Capital Markets Elite Sample Clauses

Capital Markets Elite. Group (UK) Limited grants you the ability to locate “Hard to Borrow” securities. Your acceptance of a locate for a short sale order does not guarantee that the shares will be delivered to the Clearing Firms for settlement of your short sale transaction. Capital Markets Elite Group (UK) Limited at its sole discretion, may elect to buy in some or all of the shares necessary to cover your short position at any time, including on the trade date in which your short position was established, and at any time or date thereafter. By entering into a short position, you agree that you take on full financial and market risk, including the risk that you may incur losses as a result of Capital Markets Elite Group (UK) Limited buying in to cover your short position. You acknowledge that you may incur significant fees by locating and selling securities short in your account. Once a locate request is accepted you will be charged a locate fee. This fee is charged even if an order is not entered to sell short the located security.
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Capital Markets Elite. Group (UK) Limited 1
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Capital Markets Elite. Group (UK) Limited Schedule 1(research/suitability and data controller) In giving orders or instructions to the Firm, Client does so in relianceon Client’s own judgement. The Firm may from time to time provide Client with research materials, as well as written or oral market recommendations and other market and investment analysis (collectively “research materials”). Client hereby acknowledges and understands that research materials provided by the Firm to Client, with respect to Client’s trading activities, is solely incidental to the conduct of the Firm’s business, shall not serve as a primary basis for any decision by Client and does not constitute investment advice nor a personal recommendation to enter into a transaction. Client should read and consider carefully any disclosures or disclaimers made in such research materials. The Firm have not entered into an advisory relationship with Client under this agreement or the provision of services provided by the Firm hereunder. All of Clients trading decisions are made solely by and at Clients discretion and are based upon Clients own judgment and upon advice from such professional advisors as Client deem it necessary to consult and do not constitute the exercise of discretion or fiduciary authority or control by the Firm. Any information provided by the Firm to Client may be incomplete, may not have been verified and may be changed without notice to Client. Client understands that the Firm makes no representations or warranty as to the accuracy, completeness, reliability, or prudence of any such information. Client understands that the Firm, its affiliates,associates, officers and employees may take positions in or advise other customers concerning such transactions which are the subjectof advice from the Firm to customer, which positions, and advice may be inconsistent with or contrary to positions which are held by Client. When providing services to Client, the Firm shall not be required to assess the suitability for Client of the designated investments to be bought or sold or the transactions that Client intends to enter into. Therefore, Client will not benefit from the protection providedby the FCA rules on assessing suitability. Any such transaction will be entered into solely at Clients initiative and not in response to a personal communi- cation or recommendation from us. The Firm is entitled to assume in accordance with the FCA rules that,as a professional Client, Client has the necessary experien...
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Capital Markets Elite. Group (UK) 1 c. Information on costs and ancillary costs required by the FCA is not required to the same level of detail as for retail Clients;
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