Client Categorization. 6.1 The Company attaches different levels of regulatory protection to each category and clients within each category. In particular, Retail Clients are afforded the most regulatory protection; Professional Clients and ECPs are considered to be more experienced, knowledgeable and sophisticated and able to assess their own risk and are thus afforded fewer regulatory protections.
Appears in 4 contracts
Samples: Account Agreement, Account Agreement, Opening Agreement
