA filing fee per communication piece for the first 10 pages (minutes if audio or video); $[ ] per page (minute if audio or video) thereafter. FINRA filing fee subject to change. (FINRA filing fee may not apply to all communication pieces.)

  • Compliance with Statutes, Regulations, Etc The Borrower will, and will cause each Subsidiary to, comply with all applicable laws, rules, regulations and orders applicable to it or its property, including all governmental approvals or authorizations required to conduct its business, and to maintain all such governmental approvals or authorizations in full force and effect, in each case except where the failure to do so could not reasonably be expected to have a Material Adverse Effect.

  • Health Care Compliance Neither the Company nor any Affiliate has, prior to the Effective Time and in any material respect, violated any of the health care continuation requirements of COBRA, the requirements of FMLA, the requirements of the Health Insurance Portability and Accountability Act of 1996, the requirements of the Women's Health and Cancer Rights Act of 1998, the requirements of the Newborns' and Mothers' Health Protection Act of 1996, or any amendment to each such act, or any similar provisions of state law applicable to its Employees.

  • SEC Reporting and Compliance (a) Parent filed a registration statement on Form SB-2 under the Securities Act which became effective on February 1, 2002 and was not withdrawn, and a registration statement on Form 10-SB under the Exchange Act, which became effective on October 15, 2001. Since October 15, 2001 and except as set forth on Schedule 3.8, Parent has timely filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

  • Regulation M Compliance The Company has not, and to its knowledge no one acting on its behalf has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, (ii) sold, bid for, purchased, or, paid any compensation for soliciting purchases of, any of the Securities, or (iii) paid or agreed to pay to any Person any compensation for soliciting another to purchase any other securities of the Company, other than, in the case of clauses (ii) and (iii), compensation paid to the Company’s placement agent in connection with the placement of the Securities.

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