Common use of Client Categorization Clause in Contracts

Client Categorization. 5.1. According to Applicable Regulations, the Company has to categorize its Clients in one of the following categories: Retail Client and Professional Client. If a Client has been categorized as Professional Client, the Company then reserves the right to further categorize the Client as an Eligible Counterparty. The Client will be categorized and treated as a Retail Client in accordance with applicable law, unless the Client has informed the Company otherwise. 5.2. The Client has the right to request a different Client Categorization. If a Client desires to be re-classified, they need to send to the Company a written request, and the Company shall review this request. If the Company has categorized the Client as a Professional Client or an Eligible Counterparty, the Client will not be entitled to bring a claim to the Investor Compensation Fund, if the Company is unable to meet any of its obligations to the Client, which arise in relation to the provision of investment and ancillary services. Please refer to the ‘Client Categorization Policy’ available on the Company’s Website. 5.3. The Company can review a Client’s categorization at any time, in accordance with the applicable rules. The Company will notify the Client in the event a change affects them.

Client Categorization. 5.17.1. According to Applicable Regulations, the Company has to categorize its Clients in one of the following categories: either as Retail Client and or a Professional Client. If a Client has been categorized as Professional Client, the Company then reserves the right to further categorize the Client as an Eligible Counterparty. The Client will be categorized and treated as a Retail Client in accordance with applicable law, law unless the Client has informed the Company otherwise. 5.27.2. The Client has the right to request a different Client Categorization. If a Client desires to be re-re- classified, they need to send to the Company a written request, and the Company shall review this request. If the Company has categorized the Client as a Professional Client or an Eligible Counterparty, the Client will not be entitled to bring a claim to the Investor Compensation Fund, if the Company is unable to meet any of its obligations to the Client, which arise in relation to the provision of investment and ancillary services. Please refer to the ‘Client Categorization Policy’ available on the Company’s Website.Categorizat 5.37.3. The Company can review a Client’s categorization at any time, in accordance with the applicable rulescAapptliceabgleoRurleis. zation 7.4. The Company will notify the Client in the event a change affects them.

Client Categorization. 5.1. According to Applicable Regulations, the Company has to categorize its Clients in one of the following categories: Retail Client and Professional Client. If a Client has been categorized as Professional Client, the Company then reserves the right to further categorize the Client as an Eligible Counterparty. The Client will be categorized and treated as a Retail Client in accordance with applicable law, unless the Client has informed the Company otherwise. 5.2. The Client has the right to request a different Client Categorization. If a Client desires to be re-classifiedre­classified, they need to send to the Company a written request, and the Company shall review this request. If the Company has categorized the Client as a Professional Client or an Eligible Counterparty, the Client will not be entitled to bring a claim to the Investor Compensation Fund, if the Company is unable to meet any of its obligations to the Client, which arise in relation to the provision of investment and ancillary services. Please refer to the ‘Client Categorization Policy’ available on the Company’s Website. 5.3. The Company can review a Client’s categorization at any time, in accordance with the applicable rules. The Company will notify the Client in the event a change affects them.