Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the Xxxxxxxx-Xxxxx Act of 2002, review all reports of potential material violations of securities laws, breach of fiduciary duty or similar violations "up the ladder" to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 15 contracts
Samples: By Laws (IXIS Advisor Funds Trust II), By Laws (IXIS Advisor Funds Trust IV), By Laws (Gateway Trust)
Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the Xxxxxxxx-Xxxxx Act of 2002, review all reports of potential material violations of securities laws, breach of fiduciary duty or similar violations "“up the ladder" ” to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 10 contracts
Samples: By Laws (Natixis ETF Trust II), By Laws (Loomis Sayles Alternative Asset Based Solutions Income Fund), By Laws (Natixis ETF Trust)
Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002, review all reports of potential material violations of securities laws, breach of fiduciary duty or similar violations "up the ladder" to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 4 contracts
Samples: By Laws (Natixis Cash Management Trust), By Laws (Natixis Funds Trust IV), By Laws (Natixis Funds Trust I)
Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the Xxxxxxxx-Xxxxx Act of 2002, review all reports of potential material violations of securities laws, breach of fiduciary duty or similar violations "up the ladder" ladder to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 2 contracts
Samples: By Laws (Loomis Sayles Funds Ii), By Laws (Natixis Funds Trust III)
Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the XxxxxxxxSarbanes-Xxxxx Oxley Act of 2002, review all reports of potential material violations potentiax xxxxxxxx xxxlations of securities laws, breach of fiduciary duty or similar violations "up the ladder" to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 1 contract
Chief Legal Officer. The Chief Legal Officer shall, pursuant to Section 307 of the XxxxxxxxSarbaxxx-Xxxxx Act Xxx of 2002, review all reports of potential material violations of securities laws, breach of fiduciary duty or similar violations "up the ladder" to the Funds, evaluate the merits of the reports, and direct investigative next steps as applicable and shall perform such other duties as the Board may from time to time determine.
Appears in 1 contract
Samples: By Laws (Loomis Sayles Funds Ii)
