COMPANY TRANSFER AGENT INSTRUCTIONS. American Stock Transfer & Co., LLC ____________________________ ____________________________ Attention: Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of December 8, 2011 (the “Agreement”), by and among Pacific Ethanol, Inc., a Delaware corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and Warrants (the “Warrants”), which are exercisable into shares of Common Stock. This letter shall serve as our irrevocable authorization and direction to you (provided that you are the transfer agent of the Company at such time):
COMPANY TRANSFER AGENT INSTRUCTIONS. ComputerShare Trust Company, N.A. [ADDRESS] Attention: [ ], Account Representative Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of [●], 2016 (the “Agreement”), by and among Zosano Pharma Corporation, a Delaware Corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), Series A Warrants and Series B Warrants (collectively, the “Warrants”), which are exercisable into shares of Common Stock. In connection with the consummation of the transactions contemplated by the Agreement, this letter shall serve as our irrevocable authorization and direction to you:
COMPANY TRANSFER AGENT INSTRUCTIONS. [COMPANY TRANSFER AGENT] [ADDRESS] Attention: [_________], Account Representative Ladies and Gentlemen: Reference is made to that certain Stock Purchase Agreement, dated as of [____________], 2014 (the “Agreement”), by and among GlassesOff Inc., a Nevada corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of the Company’s common stock, par value $0.001 per share (“Common Stock”). In connection with the consummation of the transactions contemplated by the Agreement, this letter shall serve as our irrevocable authorization and direction to you to issue an aggregate of _______ shares of Common Stock in the names and denominations set forth on Exhibit I attached hereto. The certificates should bear the legend set forth on Exhibit II attached hereto and “stop transfer” instructions should be placed against their subsequent transfer. Kindly deliver the certificates to the respective delivery addresses set forth on Exhibit I via hand delivery or overnight courier. We confirm that these shares will be validly issued, fully paid and non-assessable upon issuance. Please be advised that the Holders are relying upon this letter as an inducement to enter into the Agreement and, accordingly, each Holder is a third party beneficiary to these instructions. Please execute this letter in the space indicated to acknowledge your agreement to act in accordance with these instructions. Should you have any questions concerning this matter, please contact our counsel, Gxxxxxxxx Txxxxxx, P.A., attention Rxxxxx X. Xxxxxxxx, Esq., at (000) 000-0000. Very truly yours, By: Name: Title: ACKNOWLEDGED AND AGREED TO this ___ day of [_________], 2014 By: Name: Title: Enclosures Name and Address of Stockholder Number of Shares Purchased THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY APPLICABLE STATE SECURITIES LAWS AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN COMPLIANCE WITH APPLICABLE STATE SECURITIES LAWS OR BLUE SKY LAWS.
COMPANY TRANSFER AGENT INSTRUCTIONS. Computershare Investor Services LLC 2 Xxxxx XxXxxxx Xxxxxx Xxxxxxx, XX 00000 Attention: Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of March 1, 2006 (the “Agreement”), by and among Akorn, Inc., a Louisiana corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of Common Stock of the Company, no par value per share (the “Common Stock”), and Warrants (the “Warrants”), which are exercisable into shares of Common Stock. This letter shall serve as our irrevocable authorization and direction to you (provided that you are the transfer agent of the Company at such time) to issue shares of Common Stock upon transfer or resale of the Common Shares. You acknowledge and agree that so long as you have previously received (a) written confirmation from the Company’s legal counsel that either (i) a registration statement covering resales of the Common Shares and the Warrant Shares has been declared effective by the Securities and Exchange Commission (the “SEC”) under the Securities Act of 1933, as amended (the “1933 Act”) and such confirmation has not been rescinded, or (ii) sales of the Common Shares and the Warrant Shares may be made in conformity with Rule 144 under the 1933 Act (“Rule 144”), (b) if applicable, a copy of such registration statement, and (c) either (x) notice from the Company of the surrender of stock certificates for the purpose of having such certificates replaced with certificates which do not bear the restrictive legends pursuant to Section 4.1(c) of the Agreement, or (y) notice from legal counsel to the Company or any Holder that a transfer of Common Shares and/or Warrant Shares has been effected either pursuant to the registration statement (and a prospectus delivered to the transferee) or pursuant to Rule 144, then, unless otherwise required by law, within three (3) Business Days of your receipt of the notice referred to in (c), you shall issue the certificates representing the Common Shares and the Warrant Shares to the Holders (in the case of (c)(x)) or to the transferees registered in the names of such transferees (in the case of (c)(y)), and such certificates shall not bear any legend restricting transfer of the Common Shares and the Warrant Shares thereby and should not be subject to any stop-transfer restriction, except as set forth...
COMPANY TRANSFER AGENT INSTRUCTIONS. U.S. Stock Transfer Corporation 0000 Xxxxxxx Xxxxxx Xxxxxxxx, Xxxxxxxxxx 00000 Attention: Corautus Genetics Inc. Representative Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of June 29, 2007 (the “Agreement”), by and among Via Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of Common Stock of the Company, par value $0.001 per share (the “Common Stock”). In connection with the consummation of the transactions contemplated by the Agreement, this letter shall serve as our irrevocable authorization and direction to you:
COMPANY TRANSFER AGENT INSTRUCTIONS. Broadridge Corporate Issuer Solutions, Inc.
COMPANY TRANSFER AGENT INSTRUCTIONS. Jersey Transfer & Trust Company, Inc. 200 Xxxxxxxxxx Xxxxxx Xxxxxx, XX 00000-0000 Attention: Liberator Medical Holdings, Inc. Account Representative Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of March 8, 2010 (the “Agreement”), by and between Liberator Medical Holdings, Inc., a Nevada corporation (the “Company”), and Kinderhook Partners, L.P. (the “Holder”), pursuant to which the Company is issuing to the Holder shares (the “Shares”) of Common Stock of the Company, par value $.001 per share (the “Common Stock”). In connection with the consummation of the transactions contemplated by the Agreement, this letter shall serve as our irrevocable authorization and direction to you:
COMPANY TRANSFER AGENT INSTRUCTIONS. [COMPANY TRANSFER AGENT] [ADDRESS] Attention: [_________], Account Representative Ladies and Gentlemen: Reference is made to that certain Securities Purchase Agreement, dated as of [January __], 2008 (the “Agreement”), by and among EMCORE Corporation (the “Company”), and the investors named on the Schedule of Investors attached thereto (collectively, the “Holders”), pursuant to which the Company is issuing to the Holders shares (the “Common Shares”) of Common Stock of the Company, no par value (the “Common Stock”), and Warrants (the “Warrants”), which are exercisable into shares of Common Stock. In connection with the consummation of the transactions contemplated by the Agreement, this letter shall serve as our irrevocable authorization and direction to you:
COMPANY TRANSFER AGENT INSTRUCTIONS. EMPIRE STOCK TRANSFER INC.
COMPANY TRANSFER AGENT INSTRUCTIONS. Continental Stock Transfer & Trust Company
