COMPLAINTS AND INVESTIGATIONS. A. Broker-Dealer shall promptly provide Notice to Company and Distributor of any written complaint or inquiry or notice of any investigation or proceeding (customer, regulatory, judicial or otherwise) received by Broker-Dealer (or any Registered Representative or Broker) that relates to any Contract or Policy or any activities undertaken in connection with this Agreement.
Appears in 7 contracts
Samples: Broker Dealer Selling Agreement (Pruco Life Variable Universal Account), Broker Dealer Selling Agreement (Pruco Life Variable Universal Account), Broker Dealer Selling Agreement (Prudential Variable Contract Account Gi-2)
COMPLAINTS AND INVESTIGATIONS. A. Broker-Dealer shall promptly provide Notice to Company and Distributor of any written complaint or inquiry or notice of any investigation or proceeding (customer, regulatory, judicial or otherwise) received by Broker-Dealer (or any Registered Representative or Broker) that relates to any Contract or Policy or any activities undertaken in connection with this Agreement.. COMB. BDSA_9-2009
Appears in 1 contract
Samples: Broker Dealer Selling Agreement (Pruco Life Variable Universal Account)
COMPLAINTS AND INVESTIGATIONS. A. Broker-Dealer shall (A) Broker must promptly provide Notice notice to Company and Distributor of any written complaint or inquiry or notice of any investigation or proceeding (customer, regulatory, judicial or otherwise) received by Broker-Dealer (or any Registered Representative or Broker) Broker that relates to any Contract or Policy or any activities undertaken in connection with this Agreement.
Appears in 1 contract
Samples: Insurance Broker Agreement
COMPLAINTS AND INVESTIGATIONS. A. Broker-Dealer shall promptly provide Notice to Company and Distributor of any written complaint or inquiry or notice of any investigation or proceeding (customer, regulatory, judicial or COMB. BDSA_11-2007 11 of 18 otherwise) received by Broker-Dealer (or any Registered Representative or Broker) that relates to any Contract or Policy or any activities undertaken in connection with this Agreement.
Appears in 1 contract
Samples: Broker Dealer Selling Agreement (Prudential Variable Contract Account Gi-2)
