Common use of Client Account Opening Procedure Clause in Contracts

Client Account Opening Procedure. In order to use the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all the identification documentation and/or passport photo as requested by the Company, the Company will perform all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessment). Company will send the prospective client a notice informing him whether he has been accepted as a client of the Company or not. It is understood that the Company is not to be required (and may be unable under Applicable Regulations) to accept any person as its client until all documentation it requires has been received by the Company, properly and fully completed by such person, and all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessments) have been completed to the Company’s satisfaction. It is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countries. In the event that the Client is accepted by the Company as its Private Investor, the Company will open a Private Investor Account for him, which will be activated upon the Private Investor depositing the minimum initial deposit as determined by the Company in its discretion from time to time. You agree and undertake to: a) notify us of any changes to your personal and financial information and/or in your financial condition by emailing xxxx@0xxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted by the registration process; c) maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as for the management of your account. You authorize us to use your Registration Data and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from you.

Client Account Opening Procedure. In Subject to our regulatory and licensing requirements, and the provisions of this Customer Agreement your Account with us shall not be enabled until we have confirmed to have received all the necessary documentation and/or information, properly completed by you. You will not be able to trade until we have received and approved your “Know-your-Client” documentation. For corporate accounts, among the other corporate KYC documentation required, Clients must also provide a valid LEI (legal entity identifier) number in order to use be able to trade. If the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all LEI or any other required documents are not provided the identification documentation and/or passport photo as requested by account will be blocked. In case the CompanyLEI number is expired, the Company will perform all internal Company checks (including block your corporate account until LEI has been renewed and provided to us. The LEI should be renewed annually. Any trades opened before your account is approved are liable to be cancelled. Any losses or profits these trades may have generated shall also be cancelled and removed from your account. We may, at our sole discretion and according to our own compliance and risk management procedures, choose to initiate additional assessments and evaluations of our clients. Those may include, without limitation antilimitation: Anti-money laundering checks Money-Laundering and Anti -Terrorism-Financing, Know-Your-Client, credit and risk assessments, Source of Wealth/Source of Funds assessments and appropriateness assessment)tests. Company will send When conducting such assessments, we shall treat your personal information in accordance with Section 17 to this Customer Agreement. If you are requested to provide us with any information for the prospective client a notice informing him whether he has been accepted as a client purpose of the Company or not. It is understood that the Company is not to be required (said assessments, you must comply and may be unable under Applicable Regulations) to accept any person as its client until all documentation it requires has been received by the Companydeliver true, properly and fully completed by such personaccurate, and all internal Company checks up-to-date information. Should you fail or refuse to do so in a timely manner, we may, at our sole discretion, terminate this Agreement, reject your execution orders, suspend or close your account, or take any action available to us under this Customer Agreement. Additionally, should such assessments give rise to any suspicions regarding your compliance (including without limitation anti-money laundering checks and appropriateness assessmentsor ability to comply) have been completed with the terms of this Customer Agreement, we may, at our sole discretion, terminate this Agreement, reject your execution orders, or take any action available to the Company’s satisfaction. It is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countriesus under this Customer Agreement. In the event that the Client is accepted by the Company as its Private Investor, the Company will open a Private Investor Account for him, which will be activated upon the Private Investor depositing the minimum initial deposit as determined by the Company in its discretion from time to time. You agree and undertake to: a) notify us of any changes to your personal and financial information and/or in your financial condition by emailing xxxx@0xxxxxx.xxxxxxx@xxxxxxxxxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted by the registration process; c) maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxxxxxx@xxxxxxxxxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as for the management of your account. You authorize us to use your Registration Data and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from you.

Client Account Opening Procedure. 6.1 In order to use the Trading Platform and our Services, each prospective client must fill fills in and submit submits a duly completed Application Form together with all the identification documentation and/or passport photo as requested by the Company, the Company will perform all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessment). The Company will send the prospective client a notice informing him whether he has been accepted as a client of the Company or not. The Agreement will take effect and commence on the date on which the Client receives a notice from the Company informing him that he has been accepted as the Company’s client and that a Client Account has been opened for him. It is understood that the Company is not to be required (and may be unable under Applicable Regulations) to accept any person as its client until all documentation it requires has been received by the Company, properly and fully completed by such person, and all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessmentstests) have been completed to the Company’s satisfaction. It is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countries. . 6.2 In the event that the Client is accepted by the Company as its Private Investorclient, the Company will open a Private Investor Client Account for him, which will be activated upon the Private Investor Client depositing the minimum initial deposit or other amount in other currency (according to the Currency of the Client Account) as determined by the Company in its discretion from time to time. . 6.3 You agree and undertake to: a) notify us of any changes to your Your personal and financial information and/or in your Your financial condition by emailing xxxx@0xxxxxx.xxxxxxxxxx@xxxxxxxx.xx; b) provide true, accurate, current and complete Registration Data as prompted by the registration process; c) maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you You created your Your trading account, any changes to xxxx@0xxxxxx.xxxxxxxxxx@xxxxxxxx.xx; and d) ensure that you You log out from your Your trading account at the end of each session on the Website. ; e) We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as for the management of your Your account. You authorize us to use your Your Registration Data and other information to perform the above checks in relation to your Your application process; ; 6.4 In the event we become aware of any illegal activity or suspected illegal activity and/or activity, impropriety in the Registration Data and/or or failure of any due diligence requirement, we may freeze your Your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from youYou.

