State Securities Laws definition

State Securities Laws means the securities (or “blue sky”) rules, regulations, or other similar laws of a particular state.
State Securities Laws means all applicable state securities laws and regulations, including, without limitation, the registration, permit or qualification requirements thereunder.
State Securities Laws shall have the meaning set forth in Section 5.4(a).

Examples of State Securities Laws in a sentence

  • Notwithstanding anything in this Subscription Agreement to the contrary, the Company shall have no obligation to issue any of the Securities to any person who is aresident of a jurisdiction in which the issuance of Securities to such person would constitute a violation of the securities, "blue sky" or other similar laws of such jurisdiction (collectively referred to as the "State Securities Laws").

  • None of the Loan Parties or any current director or officer thereof, is or has been the subject of any Action involving: (x) a claim of violation of or liability under the Securities Act, the Exchange Act, FINRA rules or any State Securities Laws; (y) breach of fiduciary duty; or (z) fraud (statutory or common law), embezzlement, misappropriation or conversion of property or rights, or any other crime involving deceit.

  • None of the Company, any Subsidiary or any director or officer thereof, is or has been the subject of any Action involving a claim of violation of or liability under any of the following: (x) the Securities Act, the Exchange Act, the FINRA rules or any State Securities Laws; (y) breach of fiduciary duty; or (z) fraud (statutory or common law), embezzlement, misappropriation or conversion of property or rights, or any other crime involving deceit.


More Definitions of State Securities Laws

State Securities Laws. The address of such Purchaser set forth on Schedule 1 attached hereto is the Purchaser's true and correct residence or place of business.
State Securities Laws means any applicable state securities laws that may restrict or prohibit the issuance or purchase of shares of Common Stock upon exercise of the Warrant.
State Securities Laws means the Corporate Securities Law of 1968
State Securities Laws has the meaning set forth in Section 3.
State Securities Laws means all applicable state securities statutes, rules, and regulations, including, without limitation, the registration, permit or qualification requirements thereunder.
State Securities Laws the securities ("blue sky") rules, regulations, or other similar laws of a particular state. "Subscription Amount" means, as to each Investor, the aggregate amount to be paid for Securities purchased hereunder as specified below such Investor's name on the signature page ofthis Agreement and next to the heading "Subscription Amount," in United States Dollars and in immediately available funds.
State Securities Laws has the meaning assigned to such term in Section 4.04.