Client Account Opening Procedure. In Subject to our regulatory and licensing requirements, and the provisions of this Customer Agreement your Account with us shall not be enabled until we have confirmed to have received all the necessary documentation and/or information, properly completed by you. You will not be able to trade until we have received and approved your “Know-your-Client” documentation. For corporate accounts, among the other corporate KYC documentation required, Clients must also provide a valid LEI (legal entity identifier) number in order to use be able to trade. If the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all LEI or any other required documents are not provided the identification documentation and/or passport photo as requested by account will be blocked. In case the CompanyLEI number is expired, the Company will perform all internal Company checks (including block your corporate account until LEI has been renewed and provided to us. The LEI should be renewed annually. Any trades opened before your account is approved are liable to be cancelled. Any losses or profits these trades may have generated shall also be cancelled and removed from your account. We may, at our sole discretion and according to our own compliance and risk management procedures, choose to initiate additional assessments and evaluations of our clients. Those may include, without limitation antilimitation: Anti-money laundering checks Money-Laundering and Anti -Terrorism-Financing, Know-Your-Client, credit and risk assessments, Source of Wealth/Source of Funds assessments and appropriateness assessment)tests. Company will send When conducting such assessments, we shall treat your personal information in accordance with Section 17 to this Customer Agreement. If you are requested to provide us with any information for the prospective client a notice informing him whether he has been accepted as a client purpose of the Company or not. It is understood that the Company is not to be required (said assessments, you must comply and may be unable under Applicable Regulations) to accept any person as its client until all documentation it requires has been received by the Companydeliver true, properly and fully completed by such personaccurate, and all internal Company checks up-to-date information. Should you fail or refuse to do so in a timely manner, we may, at our sole discretion, terminate this Agreement, reject your execution orders, suspend or close your account, or take any action available to us under this Customer Agreement. Additionally, should such assessments give rise to any suspicions regarding your compliance (including without limitation anti-money laundering checks and appropriateness assessmentsor ability to comply) have been completed with the terms of this Customer Agreement, we may, at our sole discretion, terminate this Agreement, reject your execution orders, or take any action available to the Company’s satisfaction. It is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countriesus under this Customer Agreement. In the event that the Client is accepted by the Company as its Private Investor, the Company will open a Private Investor Account for him, which will be activated upon the Private Investor depositing the minimum initial deposit as determined by the Company in its discretion from time to time. You agree and undertake to: a) notify us of any changes to your personal and financial financial information and/or in your financial financial condition by emailing xxxx@0xxxxxx.xxxi xxx@xxxxxxxxxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted by the registration process; c) maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxxxxxx@xxxxxxxxxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing financing or fraud as well as for the management of your account. You authorize us to use your Registration Data and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from you.

Client Account Opening Procedure. In order to use the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all the identification documentation and/or passport photo as requested by the Company, the Company will perform all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessment). Company will send the prospective client a notice informing him whether he has been accepted as a client of the Company or not. The Customer Agreement will take effect and commence on the date on which the Client receives a notice from the Company informing him that he has been accepted as the Company’s client and that a Client Account has been opened for him. It is understood that the Company is not to be required (and may be unable under Applicable Regulations) to accept any person as its client until all documentation it requires has been received by the Company, properly and fully completed by such person, and all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessmentsassessments ) have been completed to the Company’s satisfaction. It is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countries. In the event that the Client is accepted by the Company as its Private Investor, the Company will open a Private Investor Account for him, which will be activated upon the Private Investor depositing the minimum initial deposit as determined by the Company in its discretion from time to time. You agree and undertake to: a) notify us of any changes to your personal and financial information and/or in your financial condition by emailing xxxx@0xxxxxx.xxxxxxx@xxxxxxxxxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted by the registration process; c) maintain and promptly update the Registration Data to keep it accurate, current and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxxxxxx@xxxxxxxxxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as for the management of your account. You authorize us to use your Registration Data and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from you.

Client Account Opening Procedure. In order 3.1. Upon receipt of the ‘Account Opening Application Form’, and in accordance with the internal policies and applicable regulations as amended from time to use time; Amana will rely on the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all the identification documentation and/or passport photo as requested information supplied by the Client during the registration process to: - obtain, verify, and maintain a record of the information and/or documentation that identify each client who wishes to effect trading activity with the Company; - assess and determine the appropriateness of the client entering into a business relationship with the Company. After the applicant has successfully completed the above registration process and has been accepted by Amana as a Client, a trading account will be opened, and credentials (login and password) will be generated and emailed to him. The Agreement will take effect on the Company will perform all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessment). Company will send date on which the prospective client a Client receives the said notice informing him whether that he has been accepted approved by the Company as a client of the Company or notclient, and that his trading account has been opened. It is understood that the Company is not to be required (and may be unable under Applicable Regulations) to accept any person as its client until all required documentation it requires has been received by the Company, properly and fully completed by such personreceived, and all internal Company checks (including without limitation anti-money laundering checks assessment of appropriateness and appropriateness assessmentsClient Categorization) have been completed to the Company’s satisfaction. It Furthermore, it is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countries. In the event that responsibility of the Client is accepted by to complete the application forms truthfully, to provide complete, correct and accurate information; and to notify the Company in writing if any of the information provided has changed. 3.2. The Company may conduct additional searches as its Private Investorit deems appropriate at any stage of the relationship. The client is expected to assist with any additional information, as failure to do so would lead to termination of the Company will open a Private Investor Account for him, which will be activated upon relationship between him and Amana in accordance with the Private Investor depositing terms of the Agreement. 3.3. A minimum initial deposit as for various types of Client Accounts may be determined by the Company in its discretion from time to timetime in the Contract Specifications. 3.4. You agree and undertake to: aShould the client wish to request to open an additional account (s) notify us of any changes to your personal and financial information and/or in your financial condition by emailing xxxx@0xxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted this will be governed by the registration process; csame terms and conditions of this agreement signed between the Client and Amana along with any existing or future agreement (s) maintain or document (s) that might be received thereto and promptly update governing the Registration Data relationship between the Client and Amana. The Client will be provided with only one (the same) set of Login and Password to keep it accurate, current enter into Amana’s login member area but a different account and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as password for the management of your account. You authorize us additional account (s) to use your Registration Data enter the trading platform to trade, give instructions and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from youplace orders.

Client Account Opening Procedure. In order 3.1. Upon receipt of the ‘Account Opening Application Form’, and in accordance with the internal policies and applicable regulations as amended from time to use time; Amana will rely on the Trading Platform and our Services, each prospective client must fill in and submit a duly completed Application Form together with all the identification documentation and/or passport photo as requested information supplied by the Client during the registration process to: - obtain, verify, and maintain a record of the information and/or documentation that identify each client who wishes to effect trading activity with the Company; - assess and determine the appropriateness of the client entering into a business relationship with the Company. After the applicant has successfully completed the above registration form and has been accepted by Amana as a Client, a trading account will be opened, and credentials (login and password) will be generated and emailed to him. The Agreement will take effect on the Company will perform all internal Company checks (including without limitation anti-money laundering checks and appropriateness assessment). Company will send date on which the prospective client a Client receives the said notice informing him whether he thathe has been accepted approved by the Company as a client of the Company or notclient, and that his trading account has been opened. It is understood that the Company is not to be required (and may be unable under Applicable Regulationsapplicable regulations) to accept any natural or legal person as its client until all required documentation it requires has been received by the Company, properly and fully completed by such personreceived, and all internal Company checks (including without limitation anti-money laundering checks assessment of appropriateness and appropriateness assessmentsClient Categorization) have been completed to the Company’s satisfaction. It Furthermore, it is further understood that we reserve the right to impose additional due diligence requirements to accept Clients residing in certain countries. In the event that responsibility of the Client is accepted by to completethe application forms truthfully, to provide complete, correct and accurate information; and to notify the Company in writing if any of the information provided has changed. 3.2. The Company may conduct additional searches as its Private Investorit deems appropriate at any stage of the relationship. The client is expected to assist with any additional information, as failure to do so would lead to termination of the Company will open a Private Investor Account for him, which will be activated upon relationship between him and Amana in accordance with the Private Investor depositing terms of the Agreement. 3.3. A minimum initial deposit as for various types of Client Accounts may be determined by the Company in its discretion from time to timetime in the Contract Specifications. 3.4. You agree and undertake to: aShould the client wish to request to open an additional account (s) notify us of any changes to your personal and financial information and/or in your financial condition by emailing xxxx@0xxxxxx.xxx; b) provide true, accurate, current and complete Registration Data as prompted this will be governed by the registration process; csame terms and conditions of this agreement signed between the Client and Amana along with any existing or future agreement (s) maintain or document (s) that might be received thereto and promptly update governing the Registration Data relationship between the Client and Amana. The Client will be provided with only one (the same) set of Login and Password to keep it accurate, current enter into Xxxxx’s login member area but a different account and complete by emailing using the email address which you created your trading account, any changes to xxxx@0xxxxxx.xxx; and d) ensure that you log out from your trading account at the end of each session on the Website. We may carry out credit and other checks from time to time as we deem appropriate. Your Registration Data or other information may be used in the prevention of money laundering or terrorist financing or fraud as well as password for the management of your account. You authorize us additional account (s) to use your Registration Data enter the trading platform to trade, give instructions and other information to perform the above checks in relation to your application process; In the event we become aware of any illegal activity or suspected illegal activity and/or impropriety in the Registration Data and/or failure of any due diligence requirement, we may freeze your account. Should such an event occur we may not be in a position to release funds and may not be able to carry out subsequent instructions from youplace orders.